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SEARCH TERM | FOUND |
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Preferred Label | 01. COLLECTIONS MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the university's artwork, artefact, specimen, and other object collections. Includes selecting, acquiring, maintaining, classifying and promoting items in the collection. Also includes those collections held by departments. |
Broader | |
Narrower | 01.01 - ACCESS MANAGEMENT 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT 01.03 - EXHIBITIONS 01.04 - SUBSCRIPTIONS |
Preferred Label | 01. COLLECTIONS MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the university's artwork, artefact, specimen, and other object collections. Includes selecting, acquiring, maintaining, classifying and promoting items in the collection. Also includes those collections held by departments. |
Alternative Labels |
Preferred Label | 01.01 - ACCESS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of authorising, providing, and monitoring access to University collections. |
Broader | 01. COLLECTIONS MANAGEMENT |
Narrower | 01.01.01 Disputed access to collections/information 01.01.02 Undisputed access to collections/information 01.01.03 Library loans management |
Preferred Label | 01.01 - ACCESS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of authorising, providing, and monitoring access to University collections. |
Alternative Labels |
Preferred Label | 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of bringing together artwork, artefacts, specimens and other objects to form a collection. Includes the acquiring of items through purchase, donation, or through teaching and research activities. |
Preferred Label | 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of bringing together artwork, artefacts, specimens and other objects to form a collection. Includes the acquiring of items through purchase, donation, or through teaching and research activities. |
Alternative Labels |
Preferred Label | 01.03 - EXHIBITIONS |
Concept Type | Activity |
Scope Notes | The activity of providing a program of exhibitions. Includes travelling exhibitions, competitions and exhibitions assembled from the permanent collection or from borrowed works. |
Broader | 01. COLLECTIONS MANAGEMENT |
Narrower | 01.03.01 Significant exhibition records 01.03.02 Operational exhibition management records |
Preferred Label | 01.03 - EXHIBITIONS |
Concept Type | Activity |
Scope Notes | The activity of providing a program of exhibitions. Includes travelling exhibitions, competitions and exhibitions assembled from the permanent collection or from borrowed works. |
Alternative Labels |
Preferred Label | 01.04 - SUBSCRIPTIONS |
Concept Type | Activity |
Scope Notes | The activity of managing the University's library subscriptions to collection material. |
Broader | 01. COLLECTIONS MANAGEMENT |
Narrower | 01.04.01 Journals and information bases |
Preferred Label | 01.04 - SUBSCRIPTIONS |
Concept Type | Activity |
Scope Notes | The activity of managing the University's library subscriptions to collection material. |
Alternative Labels |
Preferred Label | 02. COMMERCIAL OPERATIONS |
Concept Type | Function |
Scope Notes | The function of managing the commercial activities of the university including establishment and operation of Deakin companies, licences and agreements. Includes commercialisation of Deakin products, services and results of research. For the marketing of Deakin services and products, use ENGAGEMENT AND COMMUNITY RELATIONS - Marketing. |
Broader | |
Narrower | 02.01 - BUSINESS DEVELOPMENT 02.02 - CONSULTANCY SERVICES 02.03 - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS |
Preferred Label | 02. COMMERCIAL OPERATIONS |
Concept Type | Function |
Scope Notes | The function of managing the commercial activities of the university including establishment and operation of Deakin companies, licences and agreements. Includes commercialisation of Deakin products, services and results of research. For the marketing of Deakin services and products, use ENGAGEMENT AND COMMUNITY RELATIONS - Marketing. |
Alternative Labels |
Preferred Label | 02.01 - BUSINESS DEVELOPMENT |
Concept Type | Activity |
Scope Notes | The activity of investigating and developing commercial opportunities for the university's products. |
Broader | 02. COMMERCIAL OPERATIONS |
Narrower | 02.01.01 Commercial development planning (successful) 02.01.02 Commercial development planning (unsuccessful) |
Preferred Label | 02.01 - BUSINESS DEVELOPMENT |
Concept Type | Activity |
Scope Notes | The activity of investigating and developing commercial opportunities for the university's products. |
Alternative Labels |
Preferred Label | 02.02 - CONSULTANCY SERVICES |
Concept Type | Activity |
Scope Notes | The activity of providing professional consultancy services for internal or external clients, by university staff. For provision of services to the university by external consultants or contractors, use HUMAN RESOURCES - CONSULTANTS & CONTRACTORS. Variants: Professional and Community Service (Academics) |
Broader | 02. COMMERCIAL OPERATIONS |
Narrower | 02.02.01 Consultancies - significant projects 02.02.02 Consultancies - routine projects |
Preferred Label | 02.02 - CONSULTANCY SERVICES |
Concept Type | Activity |
Scope Notes | The activity of providing professional consultancy services for internal or external clients, by university staff. For provision of services to the university by external consultants or contractors, use HUMAN RESOURCES - CONSULTANTS & CONTRACTORS. Variants: Professional and Community Service (Academics) |
Alternative Labels |
Preferred Label | 02.03 - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS |
Concept Type | Activity |
Scope Notes | The activity of establishing companies, associations or trusts owned by the university or established in partnership with other organisations Includes restructuring and company registration. Also includes reviews. For university faculties and departments, use GOVERNANCE ESTABLISHMENT & RESTRUCTURING. |
Preferred Label | 02.03 - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS |
Concept Type | Activity |
Scope Notes | The activity of establishing companies, associations or trusts owned by the university or established in partnership with other organisations Includes restructuring and company registration. Also includes reviews. For university faculties and departments, use GOVERNANCE ESTABLISHMENT & RESTRUCTURING. |
Alternative Labels |
Preferred Label | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Concept Type | Function |
Scope Notes | The function of managing the university's relationship with the community, government, and industry groups. Includes promoting the university to the public through activities such as exhibitions, undertaking marketing and fundraising activities, liaising with prospective students and the media, and facilitating corporate sponsorship. For liaison with government bodies in relation to compliance and other governance issues, use GOVERNANCE For orientation and transition activities use SUPPORT SERVICES - Functions and Events |
Preferred Label | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Concept Type | Function |
Scope Notes | The function of managing the university's relationship with the community, government, and industry groups. Includes promoting the university to the public through activities such as exhibitions, undertaking marketing and fundraising activities, liaising with prospective students and the media, and facilitating corporate sponsorship. For liaison with government bodies in relation to compliance and other governance issues, use GOVERNANCE For orientation and transition activities use SUPPORT SERVICES - Functions and Events |
Alternative Labels |
Preferred Label | 03.01 - ADDRESSES (PRESENTATIONS) |
Concept Type | Activity |
Scope Notes | The activity of giving addresses (presentations) for community relations purposes. For records relating to the administrative arrangements for addresses, use ENGAGEMENT & COMMUNITY RELATIONS CELEBRATIONS, CEREMONIES AND FUNCTIONS. For the publication of presentations and addresses by the university, use INFORMATION MANAGEMENT Publication. For presentations given for the purposes of teaching and learning, use TEACHING - Course Delivery. For presentations given as part of staff development and training, use HUMAN RESOURCES - Staff Development. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.01.01 Addresses (major public occasions) 03.01.02 Addresses (routine promotions) 03.01.03 Working papers |
Preferred Label | 03.01 - ADDRESSES (PRESENTATIONS) |
Concept Type | Activity |
Scope Notes | The activity of giving addresses (presentations) for community relations purposes. For records relating to the administrative arrangements for addresses, use ENGAGEMENT & COMMUNITY RELATIONS CELEBRATIONS, CEREMONIES AND FUNCTIONS. For the publication of presentations and addresses by the university, use INFORMATION MANAGEMENT Publication. For presentations given for the purposes of teaching and learning, use TEACHING - Course Delivery. For presentations given as part of staff development and training, use HUMAN RESOURCES - Staff Development. |
Alternative Labels |
Preferred Label | 03.02 - ADVICE |
Concept Type | Activity |
Scope Notes | The activity of providing advice about University operations to external organisations and the community. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.02.01 General advice |
Preferred Label | 03.02 - ADVICE |
Concept Type | Activity |
Scope Notes | The activity of providing advice about University operations to external organisations and the community. |
Alternative Labels |
Preferred Label | 03.03 - ALUMNI SERVICES |
Concept Type | Activity |
Scope Notes | The activity of maintaining relations with the university's graduates. Use for all alumni business and affairs including membership conditions and benefits; contact details; national and international activities; papers and proceedings of the Deakin Alumni Community, etc. For Alumni awards use ENGAGEMENT & COMMUNITY RELATIONS - RECOGNITION. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.03.01 Register of alumni 03.03.02 Maintenance of alumni records |
Preferred Label | 03.03 - ALUMNI SERVICES |
Concept Type | Activity |
Scope Notes | The activity of maintaining relations with the university's graduates. Use for all alumni business and affairs including membership conditions and benefits; contact details; national and international activities; papers and proceedings of the Deakin Alumni Community, etc. For Alumni awards use ENGAGEMENT & COMMUNITY RELATIONS - RECOGNITION. |
Alternative Labels |
Preferred Label | 03.04 - CELEBRATIONS, CEREMONIES AND FUNCTIONS |
Concept Type | Activity |
Scope Notes | The activities associated with arranging and managing festivities to honour a particular event. Includes launches, closures, award ceremonies, etc. For orientation and transition activities, and the arrangement of graduation ceremonies, use SUPPORT SERVICES - FUNCTIONS & EVENTS. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.04.01 Administrative arrangements |
Preferred Label | 03.04 - CELEBRATIONS, CEREMONIES AND FUNCTIONS |
Concept Type | Activity |
Scope Notes | The activities associated with arranging and managing festivities to honour a particular event. Includes launches, closures, award ceremonies, etc. For orientation and transition activities, and the arrangement of graduation ceremonies, use SUPPORT SERVICES - FUNCTIONS & EVENTS. |
Alternative Labels |
Preferred Label | 03.05 - COMPLAINTS |
Concept Type | Activity |
Scope Notes | The act of receiving and responding to complaints made by members of the public or clients of the University. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.05.01 Receipt and response to complaints resulting in changes to policy/procedures 03.05.02 Receipt and response to complaints |
Preferred Label | 03.05 - COMPLAINTS |
Concept Type | Activity |
Scope Notes | The act of receiving and responding to complaints made by members of the public or clients of the University. |
Alternative Labels |
Preferred Label | 03.06 - CONFERENCES |
Concept Type | Activity |
Scope Notes | The activities involved in arranging conferences or seminars. Includes management of registrations for participants, publicity and evaluations by participants. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.06.01 Papers and speeches 03.06.02 Conference planning and facilitation |
Preferred Label | 03.06 - CONFERENCES |
Concept Type | Activity |
Scope Notes | The activities involved in arranging conferences or seminars. Includes management of registrations for participants, publicity and evaluations by participants. |
Alternative Labels |
Preferred Label | 03.07 - CUSTOMER SERVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the planning, monitoring and evaluation of customer services provided to clients by the agency. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.07.01 Customer services management 03.07.02 Customer service strategy |
Preferred Label | 03.07 - CUSTOMER SERVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the planning, monitoring and evaluation of customer services provided to clients by the agency. |
Alternative Labels |
Preferred Label | 03.08 - DONATIONS |
Concept Type | Activity |
Scope Notes | The activities associated with managing money, items, artefacts or property donated or bequeathed to the agency, or by the agency to charities, etc. Includes managing unsolicited donations. For records documenting the financial management of donated items, use FINANCIAL MANAGEMENT ACCOUNTING. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.08.01 Major donations 03.08.02 Routine donations |
Preferred Label | 03.08 - DONATIONS |
Concept Type | Activity |
Scope Notes | The activities associated with managing money, items, artefacts or property donated or bequeathed to the agency, or by the agency to charities, etc. Includes managing unsolicited donations. For records documenting the financial management of donated items, use FINANCIAL MANAGEMENT ACCOUNTING. |
Alternative Labels |
Preferred Label | 03.09 - ENQUIRIES AND PUBLIC REACTION |
Concept Type | Activity |
Scope Notes | Enquiries and correspondence of appreciation or suggestions from members of the public or clients of the University. Includes enquiries received in relation to the Universitys core functions. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.09.01 Receipt and response to enquiries resulting in changes to policy/procedures 03.09.02 Routine receipt and response to enquiries |
Preferred Label | 03.09 - ENQUIRIES AND PUBLIC REACTION |
Concept Type | Activity |
Scope Notes | Enquiries and correspondence of appreciation or suggestions from members of the public or clients of the University. Includes enquiries received in relation to the Universitys core functions. |
Alternative Labels |
Preferred Label | 03.10 - EXPERT COMMENTARY |
Concept Type | Activity |
Scope Notes | The activities involved in soliciting and receiving expert advice on issues concerning the University. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.10.01 Expert commentary |
Preferred Label | 03.10 - EXPERT COMMENTARY |
Concept Type | Activity |
Scope Notes | The activities involved in soliciting and receiving expert advice on issues concerning the University. |
Alternative Labels |
Preferred Label | 03.11 - GRANTS |
Concept Type | Activity |
Scope Notes | The activities associated with the application for and receipt of non-research grants by the University. Relates to the allocation of financial assistance provided by an agency for various grants and funding programs. For research grants received by the University, see RESEARCH - GRANTS |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.11.01 Summary record of grants 03.11.02 External grant identification, selection, and applications |
Preferred Label | 03.11 - GRANTS |
Concept Type | Activity |
Scope Notes | The activities associated with the application for and receipt of non-research grants by the University. Relates to the allocation of financial assistance provided by an agency for various grants and funding programs. For research grants received by the University, see RESEARCH - GRANTS |
Alternative Labels |
Preferred Label | 03.12 - LIAISON |
Concept Type | Activity |
Scope Notes | The activities associated with maintaining regular general contact between the agency and professional associations, professionals in related fields, private sector organisations and community groups. Includes sharing informal advice and discussions, membership of professional associations and collaborating on projects. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.12.01 Liaison activities |
Preferred Label | 03.12 - LIAISON |
Concept Type | Activity |
Scope Notes | The activities associated with maintaining regular general contact between the agency and professional associations, professionals in related fields, private sector organisations and community groups. Includes sharing informal advice and discussions, membership of professional associations and collaborating on projects. |
Alternative Labels |
Preferred Label | 03.13 - MARKETING |
Concept Type | Activity |
Scope Notes | The process of analysing and selling products and services. Includes market research, sales forecasting, advertising, media releases, promotion, pricing and product evaluation. For policy records see GOVERNANCE - POLICY & PROCEDURES. For records of the drafting of marketing material, use INFORMATION MANAGEMENT - PUBLICATIONS For financial records, use FINANCIAL MANAGEMENT ACCOUNTING. Variants: Advertising, Corporate Identity, Merchandise, Promotion, Public Affairs |
Preferred Label | 03.13 - MARKETING |
Concept Type | Activity |
Scope Notes | The process of analysing and selling products and services. Includes market research, sales forecasting, advertising, media releases, promotion, pricing and product evaluation. For policy records see GOVERNANCE - POLICY & PROCEDURES. For records of the drafting of marketing material, use INFORMATION MANAGEMENT - PUBLICATIONS For financial records, use FINANCIAL MANAGEMENT ACCOUNTING. Variants: Advertising, Corporate Identity, Merchandise, Promotion, Public Affairs |
Alternative Labels |
Preferred Label | 03.14 - MEDIA RELATIONS |
Concept Type | Activity |
Scope Notes | The activities associated with establishing a relationship between the media and an agency. Includes cultivating media contacts, coordinating access to the media, authorising and issuing press releases and briefings, and organising media interviews. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.14.01 University media releases 03.14.02 Administrative arrangements |
Preferred Label | 03.14 - MEDIA RELATIONS |
Concept Type | Activity |
Scope Notes | The activities associated with establishing a relationship between the media and an agency. Includes cultivating media contacts, coordinating access to the media, authorising and issuing press releases and briefings, and organising media interviews. |
Alternative Labels |
Preferred Label | 03.15 - RECOGNITION |
Concept Type | Activity |
Scope Notes | The activities involved in the recognition of excellence, service or contributions to the university and to society at large. Includes the presentation of honorary degrees and the maintenance of honour rolls, walls/halls of fame or similar. Includes all awards issued to university alumni in recognition of excellence, service or contributions to the University or broader community. For prizes presented to current students see STUDENT ADMINISTRATION - SCHOLARSHIPS & PRIZES. For organising events at which prizes or awards are presented, see ENGAGEMENT & COMMUNITY RELATIONS CELEBRATIONS, CEREMONIES AND FUNCTIONS. For records where the recipient of the prize or honour is determined by a committee or board see GOVERNANCE COMMITTEES & BOARDS. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.15.01 Honorary awards (summary record) 03.15.02 Honorary awards (selection) |
Preferred Label | 03.15 - RECOGNITION |
Concept Type | Activity |
Scope Notes | The activities involved in the recognition of excellence, service or contributions to the university and to society at large. Includes the presentation of honorary degrees and the maintenance of honour rolls, walls/halls of fame or similar. Includes all awards issued to university alumni in recognition of excellence, service or contributions to the University or broader community. For prizes presented to current students see STUDENT ADMINISTRATION - SCHOLARSHIPS & PRIZES. For organising events at which prizes or awards are presented, see ENGAGEMENT & COMMUNITY RELATIONS CELEBRATIONS, CEREMONIES AND FUNCTIONS. For records where the recipient of the prize or honour is determined by a committee or board see GOVERNANCE COMMITTEES & BOARDS. |
