MAI769 - Ethics for Financial Services (Intensive)
Unit details
Year: | 2021 unit information |
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Important Update: | Unit delivery will continue to be provided in line with the most current COVIDSafe health guidelines. This may include a mix of on-campus and online activities. To find out how you are impacted, please check your unit sites for announcements and updates. Unit sites open one week prior to the start of each Trimester/Semester. Thank you for your flexibility and commitment to studying with Deakin in 2021. Last updated: 4 June 2021 |
Enrolment modes: | Intensive 02: Cloud^ |
Credit point(s): | 1 |
EFTSL value: | 0.125 |
Unit Chair: | INTENSIVE 02: Peter Ngigi INTENSIVE 04: Peter Ngigi INTENSIVE 11: Adam Steen |
Cohort rule: | This unit is only available to students enrolled in M669, M701, M769 and N002*
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Prerequisite: | Nil |
Corequisite: | Nil |
Incompatible with: | MAA769 |
Typical study commitment: | Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Students will have 24 hours of face-to-face contact over the course of 3 consecutive days with separate independent and collaborative learning required both prior to and subsequent to the Intensive. |
Scheduled learning activities - cloud: | Students will be required to access the Unit Site for reading and preparation work which will be available four weeks prior to the commencement of the intensive. Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Collaborative learning is required both prior to and subsequent to the Intensive. In addition to the online scheduled learning activities, this intensive unit requires students to attend three consecutive days of intensive study from 9.00am to 5.00pm, held via Zoom. ^2021 Dates:
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In-person attendance requirements: |
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Note:*N002 (single unit non-award postgraduate) How to apply For support on your application process, contact financial-planning@deakin.edu.au Current Deakin students can enrol directly via StudentConnect. Please enrol by the 2021 deadline as places are limited Intensive period 02 enrolment deadline: Sunday 14 February 2021 Students are advised that Assessment 1: Test (Individual) Online (1 hour) -20% must be completed prior to attending the intensive days. For further information, please email: blres@deakin.edu.au |
Content
As a requirement of education standards provided by the Financial Adviser Standards and Ethics Authority (FASEA), the unit develops students' appreciation of ethics and their ability to evaluate and apply ethical principles in the decision-making process in financial planning. Topics covered include: the nature of ethics; ethical factors influencing the performance of financial services; ethical theories and principles applicable to finance professionals; ethical decision-making models; ethical issues and conflicts of interest in the financial services industry; FASEA and professional codes of ethics; applying ethical decisions in case scenarios; international business practices; and code monitoring bodies.
ULO | These are the Learning Outcomes (ULO) for this unit. At the completion of this unit, successful students can: | Deakin Graduate Learning Outcomes |
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ULO1 | Apply knowledge of ethical theories, principles and decision-making models in arriving at and communicating responsible and ethical judgements in financial planning scenarios. | GLO1: Discipline-specific knowledge and capabilities GLO2: Communication |
ULO2 | Evaluate and respond (verbally and in writing) to stakeholder interests. | GLO1: Discipline-specific knowledge and capabilities GLO2: Communication |
ULO3 | Justify ethical decisions according to relevant national and international professional standards and codes of ethics. | GLO1: Discipline-specific knowledge and capabilities GLO8: Global citizenship |
ULO4 | Evaluate the role of code monitoring bodies in monitoring and enforcing adviser compliance with codes of ethical conduct. | GLO1: Discipline-specific knowledge and capabilities GLO4: Critical Thinking |
Assessment
Assessment Description | Length | Grading and weighting (% total mark for unit) | Due week |
Assessment 1: Online Test (Individual) | 1 hour | 20% | Must be completed prior to the 3-day class |
Assessment 2: Case Study (Group of 4) Presentation: Written report |
10 minutes 2000 words |
20% 30% | Final afternoon of the 3 day intensive |
Assessment 3: Written Assessment (Individual) | 2000 words | 30% | 2021 date to be advised, no later than 8pm. |
The assessment due weeks provided may change. The Unit Chair will clarify the exact assessment requirements, including the due date, at the start of the teaching period.
Hurdle requirement
Students must achieve 50% of total available marks.
Unit Fee Information
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