Alternative Labels |
Preferred Label | 03.16 - SPONSORSHIPS |
Concept Type | Activity |
Scope Notes | The activities associated with the provision and receipt of sponsorship for programs and events. Includes financial support and the provision of other resources. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.16.01 Sponsorship management |
Preferred Label | 03.16 - SPONSORSHIPS |
Concept Type | Activity |
Scope Notes | The activities associated with the provision and receipt of sponsorship for programs and events. Includes financial support and the provision of other resources. |
Alternative Labels |
Preferred Label | 03.17 - STUDENT RECRUITMENT |
Concept Type | Activity |
Scope Notes | Information, documents and records associated with recruiting potential students, including international students, and associated marketing programmes. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.17.01 Student recruitment records |
Preferred Label | 03.17 - STUDENT RECRUITMENT |
Concept Type | Activity |
Scope Notes | Information, documents and records associated with recruiting potential students, including international students, and associated marketing programmes. |
Alternative Labels |
Preferred Label | 03.18 - VISITS AND TOURS |
Concept Type | Activity |
Scope Notes | The activities involved in arranging visits by other organisations, the public and students to the University, with a view to inform, educate or promote the services, operation and role of the organisation. Includes arranging visits by staff to other organisations. For financial records associated with visits and tours, use FINANCIAL MANAGEMENT Accounting. |
Broader | 03. ENGAGEMENT & COMMUNITY RELATIONS |
Narrower | 03.18.01 Administrative arrangements |
Preferred Label | 03.18 - VISITS AND TOURS |
Concept Type | Activity |
Scope Notes | The activities involved in arranging visits by other organisations, the public and students to the University, with a view to inform, educate or promote the services, operation and role of the organisation. Includes arranging visits by staff to other organisations. For financial records associated with visits and tours, use FINANCIAL MANAGEMENT Accounting. |
Alternative Labels |
Preferred Label | 04. EQUIPMENT AND STORES |
Concept Type | Function |
Scope Notes | The function of acquiring, supplying, maintaining, repairing and disposing of equipment and stores stocked and used by the University. Items of equipment include instruments, implements, tools, machines, computers, audio and visual, furniture, furnishings, fixtures and fittings. Stores include chemicals, hardware items, kitchen/cleaning items, medical supplies and stationery.- |
Preferred Label | 04. EQUIPMENT AND STORES |
Concept Type | Function |
Scope Notes | The function of acquiring, supplying, maintaining, repairing and disposing of equipment and stores stocked and used by the University. Items of equipment include instruments, implements, tools, machines, computers, audio and visual, furniture, furnishings, fixtures and fittings. Stores include chemicals, hardware items, kitchen/cleaning items, medical supplies and stationery.- |
Alternative Labels |
Preferred Label | 04.01 - ACQUISITION AND DISPOSAL |
Concept Type | Activity |
Scope Notes | The process of gaining ownership and disposing of equipment or other items required in the conduct of business through purchase or requisition. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.01.01 Acquisition and disposal |
Preferred Label | 04.01 - ACQUISITION AND DISPOSAL |
Concept Type | Activity |
Scope Notes | The process of gaining ownership and disposing of equipment or other items required in the conduct of business through purchase or requisition. |
Alternative Labels |
Preferred Label | 04.02 - ALLOCATION |
Concept Type | Activity |
Scope Notes | The process of allocating and dispersing equipment or stores to employees within the University. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.02.01 Asset allocation |
Preferred Label | 04.02 - ALLOCATION |
Concept Type | Activity |
Scope Notes | The process of allocating and dispersing equipment or stores to employees within the University. |
Alternative Labels |
Preferred Label | 04.03 - DELIVERY |
Concept Type | Activity |
Scope Notes | The activities involved in the delivery of equipment and stores. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.03.01 Delivery |
Preferred Label | 04.03 - DELIVERY |
Concept Type | Activity |
Scope Notes | The activities involved in the delivery of equipment and stores. |
Alternative Labels |
Preferred Label | 04.04 - FLEET MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of acquiring, providing, use, maintaining and selling vehicles used by the university. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.04.01 Fleet management records |
Preferred Label | 04.04 - FLEET MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of acquiring, providing, use, maintaining and selling vehicles used by the university. |
Alternative Labels |
Preferred Label | 04.05 - INSTRUCTIONS AND MANUALS |
Concept Type | Activity |
Scope Notes | The activity of storing and using instructions for University equipment |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.05.01 INSTRUCTIONS AND MANUALS |
Preferred Label | 04.05 - INSTRUCTIONS AND MANUALS |
Concept Type | Activity |
Scope Notes | The activity of storing and using instructions for University equipment |
Alternative Labels |
Preferred Label | 04.06 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activities involved in maintaining University equipment/ensuring it remains functional. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.06.01 Maintenance of equipment |
Preferred Label | 04.06 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activities involved in maintaining University equipment/ensuring it remains functional. |
Alternative Labels |
Preferred Label | 04.07 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of taking measures to protect people, premises, equipment and information from accidental or intentional damage, loss or unauthorised access. For security personnel, use HUMAN RESOURCES. Variants: Surveillance See also: TECHNOLOGY AND APPLICATIONS SECURITY. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.07.01 Security adminitration |
Preferred Label | 04.07 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of taking measures to protect people, premises, equipment and information from accidental or intentional damage, loss or unauthorised access. For security personnel, use HUMAN RESOURCES. Variants: Surveillance See also: TECHNOLOGY AND APPLICATIONS SECURITY. |
Alternative Labels |
Preferred Label | 04.08 - STOCKTAKE |
Concept Type | Activity |
Scope Notes | The processes involved in preparing and auditing against, lists of University assets or items |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.08.01 Stocktake and inventory |
Preferred Label | 04.08 - STOCKTAKE |
Concept Type | Activity |
Scope Notes | The processes involved in preparing and auditing against, lists of University assets or items |
Alternative Labels |
Preferred Label | 04.09 - STORAGE |
Concept Type | Activity |
Scope Notes | The activities involved in storing University equipment. |
Broader | 04. EQUIPMENT AND STORES |
Narrower | 04.09.01 Storage of non-hazardous materials 04.09.02 Storage of hazardous materials |
Preferred Label | 04.09 - STORAGE |
Concept Type | Activity |
Scope Notes | The activities involved in storing University equipment. |
Alternative Labels |
Preferred Label | 05. FINANCIAL MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the university's financial resources. Includes receipt, payment, recording, management and control of financial resources. For the provision of personal financial advice to staff and students, use SUPPORT SERVICES – Counselling and Health Services. |
Preferred Label | 05. FINANCIAL MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the university's financial resources. Includes receipt, payment, recording, management and control of financial resources. For the provision of personal financial advice to staff and students, use SUPPORT SERVICES - Counselling and Health Services. |
Alternative Labels |
Preferred Label | 05.01 - ACCOUNTING |
Concept Type | Activity |
Scope Notes | The activity of collecting, recording, classifying, summarising and analysing information on financial transactions, and subsequently on the financial position and operating results of the university. Includes financial statements, and the implementing and maintenance of the university's accounting systems and internal controls. Variants: Accounts Payable, Accounts Receivable, Invoices, Receipts. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.01.01 Accounting records 05.01.02 Banking activities records 05.01.03 Records containing cardholder data and cardholder authentication data |
Preferred Label | 05.01 - ACCOUNTING |
Concept Type | Activity |
Scope Notes | The activity of collecting, recording, classifying, summarising and analysing information on financial transactions, and subsequently on the financial position and operating results of the university. Includes financial statements, and the implementing and maintenance of the university's accounting systems and internal controls. Variants: Accounts Payable, Accounts Receivable, Invoices, Receipts. |
Alternative Labels |
Preferred Label | 05.02 - ADVICE |
Concept Type | Activity |
Scope Notes | The activity of providing of advice about financial management activities. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.02.01 Significant advice 05.02.02 Routine advice |
Preferred Label | 05.02 - ADVICE |
Concept Type | Activity |
Scope Notes | The activity of providing of advice about financial management activities. |
Alternative Labels |
Preferred Label | 05.03 - ASSETS |
Concept Type | Activity |
Scope Notes | The activities involved in recording in a subsidiary ledger all fixed assets owned by the University. Includes the date of purchase, depreciation expense, written down value as well as stocktaking and auditing notations. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.03.01 Asset registers 05.03.02 Asset valuation |
Preferred Label | 05.03 - ASSETS |
Concept Type | Activity |
Scope Notes | The activities involved in recording in a subsidiary ledger all fixed assets owned by the University. Includes the date of purchase, depreciation expense, written down value as well as stocktaking and auditing notations. |
Alternative Labels |
Preferred Label | 05.04 - AUDIT |
Concept Type | Activity |
Scope Notes | The activity of officially checking financial and operational processes to ensure that they are undertaken in accordance with agreed or legislated requirements. Includes compliance. Variants: Operational assessments, Quality assurance |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.04.01 Audit reports 05.04.02 Audit planning |
Preferred Label | 05.04 - AUDIT |
Concept Type | Activity |
Scope Notes | The activity of officially checking financial and operational processes to ensure that they are undertaken in accordance with agreed or legislated requirements. Includes compliance. Variants: Operational assessments, Quality assurance |
Alternative Labels |
Preferred Label | 05.05 - AUTHORISATION |
Concept Type | Activity |
Scope Notes | The process of delegating power to authorise a financial activity. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.05.01 Delegations |
Preferred Label | 05.05 - AUTHORISATION |
Concept Type | Activity |
Scope Notes | The process of delegating power to authorise a financial activity. |
Alternative Labels |
Preferred Label | 05.06 - BUDGETING |
Concept Type | Activity |
Scope Notes | The process of planning the use of expected income and expenditure over a specified period. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.06.01 University-wide estimates 05.06.02 Departmental or work-unit estimates |
Preferred Label | 05.06 - BUDGETING |
Concept Type | Activity |
Scope Notes | The process of planning the use of expected income and expenditure over a specified period. |
Alternative Labels |
Preferred Label | 05.07 - DEBT RECOVERY |
Concept Type | Activity |
Scope Notes | The activity of recovering debt owed to the University. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.07.01 Debt recovery |
Preferred Label | 05.07 - DEBT RECOVERY |
Concept Type | Activity |
Scope Notes | The activity of recovering debt owed to the University. |
Alternative Labels |
Preferred Label | 05.08 - FINANCIAL REPORTING |
Concept Type | Activity |
Scope Notes | The process of compiling annual financial statements showing income and expenditure for the current financial year and assets and liabilities at the end of the year, with comparative figures for the previous financial year, as required by the Financial Management Act 1994. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.08.01 Annual financial statements and background documentation 05.08.02 Interim financial statements |
Preferred Label | 05.08 - FINANCIAL REPORTING |
Concept Type | Activity |
Scope Notes | The process of compiling annual financial statements showing income and expenditure for the current financial year and assets and liabilities at the end of the year, with comparative figures for the previous financial year, as required by the Financial Management Act 1994. |
Alternative Labels |
Preferred Label | 05.09 - FRAUD |
Concept Type | Activity |
Scope Notes | The activities associated with the disclosure of fraud. Includes fraudulent activities carried out by those within and outside of the university. For records documenting the misconduct by employees, use HUMAN RESOURCES MISCONDUCT. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.09.01 Identification of fraud |
Preferred Label | 05.09 - FRAUD |
Concept Type | Activity |
Scope Notes | The activities associated with the disclosure of fraud. Includes fraudulent activities carried out by those within and outside of the university. For records documenting the misconduct by employees, use HUMAN RESOURCES MISCONDUCT. |
Alternative Labels |
Preferred Label | 05.10 - FUNDRAISING |
Concept Type | Activity |
Scope Notes | The activities carried out by the university to receive money or a benefit through donations. For records relating to the administrative arrangements of fundraising activities, use COMMUNITY RELATIONS AND EXTERNAL ENGAGEMENT. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower |
Preferred Label | 05.10 - FUNDRAISING |
Concept Type | Activity |
Scope Notes | The activities carried out by the university to receive money or a benefit through donations. For records relating to the administrative arrangements of fundraising activities, use COMMUNITY RELATIONS AND EXTERNAL ENGAGEMENT. |
Alternative Labels |
Preferred Label | 05.11 - INSURANCE |
Concept Type | Activity |
Scope Notes | The activity of taking out premiums to cover loss or damage to property or injury to staff, students or visitors. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.11.01 Claims and policies |
Preferred Label | 05.11 - INSURANCE |
Concept Type | Activity |
Scope Notes | The activity of taking out premiums to cover loss or damage to property or injury to staff, students or visitors. |
Alternative Labels |
Preferred Label | 05.12 - LOANS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of acquiring financial loans to the University for the provision of services and the financing of University programs. Includes the administration of borrowing by the University. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.12.01 Loans management |
Preferred Label | 05.12 - LOANS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of acquiring financial loans to the University for the provision of services and the financing of University programs. Includes the administration of borrowing by the University. |
Alternative Labels |
Preferred Label | 05.13 - PECUNIARY INTERESTS |
Concept Type | Activity |
Scope Notes | Activities associated with the disclosure of pecuniary interests of employees or members of boards or committees |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.13.01 Pecuriary interests |
Preferred Label | 05.13 - PECUNIARY INTERESTS |
Concept Type | Activity |
Scope Notes | Activities associated with the disclosure of pecuniary interests of employees or members of boards or committees |
Alternative Labels |
Preferred Label | 05.14 - SALARIES |
Concept Type | Activity |
Scope Notes | The process of managing the payment of salaries to personnel. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.14.01 Salaries processing/payroll |
Preferred Label | 05.14 - SALARIES |
Concept Type | Activity |
Scope Notes | The process of managing the payment of salaries to personnel. |
Alternative Labels |
Preferred Label | 05.15 - TAXATION |
Concept Type | Activity |
Scope Notes | The activities involved with administering taxation matters. For taxation records specific to an employee, such as group certificates and tax declaration forms, use HUMAN RESOURCES REMUNERATION. |
Broader | 05. FINANCIAL MANAGEMENT |
Narrower | 05.15.01 Tax administration |
Preferred Label | 05.15 - TAXATION |
Concept Type | Activity |
Scope Notes | The activities involved with administering taxation matters. For taxation records specific to an employee, such as group certificates and tax declaration forms, use HUMAN RESOURCES REMUNERATION. |
Alternative Labels |
Preferred Label | 06. GOVERNANCE |
Concept Type | Function |
Scope Notes | The oversight of the University’s registration, licensing and performance to ensure it is compliant with regulatory requirements; and the measuring of the University against other universities. For intellectual property including the registration and management of patents see INFORMATION MANAGEMENT – INTELLECTUAL PROPERTY. |
Preferred Label | 06. GOVERNANCE |
Concept Type | Function |
Scope Notes | The oversight of the University's registration, licensing and performance to ensure it is compliant with regulatory requirements; and the measuring of the University against other universities. For intellectual property including the registration and management of patents see INFORMATION MANAGEMENT - INTELLECTUAL PROPERTY. |
Alternative Labels |
Preferred Label | 06.01 - AUDITS |
Concept Type | Activity |
Scope Notes | Activities associated with monitoring the universitys work performance and projects to ensure they are effective and comply with internal and external requirements and expectations. Includes audits and other compliance monitoring. For Financial Management see FINANCIAL MANAGEMENT AUDIT. For Information Management see INFORMATION MANAGEMENT AUDITING. For Occupational Health and Safety see HEALTH AND SAFETY AUDIT. |
Broader | 06. GOVERNANCE |
Narrower | 06.01.01 Audits and audit management |
Preferred Label | 06.01 - AUDITS |
Concept Type | Activity |
Scope Notes | Activities associated with monitoring the universitys work performance and projects to ensure they are effective and comply with internal and external requirements and expectations. Includes audits and other compliance monitoring. For Financial Management see FINANCIAL MANAGEMENT AUDIT. For Information Management see INFORMATION MANAGEMENT AUDITING. For Occupational Health and Safety see HEALTH AND SAFETY AUDIT. |
Alternative Labels |
Preferred Label | 06.02 - BENCHMARKING |
Concept Type | Activity |
Scope Notes | The process of measuring and comparing a rival's product according to specified standards in order to improve one's own product. |
Broader | 06. GOVERNANCE |
Narrower | 06.02.01 Benchmarking |
Preferred Label | 06.02 - BENCHMARKING |
Concept Type | Activity |
Scope Notes | The process of measuring and comparing a rival's product according to specified standards in order to improve one's own product. |
Alternative Labels |
Preferred Label | 06.03 - COMMITTEES & BOARDS |
Concept Type | Activity |
Scope Notes | The activity of establishing and managing committees and boards to consider and oversee particular matters and actions. Includes membership and composition, agenda, minutes, papers, items of business and correspondence. Includes advisory committees, boards, working parties, subcommittees, groups, task forces, etc. Includes but is not limited to University Council Academic Board Academic Board Executive Committee Audit and Risk Committee Chancellors Advisory Committee Course Standards Committee Finance and Business Affairs Committee Honorary Degrees Committee Investment Committee Legislation Committee Remuneration Committee Research and Research Training Committee Teaching and Learning Committee University Appeals Committee |
Preferred Label | 06.03 - COMMITTEES & BOARDS |
Concept Type | Activity |
Scope Notes | The activity of establishing and managing committees and boards to consider and oversee particular matters and actions. Includes membership and composition, agenda, minutes, papers, items of business and correspondence. Includes advisory committees, boards, working parties, subcommittees, groups, task forces, etc. Includes but is not limited toUniversity Council Academic Board Academic Board Executive Committee Audit and Risk Committee Chancellors Advisory Committee Course Standards Committee Finance and Business Affairs Committee Honorary Degrees Committee Investment Committee Legislation Committee Remuneration Committee Research and Research Training Committee Teaching and Learning Committee University Appeals Committee |
Alternative Labels |
Preferred Label | 06.04 - ESTABLISHMENT & RESTRUCTURING |
Scope Notes | The activity of planning, establishing and implementing University faculties, departments and other entities. Includes restructuring and company registration. Also includes reviews. For commercial and collaborative ventures, use COMMERCIAL OPERATIONS – ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS. For staffing matters, use HUMAN RESOURCES. Variants: Collaborative Ventures, Organisational Structure, Registration |
Broader | 06. GOVERNANCE |
Narrower | 06.04.01 Establishment and restructuring planning (major) 06.04.02 Establishment and restructuring planning (minor) 06.04.03 Establishment and restructuring facilitation |
Preferred Label | 06.04 - ESTABLISHMENT & RESTRUCTURING |
Concept Type | |
Scope Notes | The activity of planning, establishing and implementing University faculties, departments and other entities. Includes restructuring and company registration. Also includes reviews. For commercial and collaborative ventures, use COMMERCIAL OPERATIONS - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS. For staffing matters, use HUMAN RESOURCES. Variants: Collaborative Ventures, Organisational Structure, Registration |
Alternative Labels |
Preferred Label | 06.05 - INQUIRIES (FORMAL) |
Concept Type | Activity |
Scope Notes | The activity associated with liaising with bodies carrying out formal inquiries and participating in them; e.g. Royal Commissions, Parliamentary and Ombudsman's inquiries. Includes the provision of evidence in the form of records, submissions or staff. |
Broader | 06. GOVERNANCE |
Narrower | 06.05.01 Inquiries related to university functions |
Preferred Label | 06.05 - INQUIRIES (FORMAL) |
Concept Type | Activity |
Scope Notes | The activity associated with liaising with bodies carrying out formal inquiries and participating in them; e.g. Royal Commissions, Parliamentary and Ombudsman's inquiries. Includes the provision of evidence in the form of records, submissions or staff. |
Alternative Labels |
Preferred Label | 06.06 - LICENCING |
Concept Type | Activity |
Scope Notes | Activities associated with ensuring the institution holds the correct licences and permits to run its operations, undertake specific services or hold restricted materials. For records relating to Intellectual Property see INFORMATION MANAGEMENT INTELLECTUAL PROPERTY. For records relating to software licensing see TECHNOLOGY AND APPLICATIONS SOFTWARE LICENSES. For records relating to occupational health & safety see HEALTH & SAFETY. |
Broader | 06. GOVERNANCE |
Narrower | 06.06.01 Licensing |
Preferred Label | 06.06 - LICENCING |
Concept Type | Activity |
Scope Notes | Activities associated with ensuring the institution holds the correct licences and permits to run its operations, undertake specific services or hold restricted materials. For records relating to Intellectual Property see INFORMATION MANAGEMENT INTELLECTUAL PROPERTY. For records relating to software licensing see TECHNOLOGY AND APPLICATIONS SOFTWARE LICENSES. For records relating to occupational health & safety see HEALTH & SAFETY. |
Alternative Labels |
Preferred Label | 06.07 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. Includes determination of services, needs, and solutions to those needs. For strategic or corporate reports, use GOVERNANCE - REPORTING |
Preferred Label | 06.07 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. Includes determination of services, needs, and solutions to those needs. For strategic or corporate reports, use GOVERNANCE - REPORTING |
Alternative Labels |
Preferred Label | 06.08 - POLICY & PROCEDURES |
Scope Notes | The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making or as the basis from which the University’s operating procedures are determined. |
Broader | 06. GOVERNANCE |
Narrower | 06.08.01 University-wide policy 06.08.02 Minor administrative policy 06.08.03 Procedures and processes |
Preferred Label | 06.08 - POLICY & PROCEDURES |
Concept Type | |
Scope Notes | The activities associated with developing and establishing decisions, directions and precedents which act as a reference for future decision making or as the basis from which the University's operating procedures are determined. |
Alternative Labels |
Preferred Label | 06.09 - PROJECT MANAGEMENT |
Concept Type | Activity |
Scope Notes | Activities associated with developing, implementing and managing corporate, capital works, strategic and operational projects. This includes the processes involved in developing tools and methodologies for the management, reporting and closure of projects. |
Preferred Label | 06.09 - PROJECT MANAGEMENT |
Concept Type | Activity |
Scope Notes | Activities associated with developing, implementing and managing corporate, capital works, strategic and operational projects. This includes the processes involved in developing tools and methodologies for the management, reporting and closure of projects. |
Alternative Labels |
Preferred Label | 06.10 - REGISTRATION |
Concept Type | Activity |
Scope Notes | Information, documents and records involved in the development, final submission and outcomes of the Universitys application to become, or continue to be, an approved registered education or training provider by State or Australian regulatory authority. This includes (but is not limited to): Australian Skills Quality Authority (ASQA) Victorian Registration and Qualifications Authority (VRQA) Commonwealth Register of Institutions and Courses for Overseas Students (CRICOS). Tertiary Education Standards Quality Agency (TESQA) |
Broader | 06. GOVERNANCE |
Narrower | 06.10.01 Submissions for registration. |
Preferred Label | 06.10 - REGISTRATION |
Concept Type | Activity |
Scope Notes | Information, documents and records involved in the development, final submission and outcomes of the Universitys application to become, or continue to be, an approved registered education or training provider by State or Australian regulatory authority. This includes (but is not limited to): Australian Skills Quality Authority (ASQA) Victorian Registration and Qualifications Authority (VRQA) Commonwealth Register of Institutions and Courses for Overseas Students (CRICOS).Tertiary Education Standards Quality Agency (TESQA) |
Alternative Labels |
Preferred Label | 06.11 - REPORTING |
Scope Notes | The processes associated with initiating or providing a formal response to a situation or request (either internal, external, or as a requirement of university policies), and to provide formal statements or findings of the results of examination or investigation. For financial statements and reports, use FINANCIAL MANAGEMENT - FINANCIAL REPORTING. Variants: Quality Assurance, Reporting |
Broader | 06. GOVERNANCE |
Narrower | 06.11.01 Administrative reporting 06.11.02 Annual reports 06.11.03 Consolidated reporting 06.11.04 Functional reporting 06.11.05 Input to reports |
Preferred Label | 06.11 - REPORTING |
Concept Type | |
Scope Notes | The processes associated with initiating or providing a formal response to a situation or request (either internal, external, or as a requirement of university policies), and to provide formal statements or findings of the results of examination or investigation. For financial statements and reports, use FINANCIAL MANAGEMENT - FINANCIAL REPORTING. Variants: Quality Assurance, Reporting |
Alternative Labels |
Preferred Label | 06.12 - RISK MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of assessing and managing risks to the University. |
Broader | 06. GOVERNANCE |
Narrower | 06.12.01 Risk management |
Preferred Label | 06.12 - RISK MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of assessing and managing risks to the University. |
Alternative Labels |
Preferred Label | 07. HEALTH & SAFETY |
Concept Type | Function |
Scope Notes | The function of implementing and coordinating Occupational Health & Safety (OH&S) and associated legislation throughout the university. Includes safety policy and the monitoring of safe work practices, procedures and preventative measures. For committees established to investigate and advise on health and safety issues in the workplace, use GOVERNANCE – COMMITTEES AND BOARDS. For OH&S matters that result in litigation, use LEGAL SERVICES – LITIGATION. Variants: Emergency Procedures, Occupational Health and Safety (OH&S), Risk Management, Safety |
Preferred Label | 07. HEALTH & SAFETY |
Concept Type | Function |
Scope Notes | The function of implementing and coordinating Occupational Health & Safety (OH&S) and associated legislation throughout the university. Includes safety policy and the monitoring of safe work practices, procedures and preventative measures. For committees established to investigate and advise on health and safety issues in the workplace, use GOVERNANCE - COMMITTEES AND BOARDS. For OH&S matters that result in litigation, use LEGAL SERVICES - LITIGATION. Variants: Emergency Procedures, Occupational Health and Safety (OH&S), Risk Management, Safety |
Alternative Labels |
Preferred Label | 07.01 - ADVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the offering of opinions by or to the University as to an action or judgement. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.01.01 Occupational Health & Safety (OH&S) advice |
Preferred Label | 07.01 - ADVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the offering of opinions by or to the University as to an action or judgement. |
Alternative Labels |
Preferred Label | 07.02 - APPEALS (DECISIONS) |
Concept Type | Activity |
Scope Notes | The activities involved in the process of appeals against decisions by application to a higher authority. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.02.01 Appeals against decisions |
Preferred Label | 07.02 - APPEALS (DECISIONS) |
Concept Type | Activity |
Scope Notes | The activities involved in the process of appeals against decisions by application to a higher authority. |
Alternative Labels |
Preferred Label | 07.03 - AUDIT |
Concept Type | Activity |
Scope Notes | The activities associated with officially checking quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards regarding OH&S. For other audits see the relevant Function and Activity. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.03.01 Audit planning and final report |
Preferred Label | 07.03 - AUDIT |
Concept Type | Activity |
Scope Notes | The activities associated with officially checking quality assurance and operational records to ensure they have been kept and maintained in accordance with agreed or legislated standards regarding OH&S. For other audits see the relevant Function and Activity. |
Alternative Labels |
Preferred Label | 07.04 - COMPENSATION |
Concept Type | Activity |
Scope Notes | The activities of providing compensation to personnel and visitors injured while proceeding to or from work, during work hours or on the agencys premises. Includes the rehabilitation of injured workers. For records of compensation claims for damage to property, use LEGAL SERVICES COMPENSATION. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.04.01 Compensation - death 07.04.02 Compensation - injury to public 07.04.03 Compenstation - injury to staff |
Preferred Label | 07.04 - COMPENSATION |
Concept Type | Activity |
Scope Notes | The activities of providing compensation to personnel and visitors injured while proceeding to or from work, during work hours or on the agencys premises. Includes the rehabilitation of injured workers. For records of compensation claims for damage to property, use LEGAL SERVICES COMPENSATION. |
Alternative Labels |
Preferred Label | 07.05 - COMPLIANCE |
Concept Type | Activity |
Scope Notes | The activities associated with complying with mandatory or optional accountability, fiscal, regulatory or quality standards or requirements to which the University is subject in relation to OH&S. |
Preferred Label | 07.05 - COMPLIANCE |
Concept Type | Activity |
Scope Notes | The activities associated with complying with mandatory or optional accountability, fiscal, regulatory or quality standards or requirements to which the University is subject in relation to OH&S. |
Alternative Labels |
Preferred Label | 07.06 - COUNSELLING |
Concept Type | Activity |
Scope Notes | Activities involved with providing counselling services to University staff and students. |
Broader | 07. HEALTH & SAFETY |
Narrower |
Preferred Label | 07.06 - COUNSELLING |
Concept Type | Activity |
Scope Notes | Activities involved with providing counselling services to University staff and students. |
Alternative Labels |
Preferred Label | 07.07 - HAZARDOUS SUBSTANCES MANAGEMENT |
Concept Type | Activity |
Scope Notes | Processes involved with storing and managing hazardous substances. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.07.01 Hazardous substrances register 07.07.02 Monitoring of hazardous substances |
Preferred Label | 07.07 - HAZARDOUS SUBSTANCES MANAGEMENT |
Concept Type | Activity |
Scope Notes | Processes involved with storing and managing hazardous substances. |
Alternative Labels |
Preferred Label | 07.08 - HEALTH PROMOTION |
Concept Type | Activity |
Scope Notes | The process of promotion by the University of programs which encourage the establishment and maintenance of a healthy work environment. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.08.01 Health and safety awareness programs |
Preferred Label | 07.08 - HEALTH PROMOTION |
Concept Type | Activity |
Scope Notes | The process of promotion by the University of programs which encourage the establishment and maintenance of a healthy work environment. |
Alternative Labels |
Preferred Label | 07.09 - INCIDENT MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved in dealing with mishaps or hazards causing death or injury on an agencys premises. Includes injury or death to an employee travelling for the purposes of employment (while on duty or official business), or to visitors or the general public while on the agencys premises. Also includes hazards that may impact upon a number of people. For records relating to damage caused to vehicles as a result of an accident, use EQUIPMENT AND STORES - FLEET MANAGEMENT. For records relating to damage caused to property as a result of an accident, use PROPERTY MANAGEMENT SECURITY. |
Preferred Label | 07.09 - INCIDENT MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved in dealing with mishaps or hazards causing death or injury on an agencys premises. Includes injury or death to an employee travelling for the purposes of employment (while on duty or official business), or to visitors or the general public while on the agencys premises. Also includes hazards that may impact upon a number of people. For records relating to damage caused to vehicles as a result of an accident, use EQUIPMENT AND STORES - FLEET MANAGEMENT. For records relating to damage caused to property as a result of an accident, use PROPERTY MANAGEMENT SECURITY. |
Alternative Labels |
Preferred Label | 07.10 - INSPECTIONS |
Concept Type | Activity |
Scope Notes | The process of official examinations of facilities, equipment and items to ensure compliance with agreed standards and objectives. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.10.01 OH&S inspections following major accidents 07.10.02 Routine OH&S inspections |
Preferred Label | 07.10 - INSPECTIONS |
Concept Type | Activity |
Scope Notes | The process of official examinations of facilities, equipment and items to ensure compliance with agreed standards and objectives. |
Alternative Labels |
Preferred Label | 07.11 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.11.01 Occupational Health & Safety (OH&S) plans |
Preferred Label | 07.11 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. Includes determination of services, needs and solutions to those needs. |
Alternative Labels |
Preferred Label | 07.12 - REPRESENTATIVES |
Concept Type | Activity |
Scope Notes | The activities associated with the nomination, appointment or resignation of individuals or groups of personnel appointed by the University or their co-workers as OH&S representatives. |
Broader | 07. HEALTH & SAFETY |
Narrower | 07.12.01 Appointment of Occupational Health & Safety (OH&S) officers |
Preferred Label | 07.12 - REPRESENTATIVES |
Concept Type | Activity |
Scope Notes | The activities associated with the nomination, appointment or resignation of individuals or groups of personnel appointed by the University or their co-workers as OH&S representatives. |
Alternative Labels |
Preferred Label | 07.13 - RISK MANAGEMENT |
Concept Type | Activity |
Scope Notes | The process involving the identification of risks, the likelihood and consequences of those risks, and the implementation of appropriate practices and procedures to treat the risks. Includes risk assessments. |
Preferred Label | 07.13 - RISK MANAGEMENT |
Concept Type | Activity |
Scope Notes | The process involving the identification of risks, the likelihood and consequences of those risks, and the implementation of appropriate practices and procedures to treat the risks. Includes risk assessments. |
Alternative Labels |
Preferred Label | 08. HUMAN RESOURCES |
Concept Type | Function |
Scope Notes | The function of managing all staff of the university, including continuing, fixed term, casual and sessional employees. Includes developing and managing human resources policies and procedures, and planning and managing the overall employment process. For the provision of safe working conditions for staff, use HEALTH AND SAFETY. Variants: Employees, Personnel, Staff, Training Needs Analysis |
Preferred Label | 08. HUMAN RESOURCES |
Concept Type | Function |
Scope Notes | The function of managing all staff of the university, including continuing, fixed term, casual and sessional employees. Includes developing and managing human resources policies and procedures, and planning and managing the overall employment process. For the provision of safe working conditions for staff, use HEALTH AND SAFETY. Variants: Employees, Personnel, Staff, Training Needs Analysis |
Alternative Labels |
Preferred Label | 08.01 - CONSULTANTS & CONTRACTORS |
Concept Type | Activity |
Scope Notes | The activities involved in arranging, procuring and managing the performance of work or the provision of services by an external consultant or contractor, or by using external agency or bureau services. Includes the administrative arrangements regarding the engagement of consultants and contractors. For records that result from the actual work or services provided by an external contractor or consultant, refer to the function and activity to which they specifically relate. Variants: Casual Staff |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.01.01 Management of consultants, contractors, and honorary positions |
Preferred Label | 08.01 - CONSULTANTS & CONTRACTORS |
Concept Type | Activity |
Scope Notes | The activities involved in arranging, procuring and managing the performance of work or the provision of services by an external consultant or contractor, or by using external agency or bureau services. Includes the administrative arrangements regarding the engagement of consultants and contractors. For records that result from the actual work or services provided by an external contractor or consultant, refer to the function and activity to which they specifically relate. Variants: Casual Staff |
Alternative Labels |
Preferred Label | 08.02 - COUNSELLING |
Concept Type | Activity |
Scope Notes | Activities involved with providing counselling services to University staff and students. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.02.01 Counselling records |
Preferred Label | 08.02 - COUNSELLING |
Concept Type | Activity |
Scope Notes | Activities involved with providing counselling services to University staff and students. |
Alternative Labels |
Preferred Label | 08.03 - ENTERPRISE AGREEMENTS |
Concept Type | Activity |
Scope Notes | The process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of working arrangements that improve the performance of the agency. Includes the activities associated with enterprise bargaining and with establishing and implementing a workplace agreement. For workplace agreements relating to individuals, use HUMAN RESOURCES WORKPLACE AGREEMENTS. Records relating to workplace agreements applying to the University which are of a precedent-setting nature or which affect a majority of University employees. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.03.01 Enterprise agreements |
Preferred Label | 08.03 - ENTERPRISE AGREEMENTS |
Concept Type | Activity |
Scope Notes | The process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of working arrangements that improve the performance of the agency. Includes the activities associated with enterprise bargaining and with establishing and implementing a workplace agreement. For workplace agreements relating to individuals, use HUMAN RESOURCES WORKPLACE AGREEMENTS. Records relating to workplace agreements applying to the University which are of a precedent-setting nature or which affect a majority of University employees. |
Alternative Labels |
Preferred Label | 08.04 - EVALUATION |
Concept Type | Activity |
Scope Notes | The process of determining the suitability of potential or existing programs, systems or services in relation to meeting the needs of the given situation. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.04.01 Benchmarking |
Preferred Label | 08.04 - EVALUATION |
Concept Type | Activity |
Scope Notes | The process of determining the suitability of potential or existing programs, systems or services in relation to meeting the needs of the given situation. |
Alternative Labels |
Preferred Label | 08.05 - GRIEVANCES |
Concept Type | Activity |
Scope Notes | The activity of receiving, handling and resolving staff grievances. Includes complaints over perceived discrimination, the academic environment generally, admissions or academic progress. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.05.01 Summary of grievances 08.05.02 Grievances management |
Preferred Label | 08.05 - GRIEVANCES |
Concept Type | Activity |
Scope Notes | The activity of receiving, handling and resolving staff grievances. Includes complaints over perceived discrimination, the academic environment generally, admissions or academic progress. |
Alternative Labels |
Preferred Label | 08.06 - INDUSTRIAL RELATIONS |
Concept Type | Activity |
Scope Notes | The activity of establishing formal relations with university staff and their representatives to achieve a harmonious workplace. Includes negotiations conducted to obtain determinations, agreements or awards; industrial disputes settled within the university or by an external arbiter; and reports of the state of industrial relations within the university. |
Preferred Label | 08.06 - INDUSTRIAL RELATIONS |
Concept Type | Activity |
Scope Notes | The activity of establishing formal relations with university staff and their representatives to achieve a harmonious workplace. Includes negotiations conducted to obtain determinations, agreements or awards; industrial disputes settled within the university or by an external arbiter; and reports of the state of industrial relations within the university. |
Alternative Labels |
Preferred Label | 08.07 - INJURY MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of restoring injured persons to the fullest physical, psychological, social, vocational, and economic usefulness of which they are capable; consistent with pre-injury status. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.07.01 Rehabilitation |
Preferred Label | 08.07 - INJURY MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of restoring injured persons to the fullest physical, psychological, social, vocational, and economic usefulness of which they are capable; consistent with pre-injury status. |
Alternative Labels |
Preferred Label | 08.08 - LEAVE |
Concept Type | Activity |
Scope Notes | The process of administering leave for which staff are eligible. Includes unauthorised leave taken by staff. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.08.01 Consolidated leave history 08.08.02 Records supporting the taking of leave |
Preferred Label | 08.08 - LEAVE |
Concept Type | Activity |
Scope Notes | The process of administering leave for which staff are eligible. Includes unauthorised leave taken by staff. |
Alternative Labels |
Preferred Label | 08.09 - MISCONDUCT |
Concept Type | Activity |
Scope Notes | The activities and actions associated with the handling of misconduct. Includes investigations, charges, formal inquiries, punishment and appeals. Includes both proven and unproven instances of misconduct. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.09.01 Misconduct 08.09.02 Misconduct unproven |
Preferred Label | 08.09 - MISCONDUCT |
Concept Type | Activity |
Scope Notes | The activities and actions associated with the handling of misconduct. Includes investigations, charges, formal inquiries, punishment and appeals. Includes both proven and unproven instances of misconduct. |
Alternative Labels |
Preferred Label | 08.10 - PERFORMANCE MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of identifying, appraising and developing corporate and staff work performance so that the University's goals and objectives are achieved. Includes benefiting employees through recognition, performance feedback, catering for work needs and offering career guidance. See also: HUMAN RESOURCES - INDUSTRIAL RELATIONS, HUMAN RESOURCES REMUNERATION. Variants: Academic Promotion, Increments, Probation |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.10.01 Performance management schemes 08.10.02 Performance agreements |
Preferred Label | 08.10 - PERFORMANCE MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of identifying, appraising and developing corporate and staff work performance so that the University's goals and objectives are achieved. Includes benefiting employees through recognition, performance feedback, catering for work needs and offering career guidance. See also: HUMAN RESOURCES - INDUSTRIAL RELATIONS, HUMAN RESOURCES REMUNERATION. Variants: Academic Promotion, Increments, Probation |
Alternative Labels |
Preferred Label | 08.11 - POSITION CLASSIFICATION |
Concept Type | Activity |
Scope Notes | The activity of relating performance-based tasks to specific job codes and positions, and classifying and developing appropriate generic or specific position descriptions. Variants: Job Classification and Design |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.11.01 Position descriptions 08.11.02 Position descriptions - applications to vary not proceeded with |
Preferred Label | 08.11 - POSITION CLASSIFICATION |
Concept Type | Activity |
Scope Notes | The activity of relating performance-based tasks to specific job codes and positions, and classifying and developing appropriate generic or specific position descriptions. Variants: Job Classification and Design |
Alternative Labels |
Preferred Label | 08.12 - RECRUITMENT & APPOINTMENT |
Concept Type | Activity |
Scope Notes | The activity of recruiting which includes applying for approval to fill vacancies, the advertising of vacant positions, and the handling of applications, selection and appointment. Variants: Appointments (Staff), Awards (Industrial), International Appointments, Volunteers |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.12.01 Recruitment process and outcomes 08.12.02 Security checks |
Preferred Label | 08.12 - RECRUITMENT & APPOINTMENT |
Concept Type | Activity |
Scope Notes | The activity of recruiting which includes applying for approval to fill vacancies, the advertising of vacant positions, and the handling of applications, selection and appointment. Variants: Appointments (Staff), Awards (Industrial), International Appointments, Volunteers |
Alternative Labels |
Preferred Label | 08.13 - REMUNERATION |
Concept Type | Activity |
Scope Notes | The activity of paying, rewarding, or compensating individuals for their services. Includes salaries, bonuses, allowances, and superannuation. See also: HUMAN RESOURCES PERFORMANCE MANAGEMENT. Variants: Bonuses, Increments, Paid Outside Work, Salaries |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.13.01 Salaries 08.13.02 Allowances |
Preferred Label | 08.13 - REMUNERATION |
Concept Type | Activity |
Scope Notes | The activity of paying, rewarding, or compensating individuals for their services. Includes salaries, bonuses, allowances, and superannuation. See also: HUMAN RESOURCES PERFORMANCE MANAGEMENT. Variants: Bonuses, Increments, Paid Outside Work, Salaries |
Alternative Labels |
Preferred Label | 08.14 - STAFF DEVELOPMENT |
Concept Type | Activity |
Scope Notes | The activity of encouraging staff to develop their skills and abilities (through activities, programs and events), to maximise their potential and increase their productivity. Includes identifying needs, developing and providing appropriate training and programs (internal and external). Variants: Conferences, Leadership Retreats, Training |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.14.01 Staff training course materials 08.14.02 Administrative arrangements for training courses (internal) 08.14.03 Staff development plans |
Preferred Label | 08.14 - STAFF DEVELOPMENT |
Concept Type | Activity |
Scope Notes | The activity of encouraging staff to develop their skills and abilities (through activities, programs and events), to maximise their potential and increase their productivity. Includes identifying needs, developing and providing appropriate training and programs (internal and external). Variants: Conferences, Leadership Retreats, Training |
Alternative Labels |
Preferred Label | 08.15 - STAFF FILE |
Concept Type | Activity |
Scope Notes | The activity of managing and maintaining a range of staff related documentation on a file relating to an individual employed by the university |
Preferred Label | 08.15 - STAFF FILE |
Concept Type | Activity |
Scope Notes | The activity of managing and maintaining a range of staff related documentation on a file relating to an individual employed by the university |
Alternative Labels |
Preferred Label | 08.16 - TRAVEL |
Concept Type | Activity |
Scope Notes | The activities involved in arranging a journey or trip - includes preparing travel itineraries, authorisations, entitlements etc. For allowances paid to staff for travel purposes, use HUMAN RESOURCES - ALLOWANCES. For financial records, use FINANCIAL MANAGEMENT - ACCOUNTING. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.16.01 Travel arrangements |
Preferred Label | 08.16 - TRAVEL |
Concept Type | Activity |
Scope Notes | The activities involved in arranging a journey or trip - includes preparing travel itineraries, authorisations, entitlements etc. For allowances paid to staff for travel purposes, use HUMAN RESOURCES - ALLOWANCES. For financial records, use FINANCIAL MANAGEMENT - ACCOUNTING. |
Alternative Labels |
Preferred Label | 08.17 - WORK PLACEMENTS |
Concept Type | Activity |
Scope Notes | The activity of managing volunteers and students undertaking work experience placements at the University. |
Broader | 08. HUMAN RESOURCES |
Narrower | 08.17.01 Volunteers and work experience placement engagement |
Preferred Label | 08.17 - WORK PLACEMENTS |
Concept Type | Activity |
Scope Notes | The activity of managing volunteers and students undertaking work experience placements at the University. |
Alternative Labels |
Preferred Label | 09. INFORMATION MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the University's information resources including maintenance and provision of access to, and authorised disposal of, library, records and archival material. Includes management of the university's intellectual property and publications. For the provision of computer hardware, use EQUIPMENT AND STORES. For management of university systems and software, use TECHNOLOGY AND APPLICATIONS. See also: COLLECTIONS MANAGEMENT. Variants: Archives, Information Technology, Library Management, Records Management, Technology (Systems) |
Broader | |
Narrower | 09.01 - ACCESS MANAGEMENT 09.02 - AUDITING 09.03 - CONTROL 09.04 - FREEDOM OF INFORMATION 09.05 - INTELLECTUAL PROPERTY 09.06 - PRIVACY 09.07 - PUBLICATIONS 09.08 - SECURITY |
Preferred Label | 09. INFORMATION MANAGEMENT |
Concept Type | Function |
Scope Notes | The function of managing the University's information resources including maintenance and provision of access to, and authorised disposal of, library, records and archival material. Includes management of the university's intellectual property and publications. For the provision of computer hardware, use EQUIPMENT AND STORES. For management of university systems and software, use TECHNOLOGY AND APPLICATIONS. See also: COLLECTIONS MANAGEMENT. Variants: Archives, Information Technology, Library Management, Records Management, Technology (Systems) |
Alternative Labels |
Preferred Label | 09.01 - ACCESS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of authorising, providing, and monitoring access to, the university's information resources, including dealing with Freedom of Information requests. |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.01.01 Requests for access to or correction of personal information 09.01.02 Disputed access to information 09.01.03 Unsdisputed access to information |
Preferred Label | 09.01 - ACCESS MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity of authorising, providing, and monitoring access to, the university's information resources, including dealing with Freedom of Information requests. |
Alternative Labels |
Preferred Label | 09.02 - AUDITING |
Concept Type | Activity |
Scope Notes | The activity of officially checking financial and operational processes to ensure that they are undertaken in accordance with agreed or legislated requirements. Includes compliance. Variants: Operational assessments, Quality assurance |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.02.01 Recordkeeping compliance audits |
Preferred Label | 09.02 - AUDITING |
Concept Type | Activity |
Scope Notes | The activity of officially checking financial and operational processes to ensure that they are undertaken in accordance with agreed or legislated requirements. Includes compliance. Variants: Operational assessments, Quality assurance |
Alternative Labels |
Preferred Label | 09.03 - CONTROL |
Concept Type | Activity |
Scope Notes | The activities associated with creating, maintaining and evaluating control mechanisms. Variants: Catalogues, Disposal |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.03.01 Recordkeeping systems - master control records 09.03.02 Records management tools 09.03.03 Records disposal and transfer 09.03.04 Records storage |
Preferred Label | 09.03 - CONTROL |
Concept Type | Activity |
Scope Notes | The activities associated with creating, maintaining and evaluating control mechanisms. Variants: Catalogues, Disposal |
Alternative Labels |
Preferred Label | 09.04 - FREEDOM OF INFORMATION |
Concept Type | Activity |
Scope Notes | The activity of managing and responding to requests for information filed under the Freedom of Information Act 1982 (Vic). |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.04.01 Freedom of Information (FOI) requests resulting in procedural change 09.04.02 Freedom of Information (FOI) requests |
Preferred Label | 09.04 - FREEDOM OF INFORMATION |
Concept Type | Activity |
Scope Notes | The activity of managing and responding to requests for information filed under the Freedom of Information Act 1982 (Vic). |
Alternative Labels |
Preferred Label | 09.05 - INTELLECTUAL PROPERTY |
Concept Type | Activity |
Scope Notes | The activities involved in managing the University's intellectual property (IP), both published and unpublished, and the use of material held by the University in which another party owns the intellectual property. Includes copyright, design, patents and trademarks, royalties and matters of confidentiality such as trade secrets that are not available to the public under FOI legislation. |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.05.01 Intellectual property management 09.05.02 Copyright requests |
Preferred Label | 09.05 - INTELLECTUAL PROPERTY |
Concept Type | Activity |
Scope Notes | The activities involved in managing the University's intellectual property (IP), both published and unpublished, and the use of material held by the University in which another party owns the intellectual property. Includes copyright, design, patents and trademarks, royalties and matters of confidentiality such as trade secrets that are not available to the public under FOI legislation. |
Alternative Labels |
Preferred Label | 09.06 - PRIVACY |
Concept Type | Activity |
Scope Notes | Information, documents and records involved in ensuring the University meets its obligations under the Privacy and Data Protection Act. This includes requests made in relation to access to or correction of personal information held by the University. |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.06.01 Privacy breaches, complaints, and requests for access |
Preferred Label | 09.06 - PRIVACY |
Concept Type | Activity |
Scope Notes | Information, documents and records involved in ensuring the University meets its obligations under the Privacy and Data Protection Act. This includes requests made in relation to access to or correction of personal information held by the University. |
Alternative Labels |
Preferred Label | 09.07 - PUBLICATIONS |
Concept Type | Activity |
Scope Notes | The activity of having works, irrespective of format, issued for sale or general distribution. Includes drafting, production and supply of publications by the University. Also includes publications and leaflets, which aim to promote the services and public image of the university. For the acquisition and management of publications, use INFORMATION MANAGEMENT- CONTROL. For the publication of research outcomes to funding bodies and others, use RESEARCH - RESEARCH PROJECT OUTPUT MANAGEMENT. Variants: Distribution, ePress, Printing |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.07.01 University publications 09.07.02 Commissioned photographs 09.07.03 Production preparation 09.07.04 Changes to website content |
Preferred Label | 09.07 - PUBLICATIONS |
Concept Type | Activity |
Scope Notes | The activity of having works, irrespective of format, issued for sale or general distribution. Includes drafting, production and supply of publications by the University. Also includes publications and leaflets, which aim to promote the services and public image of the university. For the acquisition and management of publications, use INFORMATION MANAGEMENT- CONTROL. For the publication of research outcomes to funding bodies and others, use RESEARCH - RESEARCH PROJECT OUTPUT MANAGEMENT. Variants: Distribution, ePress, Printing |
Alternative Labels |
Preferred Label | 09.08 - SECURITY |
Concept Type | Activity |
Scope Notes | The activities associated with measures taken to protect information from accidental or intentional damage or from unauthorised access. For records associated with security for information technology systems, use TECHNOLOGY & TELECOMMUNICATIONS SECURITY. |
Broader | 09. INFORMATION MANAGEMENT |
Narrower | 09.08.01 Records management system security planning and classification data |
Preferred Label | 09.08 - SECURITY |
Concept Type | Activity |
Scope Notes | The activities associated with measures taken to protect information from accidental or intentional damage or from unauthorised access. For records associated with security for information technology systems, use TECHNOLOGY & TELECOMMUNICATIONS SECURITY. |
Alternative Labels |
Preferred Label | 10. LEGAL SERVICES |
Concept Type | Function |
Scope Notes | The function of providing legal advice and other legal services to the University. |
Broader | |
Narrower | 10.01 - ADVICE 10.02 - AGREEMENTS / CONTRACTS 10.03 - COMPENSATION 10.04 - LITIGATION 10.05 - UNIVERSITY LEGISLATION 10.06 - WHISTLEBLOWERS PROTECTION |
Preferred Label | 10. LEGAL SERVICES |
Concept Type | Function |
Scope Notes | The function of providing legal advice and other legal services to the University. |
Alternative Labels |
Preferred Label | 10.01 - ADVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the offering of opinions to the University as to an action or judgement. Includes the process of advising. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.01.01 Advice (major) 10.01.02 Advice (minor) |
Preferred Label | 10.01 - ADVICE |
Concept Type | Activity |
Scope Notes | The activities associated with the offering of opinions to the University as to an action or judgement. Includes the process of advising. |
Alternative Labels |
Preferred Label | 10.02 - AGREEMENTS / CONTRACTS |
Concept Type | Activity |
Scope Notes | The processes associated with the establishment, maintenance, review and negotiation of agreements and contracts. For records relating to tendering, use CONTRACTING OUT Tendering. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.02.01 Summary record of contracts and agreements 10.02.02 Significant contracts and agreements 10.02.03 Routine contracts and agreements |
Preferred Label | 10.02 - AGREEMENTS / CONTRACTS |
Concept Type | Activity |
Scope Notes | The processes associated with the establishment, maintenance, review and negotiation of agreements and contracts. For records relating to tendering, use CONTRACTING OUT Tendering. |
Alternative Labels |
Preferred Label | 10.03 - COMPENSATION |
Concept Type | Activity |
Scope Notes | The activities of providing compensation to personnel and visitors for damage to property where such damage is claimed as the Universitys responsibility. For claims relating to death or personal injury, use HEALTH & SAFETY COMPENSATION. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.03.01 Compensation records |
Preferred Label | 10.03 - COMPENSATION |
Concept Type | Activity |
Scope Notes | The activities of providing compensation to personnel and visitors for damage to property where such damage is claimed as the Universitys responsibility. For claims relating to death or personal injury, use HEALTH & SAFETY COMPENSATION. |
Alternative Labels |
Preferred Label | 10.04 - LITIGATION |
Concept Type | Activity |
Scope Notes | The activities involved in managing lawsuits or legal proceedings between the university and other parties in a court or other tribunal. Includes briefs for counsel, copies of documents required by or lodged with a court, consultation with outside counsel, and records documenting compliance with court instructions, e.g. subpoenas and discovery orders. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.04.01 Litigation leading to change in policy 10.04.02 Litigation not leading to change in policy |
Preferred Label | 10.04 - LITIGATION |
Concept Type | Activity |
Scope Notes | The activities involved in managing lawsuits or legal proceedings between the university and other parties in a court or other tribunal. Includes briefs for counsel, copies of documents required by or lodged with a court, consultation with outside counsel, and records documenting compliance with court instructions, e.g. subpoenas and discovery orders. |
Alternative Labels |
Preferred Label | 10.05 - UNIVERSITY LEGISLATION |
Concept Type | Activity |
Scope Notes | The activities associated with establishing and implementing the university's statutes and regulations. Specify by name and date of legislation. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.05.01 University statutes and regulations |
Preferred Label | 10.05 - UNIVERSITY LEGISLATION |
Concept Type | Activity |
Scope Notes | The activities associated with establishing and implementing the university's statutes and regulations. Specify by name and date of legislation. |
Alternative Labels |
Preferred Label | 10.06 - WHISTLEBLOWERS PROTECTION |
Concept Type | Activity |
Scope Notes | The activities associated with the handling of disclosures about staff of the University under the Whistleblowers Protection Act 2001. |
Broader | 10. LEGAL SERVICES |
Narrower | 10.06.01 Whisteblower & protected disclosure |
Preferred Label | 10.06 - WHISTLEBLOWERS PROTECTION |
Concept Type | Activity |
Scope Notes | The activities associated with the handling of disclosures about staff of the University under the Whistleblowers Protection Act 2001. |
Alternative Labels |
Preferred Label | 11. PROPERTY AND INFRASTRUCTURE |
Concept Type | Function |
Scope Notes | The function of managing the physical resources and infrastructure of the university. Includes construction, fit-out, installation, maintenance, repair and other associated building, grounds and equipment services. |
Preferred Label | 11. PROPERTY AND INFRASTRUCTURE |
Concept Type | Function |
Scope Notes | The function of managing the physical resources and infrastructure of the university. Includes construction, fit-out, installation, maintenance, repair and other associated building, grounds and equipment services. |
Alternative Labels |
Preferred Label | 11.01 - ACQUISITION & DISPOSAL |
Concept Type | Activity |
Scope Notes | The process of gaining ownership or use of property or other items required in the conduct of business through purchase or requisition. Includes acquiring items for the collection. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.01.01 Acquisition and disposal records 11.01.02 Acquisition not proceeded with |
Preferred Label | 11.01 - ACQUISITION & DISPOSAL |
Concept Type | Activity |
Scope Notes | The process of gaining ownership or use of property or other items required in the conduct of business through purchase or requisition. Includes acquiring items for the collection. |
Alternative Labels |
Preferred Label | 11.02 - CONSERVATION |
Concept Type | Activity |
Scope Notes | The activities involved with conserving property owned by the University. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.02.01 Conservation of properties 11.02.02 Conservation of culturally significant properties |
Preferred Label | 11.02 - CONSERVATION |
Concept Type | Activity |
Scope Notes | The activities involved with conserving property owned by the University. |
Alternative Labels |
Preferred Label | 11.03 - CONSTRUCTION & RENOVATION |
Concept Type | Activity |
Scope Notes | The processes involved in building or improving premises, grounds and roads. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.03.01 Construction and renovation (university properties) 11.03.02 Construction and renovation (not proceeded with) |
Preferred Label | 11.03 - CONSTRUCTION & RENOVATION |
Concept Type | Activity |
Scope Notes | The processes involved in building or improving premises, grounds and roads. |
Alternative Labels |
Preferred Label | 11.04 - FIT-OUTS |
Concept Type | Activity |
Scope Notes | Information, documents and records associated with refurbishing a workplace that does not affect the overall structure of the property. Includes painting, floor coverings, furnishings, furniture, partitions and wall fittings and equipment. Activities include the installation of equipment (e.g. heating, plumbing, air-conditioning, security equipment and cabling) in properties. For changes to property that affect structure, see PROPERTY AND INFRASTRUCTURE MANAGEMENT - CONSTRUCTION & RENOVATION. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.04.01 OUTS-Fit-outs (asbestos present) 11.04.02 OUTS-Fit-outs (no asbestos present) |
Preferred Label | 11.04 - FIT-OUTS |
Concept Type | Activity |
Scope Notes | Information, documents and records associated with refurbishing a workplace that does not affect the overall structure of the property. Includes painting, floor coverings, furnishings, furniture, partitions and wall fittings and equipment. Activities include the installation of equipment (e.g. heating, plumbing, air-conditioning, security equipment and cabling) in properties. For changes to property that affect structure, see PROPERTY AND INFRASTRUCTURE MANAGEMENT - CONSTRUCTION & RENOVATION. |
Alternative Labels |
Preferred Label | 11.05 - HAZARDOUS SUBSTANCES MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved with managing hazardous substances found in the fabric of buildings. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.05.01 Hazardous substances management |
Preferred Label | 11.05 - HAZARDOUS SUBSTANCES MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved with managing hazardous substances found in the fabric of buildings. |
Alternative Labels |
Preferred Label | 11.06 - INSTALLATION |
Concept Type | Activity |
Scope Notes | The activity of installing equipment into facilities. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.06.01 Equipment installation in properties 11.06.02 Equipment installation in properties for public use |
Preferred Label | 11.06 - INSTALLATION |
Concept Type | Activity |
Scope Notes | The activity of installing equipment into facilities. |
Alternative Labels |
Preferred Label | 11.07 - INSURANCE |
Concept Type | Activity |
Scope Notes | The process of taking out insurance policies to cover loss or damage to property and to cover the agency against damage to another organisation's property as well as injury to members of the public visiting agency property or using agency facilities. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.07.01 Policies, claims, and renewals |
Preferred Label | 11.07 - INSURANCE |
Concept Type | Activity |
Scope Notes | The process of taking out insurance policies to cover loss or damage to property and to cover the agency against damage to another organisation's property as well as injury to members of the public visiting agency property or using agency facilities. |
Alternative Labels |
Preferred Label | 11.08 - LEASE AND HIRE MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved in leasing/leasing-out accommodation, premises or real estate from/to another organisation. Includes the formal documentation setting out conditions, rights, responsibilities etc. of both parties. Also includes sub-leasing. For student accommodation in university residences see SUPPORT SERVICES ACCOMMODATION. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.08.01 Leasing, leasing-out, and facility hire |
Preferred Label | 11.08 - LEASE AND HIRE MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities involved in leasing/leasing-out accommodation, premises or real estate from/to another organisation. Includes the formal documentation setting out conditions, rights, responsibilities etc. of both parties. Also includes sub-leasing. For student accommodation in university residences see SUPPORT SERVICES ACCOMMODATION. |
Alternative Labels |
Preferred Label | 11.09 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activities associated with the upkeep and repair of internal / external conditions of premises. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.09.01 Maintenance and repairs 11.09.02 Major repairs proceeding disaster |
Preferred Label | 11.09 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activities associated with the upkeep and repair of internal / external conditions of premises. |
Alternative Labels |
Preferred Label | 11.10 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.10.01 Disaster prevention planning 11.10.02 Property and worksite management planning |
Preferred Label | 11.10 - PLANNING |
Concept Type | Activity |
Scope Notes | The process of formulating ways in which objectives can be achieved. |
Alternative Labels |
Preferred Label | 11.11 - ROADS AND CARPARKS |
Concept Type | Activity |
Scope Notes | Activities associated with maintenance, and management of University roads and car parks. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.11.01 Roads and carparks management 11.11.02 Parking permits |
Preferred Label | 11.11 - ROADS AND CARPARKS |
Concept Type | Activity |
Scope Notes | Activities associated with maintenance, and management of University roads and car parks. |
Alternative Labels |
Preferred Label | 11.12 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of taking measures to protect people, premises, equipment and information from accidental or intentional damage, loss or unauthorised access. For security personnel, use HUMAN RESOURCES. Variants: Surveillance See also: TECHNOLOGY AND APPLICATIONS SECURITY. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.12.01 Security adminitration 11.12.02 Surveillance camera footage and images. |
Preferred Label | 11.12 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of taking measures to protect people, premises, equipment and information from accidental or intentional damage, loss or unauthorised access. For security personnel, use HUMAN RESOURCES. Variants: Surveillance See also: TECHNOLOGY AND APPLICATIONS SECURITY. |
Alternative Labels |
Preferred Label | 11.13 - SPACE ALLOCATION |
Concept Type | Activity |
Scope Notes | The process of relocation of a business unit or workgroup. |
Broader | 11. PROPERTY AND INFRASTRUCTURE |
Narrower | 11.13.01 Moving records |
Preferred Label | 11.13 - SPACE ALLOCATION |
Concept Type | Activity |
Scope Notes | The process of relocation of a business unit or workgroup. |
Alternative Labels |
Preferred Label | 12. RESEARCH |
Concept Type | Function |
Scope Notes | The function of undertaking original academic investigations aimed at the creation of new knowledge. Includes the provision of services to support research projects and activities. For consultancies not related to research, use COMMERCIAL OPERATIONS - CONSULTANCY SERVICES. See also: TEACHING |
Broader | |
Narrower | 12.01 - GRANTS 12.02 - LICENCING 12.03 - RESEARCH ADMINISTRATION 12.04 - RESEARCH DATA MANAGEMENT 12.05 - RESEARCH PROJECT OUTPUT MANAGEMENT 12.06 - RESEARCH SPECIMENT AND ANIMAL MANAGEMENT |
Preferred Label | 12. RESEARCH |
Concept Type | Function |
Scope Notes | The function of undertaking original academic investigations aimed at the creation of new knowledge. Includes the provision of services to support research projects and activities. For consultancies not related to research, use COMMERCIAL OPERATIONS - CONSULTANCY SERVICES. See also: TEACHING |
Alternative Labels |
Preferred Label | 12.01 - GRANTS |
Concept Type | Activity |
Scope Notes | The activities associated with the application for and receipt of grants by an agency from a government or non-gvoernment source. |
Broader | 12. RESEARCH |
Narrower | 12.01.01 Successful grant applications 12.01.02 Unsuccessful grant applications |
Preferred Label | 12.01 - GRANTS |
Concept Type | Activity |
Scope Notes | The activities associated with the application for and receipt of grants by an agency from a government or non-gvoernment source. |
Alternative Labels |
Preferred Label | 12.02 - LICENCING |
Concept Type | Activity |
Scope Notes | The activities involved with ensuring the University has all the necessary licenses to legally undertake its researcj activities. |
Broader | 12. RESEARCH |
Narrower | 12.02.01 Licensing |
Preferred Label | 12.02 - LICENCING |
Concept Type | Activity |
Scope Notes | The activities involved with ensuring the University has all the necessary licenses to legally undertake its researcj activities. |
Alternative Labels |
Preferred Label | 12.03 - RESEARCH ADMINISTRATION |
Concept Type | Activity |
Scope Notes | The administration of the University's research operations. Includes registration of all research projects undertaken by the University as well as the management of specific research projects. See GOVERNANCE - AUDITING for internal or external audits of research activities. |
Preferred Label | 12.03 - RESEARCH ADMINISTRATION |
Concept Type | Activity |
Scope Notes | The administration of the University's research operations. Includes registration of all research projects undertaken by the University as well as the management of specific research projects. See GOVERNANCE - AUDITING for internal or external audits of research activities. |
Alternative Labels |
Preferred Label | 12.04 - RESEARCH DATA MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities associated with the creation and management of data and materials, in any format, created as part of the research process. Includes data created or collected by both staff and students of the university. |
Preferred Label | 12.04 - RESEARCH DATA MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities associated with the creation and management of data and materials, in any format, created as part of the research process. Includes data created or collected by both staff and students of the university. |
Alternative Labels |
Preferred Label | 12.05 - RESEARCH PROJECT OUTPUT MANAGEMENT |
Concept Type | Activity |
Scope Notes | Management of outputs from research undertaken by the University. Research outputs include, but are not limited to publications; conference papers or proceedings; audio-visual material, computer software; design work; and creative works and exhibitions. For outputs submitted by students, including Masters and Doctorate theses, use TEACHING. For records relating to the commercialisation of research, use COMMERCIAL OPERATIONS. |
Broader | 12. RESEARCH |
Narrower | 12.05.01 Research outputs of major significance 12.05.02 Research outputs of less significance |
Preferred Label | 12.05 - RESEARCH PROJECT OUTPUT MANAGEMENT |
Concept Type | Activity |
Scope Notes | Management of outputs from research undertaken by the University. Research outputs include, but are not limited to publications; conference papers or proceedings; audio-visual material, computer software; design work; and creative works and exhibitions. For outputs submitted by students, including Masters and Doctorate theses, use TEACHING. For records relating to the commercialisation of research, use COMMERCIAL OPERATIONS. |
Alternative Labels |
Preferred Label | 12.06 - RESEARCH SPECIMENT AND ANIMAL MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities associated with managing human, animal and plant specimens and live animals held by the University for research and teaching purposes. Includes records associated with acquiring, monitoring, use and disposal of specimens and animals, and tracking of consent obtained to use the sample. See GOVERNANCE - LICENSING for records relating to the licensing of the University as a premises for undertaking scientific procedures or breeding animals. For records of ethics and biosafety committees, use GOVERNANCE - COMMITTEES & BOARDS. For maintenance of facilities and laboratories, use PROPERTY MANAGEMENT. |
Broader | 12. RESEARCH |
Narrower | 12.06.01 Specimen management |
Preferred Label | 12.06 - RESEARCH SPECIMENT AND ANIMAL MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activities associated with managing human, animal and plant specimens and live animals held by the University for research and teaching purposes. Includes records associated with acquiring, monitoring, use and disposal of specimens and animals, and tracking of consent obtained to use the sample. See GOVERNANCE - LICENSING for records relating to the licensing of the University as a premises for undertaking scientific procedures or breeding animals. For records of ethics and biosafety committees, use GOVERNANCE - COMMITTEES & BOARDS. For maintenance of facilities and laboratories, use PROPERTY MANAGEMENT. |
Alternative Labels |
Preferred Label | 13. STUDENT ADMINISTRATION |
Scope Notes | The function of managing all students, including international students. Includes administering admissions, and academic progress, and handling student grievances. For student counselling services, use SUPPORT SERVICES - Counselling and Health Services. For the provision of student housing, use CAMPUS SUPPORT SERVICES – ACCOMMODATION. See also TEACHING |
Preferred Label | 13. STUDENT ADMINISTRATION |
Concept Type | |
Scope Notes | The function of managing all students, including international students. Includes administering admissions, and academic progress, and handling student grievances. For student counselling services, use SUPPORT SERVICES - Counselling and Health Services. For the provision of student housing, use CAMPUS SUPPORT SERVICES - ACCOMMODATION. See also TEACHING |
Alternative Labels |
Preferred Label | 13.01 - ACADEMIC PROGRESS |
Concept Type | Activity |
Scope Notes | The activity of managing the overall academic performance of the University's students. Includes investigations and action regarding misconduct, compilation of results and copies of academic transcripts. For ongoing assessment processes, use TEACHING Assessment. For student grievances and appeals, use STUDENT ADMINISTRATION GRIEVANCES, COMPLAINTS, AND MISCONDUCT. See also: ASSESSMENT Variants: Academic Misconduct, Academic Performance, Results Maintenance |
Broader | 13. STUDENT ADMINISTRATION |
Narrower | 13.01.01 Academic progress reviews |
Preferred Label | 13.01 - ACADEMIC PROGRESS |
Concept Type | Activity |
Scope Notes | The activity of managing the overall academic performance of the University's students. Includes investigations and action regarding misconduct, compilation of results and copies of academic transcripts. For ongoing assessment processes, use TEACHING Assessment. For student grievances and appeals, use STUDENT ADMINISTRATION GRIEVANCES, COMPLAINTS, AND MISCONDUCT. See also: ASSESSMENT Variants: Academic Misconduct, Academic Performance, Results Maintenance |
Alternative Labels |
Preferred Label | 13.02 - ADMISSIONS AND ENROLMENTS |
Concept Type | Activity |
Scope Notes | The activity of selecting, admitting and managing the initial and continuing enrolment of students for courses at the University. Includes undergraduate and postgraduate. For student grievances and appeals, use STUDENT ADMINISTRATION GRIEVANCES, COMPLAINTS, AND MISCONDUCT. See also STUDENT ADMINISTRATION Scholarships and Prizes. Variants: Enrolments |
Broader | 13. STUDENT ADMINISTRATION |
Narrower | 13.02.01 Applications documentation 13.02.02 Enrolments documentation 13.02.03 Health information |
Preferred Label | 13.02 - ADMISSIONS AND ENROLMENTS |
Concept Type | Activity |
Scope Notes | The activity of selecting, admitting and managing the initial and continuing enrolment of students for courses at the University. Includes undergraduate and postgraduate. For student grievances and appeals, use STUDENT ADMINISTRATION GRIEVANCES, COMPLAINTS, AND MISCONDUCT. See also STUDENT ADMINISTRATION Scholarships and Prizes. Variants: Enrolments |
Alternative Labels |
Preferred Label | 13.03 - COMPLETIONS AND GRADUATIONS |
Concept Type | Activity |
Scope Notes | The conferring of degrees or qualifications on students. Includes activities undertaken to process applications to graduate, including notifying students of their eligibility, as well as the finalised summaries of graduates. Includes activities to provide academic award verifications, statements of completion, AHEG statements, replacement testamurs and academic transcripts. |
Broader | 13. STUDENT ADMINISTRATION |
Narrower | 13.03.01 Summary student record 13.03.02 Approvals to graduate 13.03.03 Testamurs and testamur management 13.03.04 Qualification templates |
Preferred Label | 13.03 - COMPLETIONS AND GRADUATIONS |
Concept Type | Activity |
Scope Notes | The conferring of degrees or qualifications on students. Includes activities undertaken to process applications to graduate, including notifying students of their eligibility, as well as the finalised summaries of graduates. Includes activities to provide academic award verifications, statements of completion, AHEG statements, replacement testamurs and academic transcripts. |
Alternative Labels |
Preferred Label | 13.04 - EXCHANGE PROGRAMS AND STUDY TOURS |
Concept Type | Activity |
Scope Notes | The application, selection and management of students participating in an exchange program where credit is given for the overseas study undertaken; and participation in study tours organised by the university. Includes formal exchange programs between institutions and individually negotiated study abroad programs. Includes students of the University who study elsewhere (outbound) and students from other institutions who come to study at Deakin. |
Broader | 13. STUDENT ADMINISTRATION |
Narrower | 13.04.01 Management of study tours |
Preferred Label | 13.04 - EXCHANGE PROGRAMS AND STUDY TOURS |
Concept Type | Activity |
Scope Notes | The application, selection and management of students participating in an exchange program where credit is given for the overseas study undertaken; and participation in study tours organised by the university. Includes formal exchange programs between institutions and individually negotiated study abroad programs. Includes students of the University who study elsewhere (outbound) and students from other institutions who come to study at Deakin. |
Alternative Labels |
Preferred Label | 13.05 - GRIEVANCES, COMPLAINTS, AND MISCONDUCT |
Concept Type | Activity |
Scope Notes | The activity of receiving, handling and resolving staff or student grievances. Includes complaints over perceived discrimination, the academic environment generally, admissions or academic progress. For matters relating to Academic Complaints and Student Complaints Committee, use GOVERNANCE - COMMITTEES & BOARDS. See also INDUSTRIAL RELATIONS |
Broader | 13. STUDENT ADMINISTRATION |
Narrower | 13.05.01 Grievances and misconduct 13.05.02 Grievances and misconduct allegations not proven |
Preferred Label | 13.05 - GRIEVANCES, COMPLAINTS, AND MISCONDUCT |
Concept Type | Activity |
Scope Notes | The activity of receiving, handling and resolving staff or student grievances. Includes complaints over perceived discrimination, the academic environment generally, admissions or academic progress. For matters relating to Academic Complaints and Student Complaints Committee, use GOVERNANCE - COMMITTEES & BOARDS. See also INDUSTRIAL RELATIONS |
Alternative Labels |
Preferred Label | 13.06 - SCHOLARSHIPS & PRIZES |
Concept Type | Activity |
Scope Notes | The activity of establishing, managing and bestowing recognition for academic or service achievements by students. Includes awards, prizes, scholarships and medals conferred as honour or distinction. For the process of conferring graduation awards, use STUDENT ADMINISTRATION COMPLETIONS & GRADUATIONS. For scholarships and prizes for staff, use HUMAN RESOURCES STAQFF DEVELOPMENT. |
Preferred Label | 13.06 - SCHOLARSHIPS & PRIZES |
Concept Type | Activity |
Scope Notes | The activity of establishing, managing and bestowing recognition for academic or service achievements by students. Includes awards, prizes, scholarships and medals conferred as honour or distinction. For the process of conferring graduation awards, use STUDENT ADMINISTRATION COMPLETIONS & GRADUATIONS. For scholarships and prizes for staff, use HUMAN RESOURCES STAQFF DEVELOPMENT. |
Alternative Labels |
Preferred Label | 14. SUPPORT SERVICES |
Concept Type | Function |
Scope Notes | Provision of support services to the University. Includes the provision of accommodation; financial and disability support; orientation and transition support; provision of advice to students about their academic and social rights and responsibilities; management of sport and recreation activities; and the relationship between the University and allied associations such as student unions, clubs and societies. |
Preferred Label | 14. SUPPORT SERVICES |
Concept Type | Function |
Scope Notes | Provision of support services to the University. Includes the provision of accommodation; financial and disability support; orientation and transition support; provision of advice to students about their academic and social rights and responsibilities; management of sport and recreation activities; and the relationship between the University and allied associations such as student unions, clubs and societies. |
Alternative Labels |
Preferred Label | 14.01 - ACCOMMODATION |
Concept Type | Activity |
Scope Notes | The activities involved in assisting staff and students to find residential accommodation. Includes provision of accommodation services and management of students within student accommodation. For the construction, fit-out and maintenance of office and teaching facilities, use PROPERTY MANAGEMENT Variants: Halls of Residence, Housing, Residential Accommodation, Student Accommodation, Student Housing, Space Allocation |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.01.01 Resident records 14.01.02 Accommodation applications 14.01.03 Operational records 14.01.04 Homestay agreements |
Preferred Label | 14.01 - ACCOMMODATION |
Concept Type | Activity |
Scope Notes | The activities involved in assisting staff and students to find residential accommodation. Includes provision of accommodation services and management of students within student accommodation. For the construction, fit-out and maintenance of office and teaching facilities, use PROPERTY MANAGEMENT Variants: Halls of Residence, Housing, Residential Accommodation, Student Accommodation, Student Housing, Space Allocation |
Alternative Labels |
Preferred Label | 14.02 - CHILDCARE |
Concept Type | Activity |
Scope Notes | The activity of providing child care services. Includes matters relating to the enrolment, care and management of clients, and childcare facilities such as kindergartens, crches, and vacation care. Variants: Crche, Kindergarten |
Preferred Label | 14.02 - CHILDCARE |
Concept Type | Activity |
Scope Notes | The activity of providing child care services. Includes matters relating to the enrolment, care and management of clients, and childcare facilities such as kindergartens, crches, and vacation care. Variants: Crche, Kindergarten |
Alternative Labels |
Preferred Label | 14.03 - FUNCTIONS & EVENTS |
Concept Type | Activity |
Scope Notes | The activity of arranging events for promoting the activities, services and projects of the university. For conferences and seminars, use ENGAGEMENT & COMMUNITY RELATIONS - CONFERENCES. Variants: Catering, Celebrations, Ceremonies, Open Day, Performances |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.03.01 Orientation and transition 14.03.02 Administrative arrangements |
Preferred Label | 14.03 - FUNCTIONS & EVENTS |
Concept Type | Activity |
Scope Notes | The activity of arranging events for promoting the activities, services and projects of the university. For conferences and seminars, use ENGAGEMENT & COMMUNITY RELATIONS - CONFERENCES. Variants: Catering, Celebrations, Ceremonies, Open Day, Performances |
Alternative Labels |
Preferred Label | 14.04 - HEALTH SERVICES |
Concept Type | Activity |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.04.01 University health services |
Preferred Label | 14.04 - HEALTH SERVICES |
Concept Type | Activity |
Scope Notes | |
Alternative Labels |
Preferred Label | 14.05 - SPORT & RECREATION |
Concept Type | Activity |
Scope Notes | The processes associated with the provision of a wide range of sports across all campuses. Includes sporting clubs, social sport, interuniversity sport and sports coaching. For study tours, use STUDENT ADMINISTRATION - Exchange Programs and Study Tours Variants: Excursions |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.05.01 Facility and membership administration 14.05.02 Program administration 14.05.03 Event participation |
Preferred Label | 14.05 - SPORT & RECREATION |
Concept Type | Activity |
Scope Notes | The processes associated with the provision of a wide range of sports across all campuses. Includes sporting clubs, social sport, interuniversity sport and sports coaching. For study tours, use STUDENT ADMINISTRATION - Exchange Programs and Study Tours Variants: Excursions |
Alternative Labels |
Preferred Label | 14.06 - STUDENT & STAFF ASSOCIATIONS |
Concept Type | Activity |
Scope Notes | The activity of providing sporting, cultural and other social groups for students and staff. Variants: Social Clubs, Sports Clubs, Staff Associations |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.06.01 Clubs and societies management |
Preferred Label | 14.06 - STUDENT & STAFF ASSOCIATIONS |
Concept Type | Activity |
Scope Notes | The activity of providing sporting, cultural and other social groups for students and staff. Variants: Social Clubs, Sports Clubs, Staff Associations |
Alternative Labels |
Preferred Label | 14.07 - STUDENT ACCESS & EQUITY SUPPORT |
Concept Type | Activity |
Scope Notes | The activities associated with the provision of support to current students to ensure they can complete their studies. Includes academic support, financial support and disability/special needs support. For records of financial assistance provided by government assistance schemes such as HECS and FEE-HELP use STUDENT ADMINISTRATION. For financial records documenting the support provided use FINANCIAL MANAGEMENT. Variants: Short Courses, Workshops |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.07.01 Student support records |
Preferred Label | 14.07 - STUDENT ACCESS & EQUITY SUPPORT |
Concept Type | Activity |
Scope Notes | The activities associated with the provision of support to current students to ensure they can complete their studies. Includes academic support, financial support and disability/special needs support. For records of financial assistance provided by government assistance schemes such as HECS and FEE-HELP use STUDENT ADMINISTRATION. For financial records documenting the support provided use FINANCIAL MANAGEMENT. Variants: Short Courses, Workshops |
Alternative Labels |
Preferred Label | 14.08 - STUDENT ADVICE |
Concept Type | Activity |
Scope Notes | The activity of giving guidance and advice to students and staff in relation to career, personal, financial and health matters. Includes provision of counselling programs or activities and arrangement of student loans. For staff grievances and other work-related issues, use HUMAN RESOURCES. Variants: Chaplaincy, Financial Advice, Personal Advice, Student Loans |
Broader | 14. SUPPORT SERVICES |
Narrower | 14.08.01 Advice (generic) 14.08.02 Advice (tailored/specific) 14.08.03 Intermediary facilitation |
Preferred Label | 14.08 - STUDENT ADVICE |
Concept Type | Activity |
Scope Notes | The activity of giving guidance and advice to students and staff in relation to career, personal, financial and health matters. Includes provision of counselling programs or activities and arrangement of student loans. For staff grievances and other work-related issues, use HUMAN RESOURCES. Variants: Chaplaincy, Financial Advice, Personal Advice, Student Loans |
Alternative Labels |
Preferred Label | 15. TEACHING |
Concept Type | Function |
Scope Notes | The function of imparting knowledge, giving instruction and facilitating learning. Includes research and development of educational methods, teaching materials and study notes. See also STUDENT ADMINISTRATION, RESEARCH. Variants:Learning |
Broader | |
Narrower | 15.01 - ASSESSMENT 15.02 - COURSE DELIVERY 15.03 - COURSE DEVELOPMENT & REVIEW |
Preferred Label | 15. TEACHING |
Concept Type | Function |
Scope Notes | The function of imparting knowledge, giving instruction and facilitating learning. Includes research and development of educational methods, teaching materials and study notes. See also STUDENT ADMINISTRATION, RESEARCH. Variants:Learning |
Alternative Labels |
Preferred Label | 15.01 - ASSESSMENT |
Concept Type | Activity |
Scope Notes | The activity of developing, conducting, and coordinating assessment of the university's students. Includes examinations, reports and midterm reviews of research students, and records of results. See also STUDENT ADMINISTRATION ACADEMIC PROGRESS. |
Preferred Label | 15.01 - ASSESSMENT |
Concept Type | Activity |
Scope Notes | The activity of developing, conducting, and coordinating assessment of the university's students. Includes examinations, reports and midterm reviews of research students, and records of results. See also STUDENT ADMINISTRATION ACADEMIC PROGRESS. |
Alternative Labels |
Preferred Label | 15.02 - COURSE DELIVERY |
Concept Type | Activity |
Scope Notes | The activity of delivering a program of study through lectures, tutorials, and the provision of course materials. See also TEACHING COURSE DEVELOPMENT & REVIEW. Variants: Course Materials, Online Learning, Open Learning, Teaching Units |
Preferred Label | 15.02 - COURSE DELIVERY |
Concept Type | Activity |
Scope Notes | The activity of delivering a program of study through lectures, tutorials, and the provision of course materials. See also TEACHING COURSE DEVELOPMENT & REVIEW. Variants: Course Materials, Online Learning, Open Learning, Teaching Units |
Alternative Labels |
Preferred Label | 15.03 - COURSE DEVELOPMENT & REVIEW |
Concept Type | Activity |
Scope Notes | The activity of designing and developing new courses to respond to changing requirements, performance issues or wider trends. Includes identifying needs for new courses; developing new courses; reviewing and redesigning existing courses. See also TEACHING COURSE DELIVERY, GOVERNANCE - REGISTRATION. Variants: Curriculum Development |
Broader | 15. TEACHING |
Narrower | 15.03.01 Master record of courses 15.03.02 Professional accreditation submissions 15.03.03 Courses proposals and content not approved |
Preferred Label | 15.03 - COURSE DEVELOPMENT & REVIEW |
Concept Type | Activity |
Scope Notes | The activity of designing and developing new courses to respond to changing requirements, performance issues or wider trends. Includes identifying needs for new courses; developing new courses; reviewing and redesigning existing courses. See also TEACHING COURSE DELIVERY, GOVERNANCE - REGISTRATION. Variants: Curriculum Development |
Alternative Labels |
Preferred Label | 16. TECHNOLOGY AND APPLICATIONS |
Concept Type | Function |
Scope Notes | The function of developing or acquiring, testing and implementing applications, systems and databases to support the business needs of the university, and to capture, store, retrieve, transfer, communicate and disseminate information through automated systems. Includes the evaluation of software and hardware and the acquisition, leasing, licensing and disposal of systems. Also includes ommunication network systems such as video conferencing, voice mail and email and technical aspects of the Internet, Intranets and websites. |
Broader | |
Narrower | 16.01 - BUSINESS ANALYSIS 16.02 - CONTROL 16.03 - CUSTOMER SERVICE 16.04 - MAINTENANCE 16.05 - SECURITY 16.06 - SOFTWARE LICENCES 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Preferred Label | 16. TECHNOLOGY AND APPLICATIONS |
Concept Type | Function |
Scope Notes | The function of developing or acquiring, testing and implementing applications, systems and databases to support the business needs of the university, and to capture, store, retrieve, transfer, communicate and disseminate information through automated systems. Includes the evaluation of software and hardware and the acquisition, leasing, licensing and disposal of systems. Also includes ommunication network systems such as video conferencing, voice mail and email and technical aspects of the Internet, Intranets and websites. |
Alternative Labels |
Preferred Label | 16.01 - BUSINESS ANALYSIS |
Concept Type | Activity |
Scope Notes | The activities involved in analysing business processes against a set of criteria to determine whether to pursue them. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.01.01 Business analysis documentation |
Preferred Label | 16.01 - BUSINESS ANALYSIS |
Concept Type | Activity |
Scope Notes | The activities involved in analysing business processes against a set of criteria to determine whether to pursue them. |
Alternative Labels |
Preferred Label | 16.02 - CONTROL |
Concept Type | Activity |
Scope Notes | The activities associated with creating, maintaining and evaluating control mechanisms for the University's technologies and systems. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.02.01 Master control records 16.02.02 Library control records 16.02.03 System audits 16.02.04 Email and telephone lists |
Preferred Label | 16.02 - CONTROL |
Concept Type | Activity |
Scope Notes | The activities associated with creating, maintaining and evaluating control mechanisms for the University's technologies and systems. |
Alternative Labels |
Preferred Label | 16.03 - CUSTOMER SERVICE |
Concept Type | Activity |
Scope Notes | The activity of managing the provision of advice about the University's information and technology activities. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.03.01 Customer services management |
Preferred Label | 16.03 - CUSTOMER SERVICE |
Concept Type | Activity |
Scope Notes | The activity of managing the provision of advice about the University's information and technology activities. |
Alternative Labels |
Preferred Label | 16.04 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activity of maintaining the University's technology and systems. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.04.01 Updates and maintenance 16.04.02 Inspections 16.04.03 System recovery and backup |
Preferred Label | 16.04 - MAINTENANCE |
Concept Type | Activity |
Scope Notes | The activity of maintaining the University's technology and systems. |
Alternative Labels |
Preferred Label | 16.05 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of ensuring that the University's technologies and systems are secure, accessible, and authentic. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.05.01 Information security 16.05.02 Remote access 16.05.03 Security filters 16.05.04 Digital signatures |
Preferred Label | 16.05 - SECURITY |
Concept Type | Activity |
Scope Notes | The activity of ensuring that the University's technologies and systems are secure, accessible, and authentic. |
Alternative Labels |
Preferred Label | 16.06 - SOFTWARE LICENCES |
Concept Type | Activity |
Scope Notes | Records documenting the monitoring and renegotiations of license agreements. Includes responses to any licensing infringements. For records of the original negotiation of licenses see 18.14.1. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.06.01 Software licenses 16.06.02 Acquisition 16.06.03 Monitoring & infringements 16.06.04 Software allocation |
Preferred Label | 16.06 - SOFTWARE LICENCES |
Concept Type | Activity |
Scope Notes | Records documenting the monitoring and renegotiations of license agreements. Includes responses to any licensing infringements. For records of the original negotiation of licenses see 18.14.1. |
Alternative Labels |
Preferred Label | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity associated with building, prototyping, testing and maintaining databases. Includes the development and management of rules (eg. access hierarchy) and monitoring usage. |
Broader | 16. TECHNOLOGY AND APPLICATIONS |
Narrower | 16.07.01 Development: Production 16.07.02 Development: Test 16.07.03 Evaluation & feasibility 16.07.04 Data migration |
Preferred Label | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Concept Type | Activity |
Scope Notes | The activity associated with building, prototyping, testing and maintaining databases. Includes the development and management of rules (eg. access hierarchy) and monitoring usage. |
Alternative Labels |
Disposal Class Title | Disputed access to collections/information |
Description | Records documenting disputed access to information in the University's business and information systems that does not involve the application of legislation such as Freedom of Information (FOI), privacy, or records legislation or legislation specific to the University. |
Authority | University business requirement |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 7 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 01.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Disputed access to collections/information |
Description | Records documenting disputed access to information in the University's business and information systems that does not involve the application of legislation such as Freedom of Information (FOI), privacy, or records legislation or legislation specific to the University. |
Authority | University business requirement |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Undisputed access to collections/information |
Description | Records documenting access to information in University business and information systems that does not involve the application of legislation specific to the University. |
Authority | University business requirement |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Undisputed access to collections/information |
Description | Records documenting access to information in University business and information systems that does not involve the application of legislation specific to the University. |
Authority | University business requirement |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Library loans management |
Description | Records relating to the administration of penalties and general borrower information. |
Authority | PROS 09/05 11.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Library loans management |
Description | Records relating to the administration of penalties and general borrower information. |
Authority | PROS 09/05 11.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Significant collection development and management records |
Description | Records of continuing value that document: Master control records for the collection, including databases and management systems for audio-visual material, registers, indexes, and lists, and associated data dictionaries supporting these systems and databases. Documentation establishing rights to the management of items in the collection, including the right to copy, distribute and provide access, as well as important contextual information about the provenance of individual collection items. Includes evidence of item acquisition such as donation agreements, undertakings and bequests. Histories of the items in the collection, including contextual information around item creation, acquisition details including any legal advice, preparation, conservation/preservation and general condition reports, valuation, loans and returns, and de-accessioning. Includes details of item loss due to theft, damage or destruction. Submissions for funding to acquire items for the collection. Advice on contemporary, retrospective and Indigenous acquisitions issues. Repatriation of collection items where the agency was the custodian only. Includes arrangements for the return of the item/s to the legitimate owners. Major projects to improve the content or management of the collection, such as relocation of the collection to new sites; establishment of new services such as in-house conservation services; acquisition of items by significant artists, or that are the subject of public interest or controversy, or that are categorised as highrisk (originate from conflict zones, are subject to strong illicit trade, comprise human remains, have similarities with items listed as being stolen etc.). |
Authority | PROS 17/03 2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Significant collection development and management records |
Description | Records of continuing value that document: Master control records for the collection, including databases and management systems for audio-visual material, registers, indexes, and lists, and associated data dictionaries supporting these systems and databases. Documentation establishing rights to the management of items in the collection, including the right to copy, distribute and provide access, as well as important contextual information about the provenance of individual collection items. Includes evidence of item acquisition such as donation agreements, undertakings and bequests. Histories of the items in the collection, including contextual information around item creation, acquisition details including any legal advice, preparation, conservation/preservation and general condition reports, valuation, loans and returns, and de-accessioning. Includes details of item loss due to theft, damage or destruction. Submissions for funding to acquire items for the collection. Advice on contemporary, retrospective and Indigenous acquisitions issues. Repatriation of collection items where the agency was the custodian only. Includes arrangements for the return of the item/s to the legitimate owners. Major projects to improve the content or management of the collection, such as relocation of the collection to new sites; establishment of new services such as in-house conservation services; acquisition of items by significant artists, or that are the subject of public interest or controversy, or that are categorised as highrisk (originate from conflict zones, are subject to strong illicit trade, comprise human remains, have similarities with items listed as being stolen etc.). |
Authority | PROS 17/03 2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Operational collection development and management records |
Description | Records documenting: Implementing preventative conservation strategies and techniques. Includes creating preservation copies of collection items, condition assessment reports and log books. Remedial conservation treatment to damaged or deteriorated collection items. Includes requests, condition assessment reports and log books Preparation works to house an item in the collection and/or place it on display (e.g. taxidermy and cleaning). Handling protocols for items identified as containing or comprised of hazardous substances e.g. specimens preserved in formaldehyde or treated with arsenic, items which may contain spores of fungi and other contaminants etc. Stocktake of collection items, including location, schedules, results, forms and consolidated stocktaking reports. Proposed collection acquisitions that do not proceed. Source details for potential acquisitions, including offers made by the public. Agency submissions seeking support for projects relating to the development of the collection. Documentation of the donation or bequest process. Includes correspondence with prospective donors and estates, negotiation of conditions of use or sale, supply of suggested wording for bequests, acknowledgement of item receipt, records of donations and bequests that do not proceed. |
Authority | PROS 17/03 2.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Operational collection development and management records |
Description | Records documenting: Implementing preventative conservationstrategies and techniques. Includes creatingpreservation copies of collection items, conditionassessment reports and log books. Remedial conservation treatment to damaged ordeteriorated collection items. Includes requests,condition assessment reports and log books Preparation works to house an item in thecollection and/or place it on display (e.g.taxidermy and cleaning). Handling protocols for items identified ascontaining or comprised of hazardous substancese.g. specimens preserved in formaldehyde ortreated with arsenic, items which may containspores of fungi and other contaminants etc. Stocktake of collection items, including location,schedules, results, forms and consolidatedstocktaking reports. Proposed collection acquisitions that do notproceed. Source details for potential acquisitions, includingoffers made by the public. Agency submissions seeking support for projectsrelating to the development of the collection. Documentation of the donation or bequestprocess. Includes correspondence withprospective donors and estates, negotiation ofconditions of use or sale, supply of suggestedwording for bequests, acknowledgement of itemreceipt, records of donations and bequests thatdo not proceed. |
Authority | PROS 17/03 2.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Collection monitoring and maintenance |
Description | Records of the day to day monitoring and management of collection items. Includes: Instructions for mounting/demounting specific items within the collection. Environmental control readings and adjustments. Calibration of collection equipment. Arrangements for transportation, including quarantine services and permits. Surveys of collection items to ascertain the need for maintenance. |
Authority | PROS 17/03 2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.02 - COLLECTION DEVELOPMENT AND MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Collection monitoring and maintenance |
Description | Records of the day to day monitoring and management of collection items. Includes: Instructions for mounting/demounting specific items within the collection. Environmental control readings and adjustments. Calibration of collection equipment. Arrangements for transportation, including quarantine services and permits. Surveys of collection items to ascertain the need for maintenance. |
Authority | PROS 17/03 2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Significant exhibition records |
Description | Records of continuing value that document final versions relating to the design, development and layout of exhibitions in the galleries and exhibition spaces; development of exhibition concept briefs; final approved exhibition planning, development and installation; and final approved marketing strategy, including official promotional material and artwork designs. |
Authority | PROS 17/03 3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.03 - EXHIBITIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Significant exhibition records |
Description | Records of continuing value that document final versions relating to the design, development and layout of exhibitions in the galleries and exhibition spaces; development of exhibition concept briefs; final approved exhibition planning, development and installation; and final approved marketing strategy, including official promotional material and artwork designs. |
Authority | PROS 17/03 3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Operational exhibition management records |
Description | Records documenting preliminary versions relating to design, development and layout of exhibitions; negotiations and agreements to host travelling exhibitions developed by external institutions; working drawings and notes for construction of exhibitory frameworks and displays; development of educational content for tours, seminars etc.; planning, development, and management of mobile outreach programs |
Authority | PROS 17/03 3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.03 - EXHIBITIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Operational exhibition management records |
Description | Records documenting preliminary versions relating to design, development and layout of exhibitions; negotiations and agreements to host travelling exhibitions developed by external institutions; working drawings and notes for construction of exhibitory frameworks and displays; development of educational content for tours, seminars etc.; planning, development, and management of mobile outreach programs |
Authority | PROS 17/03 3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Journals and information bases |
Description | Records documenting the subscription to academic and other journals, magazines and newspapers and information bases. |
Authority | PROS 07/01 9.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 01.04 - SUBSCRIPTIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Journals and information bases |
Description | Records documenting the subscription to academic and other journals, magazines and newspapers and information bases. |
Authority | PROS 07/01 9.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Commercial development planning (successful) |
Description | High-level activities relating to feasibility studies or consolidated plans towards the development of commercial enterprises. Includes records that define criteria and processes for commercialisation. |
Authority | PROS 16/07 7.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 02.01 - BUSINESS DEVELOPMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Commercial development planning (successful) |
Description | High-level activities relating to feasibility studies or consolidated plans towards the development of commercial enterprises. Includes records that define criteria and processes for commercialisation. |
Authority | PROS 16/07 7.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Commercial development planning (unsuccessful) |
Description | Identification and investigation of commercial opportunities where the commercial activity did not proceed. |
Authority | PROS 16/07 7.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 02.01 - BUSINESS DEVELOPMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Commercial development planning (unsuccessful) |
Description | Identification and investigation of commercial opportunities where the commercial activity did not proceed. |
Authority | PROS 16/07 7.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Consultancies - significant projects |
Description | Summary reports and outcomes from significant consultancies involving controversial or major projects undertaken for financial gain. Includes records of consultancies involving controversial or major projects, e.g. where the university assists government or industry with major infrastructure, new technology or products, or economic improvement. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Absent other metrics, contracts over $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 16/07 7.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 02.02 - CONSULTANCY SERVICES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consultancies - significant projects |
Description | Summary reports and outcomes from significant consultancies involving controversial or major projects undertaken for financial gain. Includes records of consultancies involving controversial or major projects, e.g. where the university assists government or industry with major infrastructure, new technology or products, or economic improvement. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Absent other metrics, contracts over $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 16/07 7.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Consultancies - routine projects |
Description | Delivery of routine or minor projects involving provision of professional advice or services for commercial gain. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Absent other metrics, contracts under $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 16/07 7.2.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 02.02 - CONSULTANCY SERVICES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consultancies - routine projects |
Description | Delivery of routine or minor projects involving provision of professional advice or services for commercial gain. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Includes records facilitating the consultancy process, such as monitoring, working papers, analysis, surveys, market intelligence reports and background advice. Absent other metrics, contracts under $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 16/07 7.2.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Successful establishment of University owned companies, associations, and trusts |
Description | Establishment of companies, associations or trusts owned by the university or established in partnership with other organisations. Includes certificates of company registration, memoranda and articles of association and records regarding appointment of Directors. Includes records relating to the ongoing management and modification of trusts over time. Includes records of unsuccessful ventures. |
Authority | PROS 16/07 7.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 02.03 - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Successful establishment of University owned companies, associations, and trusts |
Description | Establishment of companies, associations or trusts owned by the university or established in partnership with other organisations. Includes certificates of company registration, memoranda and articles of association and records regarding appointment of Directors. Includes records relating to the ongoing management and modification of trusts over time. Includes records of unsuccessful ventures. |
Authority | PROS 16/07 7.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Planning and development of University owned companies, assocations, and trusts (unsuccessful) |
Description | Planning and development of companies, associations and trusts or partnerships abandoned, or that did not proceed. |
Authority | PROS 16/07 7.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 02.03 - ESTABLISHMENT AND DEVELOPMENT OF COMPANIES, ASSOCIATIONS, AND TRUSTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Planning and development of University owned companies, assocations, and trusts (unsuccessful) |
Description | Planning and development of companies, associations and trusts or partnerships abandoned, or that did not proceed. |
Authority | PROS 16/07 7.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Addresses (major public occasions) |
Description | Final versions of addresses made at major public occasions, which are a significant event for the university. May include addresses on policy, strategic direction or new services, products or partnerships of the University. Includes addresses made by senior university officers. Includes addresses that were never presented. Working papers documenting the development of the address can be destroyed. |
Authority | PROS 07/01 2.1.1 & PROS 07/01 2.1.3 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.01 - ADDRESSES (PRESENTATIONS) |
Narrower |
Disposal Class ID | |
Disposal Class Title | Addresses (major public occasions) |
Description | Final versions of addresses made at major public occasions, which are a significant event for the university. May include addresses on policy, strategic direction or new services, products or partnerships of the University. Includes addresses made by senior university officers. Includes addresses that were never presented. Working papers documenting the development of the address can be destroyed. |
Authority | PROS 07/01 2.1.1 & PROS 07/01 2.1.3 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Addresses (routine promotions) |
Description | Final versions of addresses delivered or intended to be delivered on the routine promotion of the university's services or products. Working papers documenting the development of the address can be destroyed. |
Authority | PROS 07/01 2.1.2 & PROS 07/01 2.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.01 - ADDRESSES (PRESENTATIONS) |
Narrower |
Disposal Class ID | |
Disposal Class Title | Addresses (routine promotions) |
Description | Final versions of addresses delivered or intended to be delivered on the routine promotion of the university's services or products. Working papers documenting the development of the address can be destroyed. |
Authority | PROS 07/01 2.1.2 & PROS 07/01 2.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Working papers |
Description | Working papers documenting the development of all addresses. |
Authority | PROS 07/01 2.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.01 - ADDRESSES (PRESENTATIONS) |
Narrower |
Disposal Class ID | |
Disposal Class Title | Working papers |
Description | Working papers documenting the development of all addresses. |
Authority | PROS 07/01 2.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | General advice |
Description | Records documenting the receipt and response to individual enquiries and public reaction which require routine responses on agency actions, policy or procedures. Includes standard responses. |
Authority | PROS 07/01 - 2.7.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.02 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | General advice |
Description | Records documenting the receipt and response to individual enquiries and public reaction which require routine responses on agency actions, policy or procedures. Includes standard responses. |
Authority | PROS 07/01 - 2.7.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Register of alumni |
Description | Summary record of all registered alumni of the university. Includes the registration of individuals and alumni chapters or groups. |
Authority | PROS 16/07 6.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.03 - ALUMNI SERVICES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Register of alumni |
Description | Summary record of all registered alumni of the university. Includes the registration of individuals and alumni chapters or groups. |
Authority | PROS 16/07 6.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Maintenance of alumni records |
Description | Records documenting the maintenance of alumni registers and databases. Includes updating contact and other details, applications to join an alumni association, and any eligibility checks undertaken. |
Authority | PROS 16/07 6.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.03 - ALUMNI SERVICES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Maintenance of alumni records |
Description | Records documenting the maintenance of alumni registers and databases. Includes updating contact and other details, applications to join an alumni association, and any eligibility checks undertaken. |
Authority | PROS 16/07 6.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administrative arrangements |
Description | Records relating to the administrative arrangements for events including invitations, acceptances, guest lists, catering, venue. For associated financial records, use FINANCIAL MANAGEMENT ACCOUNTING. For records relating to obtaining a liquor licence see GOVERNANCE - LICENSING. |
Authority | PROS 07/01 2.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.04 - CELEBRATIONS, CEREMONIES AND FUNCTIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements |
Description | Records relating to the administrative arrangements for events including invitations, acceptances, guest lists, catering, venue. For associated financial records, use FINANCIAL MANAGEMENT ACCOUNTING. For records relating to obtaining a liquor licence see GOVERNANCE - LICENSING. |
Authority | PROS 07/01 2.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Receipt and response to complaints resulting in changes to policy/procedures |
Description | Records documenting the receipt and response to complaints which result in changes to university policy or procedures. |
Authority | PROS 07/01 2.3.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.05 - COMPLAINTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Receipt and response to complaints resulting in changes to policy/procedures |
Description | Records documenting the receipt and response to complaints which result in changes to university policy or procedures. |
Authority | PROS 07/01 2.3.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Receipt and response to complaints |
Description | Can't appraise because of privacy concerns - needs to be 99 years. |
Retain Permanently | No |
Years | 99 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.05 - COMPLAINTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Receipt and response to complaints |
Description | Can't appraise because of privacy concerns - needs to be 99 years. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | |
Years | 99 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Papers and speeches |
Description | Master copies of transcripts and speeches, proceedings and reports presented at conferences. |
Authority | PROS 07/01 2.4.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.06 - CONFERENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Papers and speeches |
Description | Master copies of transcripts and speeches, proceedings and reports presented at conferences. |
Authority | PROS 07/01 2.4.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Conference planning and facilitation |
Description | Records documenting arrangements to hold conferences including program development, arranging speakers, promotion, registration management and venue bookings. Includes draft programs, publicity, invitations, venue accommodation and catering arrangements. For associated financial records, use FINANCIAL MANAGEMENT ACCOUNTING. |
Authority | PROS 07/01 2.4.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.06 - CONFERENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Conference planning and facilitation |
Description | Records documenting arrangements to hold conferences including program development, arranging speakers, promotion, registration management and venue bookings. Includes draft programs, publicity, invitations, venue accommodation and catering arrangements. For associated financial records, use FINANCIAL MANAGEMENT ACCOUNTING. |
Authority | PROS 07/01 2.4.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Customer services management |
Description | Records documenting the management of specific customer services provided to the University staff and students, e.g. managing an enquiry desk, a telephone information service or interpreter service. Includes planning, monitoring and evaluation of services, e.g. carrying out customer surveys. |
Authority | PROS 07/01 2.5.1 & PROS 07/01 9.5.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.07 - CUSTOMER SERVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Customer services management |
Description | Records documenting the management of specific customer services provided to the University staff and students, e.g. managing an enquiry desk, a telephone information service or interpreter service. Includes planning, monitoring and evaluation of services, e.g. carrying out customer surveys. |
Authority | PROS 07/01 2.5.1 & PROS 07/01 9.5.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Customer service strategy |
Description | Information, documents and records associated with planning, monitoring and evaluation of services and their delivery to customers and the community provided by the University. |
Authority | PROS 07/01 18.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 03.07 - CUSTOMER SERVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Customer service strategy |
Description | Information, documents and records associated with planning, monitoring and evaluation of services and their delivery to customers and the community provided by the University. |
Authority | PROS 07/01 18.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Major donations |
Description | Records documenting the receipt and management of items, artefacts or real property that have a value that impacts on the university or the broader community. Includes approaches for donations or bequests and acknowledgments. |
Authority | PROS 07/01 2.6.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.08 - DONATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Major donations |
Description | Records documenting the receipt and management of items, artefacts or real property that have a value that impacts on the university or the broader community. Includes approaches for donations or bequests and acknowledgments. |
Authority | PROS 07/01 2.6.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Routine donations |
Description | Information, documents and records associated with managing money, items or property donated or bequeathed to the University or by the University to charities. Includes both incoming and outgoing donations, as well as records documenting the refusal and return of donations not accepted by the university. |
Authority | PROS 07/01 2.6.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.08 - DONATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Routine donations |
Description | Information, documents and records associated with managing money, items or property donated or bequeathed to the University or by the University to charities. Includes both incoming and outgoing donations, as well as records documenting the refusal and return of donations not accepted by the university. |
Authority | PROS 07/01 2.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Receipt and response to enquiries resulting in changes to policy/procedures |
Description | Records documenting the receipt and response to individual enquiries and public reaction which result in changes to University or government policy or procedures. |
Authority | PROS 07/01 2.7.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.09 - ENQUIRIES AND PUBLIC REACTION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Receipt and response to enquiries resulting in changes to policy/procedures |
Description | Records documenting the receipt and response to individual enquiries and public reaction which result in changes to University or government policy or procedures. |
Authority | PROS 07/01 2.7.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Routine receipt and response to enquiries |
Description | Records documenting the receipt and response to individual enquiries and public reaction which require either a detailed response or generic response on University actions, policy or procedures but do not result in changes to University or government policy or procedures. Records documenting the receipt and response to individual enquiries and public reaction which require routine responses on agency actions, policy or procedures. Includes standard responses. |
Authority | PROS 07/01 2.7.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.09 - ENQUIRIES AND PUBLIC REACTION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Routine receipt and response to enquiries |
Description | Records documenting the receipt and response to individual enquiries and public reaction which require either a detailed response or generic response on University actions, policy or procedures but do not result in changes to University or government policy or procedures. Records documenting the receipt and response to individual enquiries and public reaction which require routine responses on agency actions, policy or procedures. Includes standard responses. |
Authority | PROS 07/01 2.7.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Expert commentary |
Description | Records relating to subject matter experts at the university providing unpaid expert commentary to a specific group or the public at large (e.g. the media). Includes expert-matching registers to assist external parties in finding the correct expert to contact. |
Authority | PROS 16/07 6.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.10 - EXPERT COMMENTARY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Expert commentary |
Description | Records relating to subject matter experts at the university providing unpaid expert commentary to a specific group or the public at large (e.g. the media). Includes expert-matching registers to assist external parties in finding the correct expert to contact. |
Authority | PROS 16/07 6.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary record of grants |
Description | Summary record of grant applications that identifies the nature of the application and reasons for acceptance or rejection. Includes both grants bestowed and applied for by the university. |
Authority | PROS 07/01 2.10.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.11 - GRANTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary record of grants |
Description | Summary record of grant applications that identifies the nature of the application and reasons for acceptance or rejection. Includes both grants bestowed and applied for by the university. |
Authority | PROS 07/01 2.10.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | External grant identification, selection, and applications |
Description | Records documenting successful applications made by the agency for grant funding received from a government or non-government source. |
Authority | PROS 07/01 2.11.1 & PROS 07/01 2.11.2 & PROS 07/01 2.11.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.11 - GRANTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | External grant identification, selection, and applications |
Description | Records documenting successful applications made by the agency for grant funding received from a government or non-government source. |
Authority | PROS 07/01 2.11.1 & PROS 07/01 2.11.2 & PROS 07/01 2.11.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Liaison activities |
Description | Records documenting liaison activities undertaken with government bodies, international stakeholders, professional associations, private sector organisations and community groups. Does not include liaison carried out for regulatory purposes. |
Authority | PROS 07/01 2.13.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.12 - LIAISON |
Narrower |
Disposal Class ID | |
Disposal Class Title | Liaison activities |
Description | Records documenting liaison activities undertaken with government bodies, international stakeholders, professional associations, private sector organisations and community groups. Does not include liaison carried out for regulatory purposes. |
Authority | PROS 07/01 2.13.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Marketing campagin planning and final products (routine campaigns) |
Description | Records documenting the planning and final products of minor marketing campaigns relating to university activities. Includes records covering arrangements for advertising campaigns, public launches and promotional images. |
Authority | PROS 07/01 2.14.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.13 - MARKETING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Marketing campagin planning and final products (routine campaigns) |
Description | Records documenting the planning and final products of minor marketing campaigns relating to university activities. Includes records covering arrangements for advertising campaigns, public launches and promotional images. |
Authority | PROS 07/01 2.14.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Marketing campain planning and final products (significant campaigns) |
Description | Records documenting the planning and final products of major marketing campaigns relating to university activities. Includes activities such as rebranding after mergers or restructuring or major awareness campaigns. For records associated with other facets of University restructure, use GOVERNANCE - ESTABLISHMENT & RESTRUCTURING |
Authority | PROS 07/01 2.14.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.13 - MARKETING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Marketing campain planning and final products (significant campaigns) |
Description | Records documenting the planning and final products of major marketing campaigns relating to university activities. Includes activities such as rebranding after mergers or restructuring or major awareness campaigns. For records associated with other facets of University restructure, use GOVERNANCE - ESTABLISHMENT & RESTRUCTURING |
Authority | PROS 07/01 2.14.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | University media releases |
Description | Master set of university media releases. |
Authority | PROS 07/01 2.15.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.14 - MEDIA RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | University media releases |
Description | Master set of university media releases. |
Authority | PROS 07/01 2.15.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administrative arrangements |
Description | Records relating to administrative arrangements with the media. Includes the issuing of media releases, organising interviews, and providing information and assistance to support media coverage of an event or promotion of the Universitys services or products. |
Authority | PROS 07/01 2.15.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.14 - MEDIA RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements |
Description | Records relating to administrative arrangements with the media. Includes the issuing of media releases, organising interviews, and providing information and assistance to support media coverage of an event or promotion of the Universitys services or products. |
Authority | PROS 07/01 2.15.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Honorary awards (summary record) |
Description | Summary of all honorary degrees issued by the University and individuals inducted into the Universitys Halls of Fame, Walls of Fame, honour rolls or similar. Includes recipient, award given and citation or reasons for the degree awarded or inclusion in the Hall of Fame. Includes specific Halls of Fame such as a Sports Hall of Fame. |
Authority | PROS 16/07 6.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.15 - RECOGNITION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Honorary awards (summary record) |
Description | Summary of all honorary degrees issued by the University and individuals inducted into the Universitys Halls of Fame, Walls of Fame, honour rolls or similar. Includes recipient, award given and citation or reasons for the degree awarded or inclusion in the Hall of Fame. Includes specific Halls of Fame such as a Sports Hall of Fame. |
Authority | PROS 16/07 6.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Honorary awards (selection) |
Description | Records documenting the nomination and deliberation process to determine recipients of all forms of recognition, which are not done through a university committee or board. Includes calls for nominations and deliberations to determine the recipient. |
Authority | PROS 16/07 6.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.15 - RECOGNITION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Honorary awards (selection) |
Description | Records documenting the nomination and deliberation process to determine recipients of all forms of recognition, which are not done through a university committee or board. Includes calls for nominations and deliberations to determine the recipient. |
Authority | PROS 16/07 6.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Sponsorship management |
Description | Records relating to sponsorships received and provided by the University from/to another organisation. Includes sponsorship for sporting or cultural events. |
Authority | PROS 07/01 2.17.1 & PROS 07/01 2.17.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.16 - SPONSORSHIPS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Sponsorship management |
Description | Records relating to sponsorships received and provided by the University from/to another organisation. Includes sponsorship for sporting or cultural events. |
Authority | PROS 07/01 2.17.1 & PROS 07/01 2.17.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Student recruitment records |
Description | Information, documents and records associated with recruiting potential students, including international students, and associated marketing programmes. |
Authority | PROS 07/01 2.14.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 03.17 - STUDENT RECRUITMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Student recruitment records |
Description | Information, documents and records associated with recruiting potential students, including international students, and associated marketing programmes. |
Authority | PROS 07/01 2.14.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Administrative arrangements |
Description | Records documenting arrangements for visits or tours to the University. Also includes records documenting visits by agency representatives to community organisations to promote the image or services of the agency. Includes: Visit reports Incoming work integrated learning placements |
Authority | PROS 07/01 2.18.1 & PROS 07/01 2.18.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 03.18 - VISITS AND TOURS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements |
Description | Records documenting arrangements for visits or tours to the University. Also includes records documenting visits by agency representatives to community organisations to promote the image or services of the agency. Includes: Visit reportsIncoming work integrated learning placements |
Authority | PROS 07/01 2.18.1 & PROS 07/01 2.18.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Acquisition and disposal |
Description | Records documenting the acquisition and/or disposal of equipment and stores where there is no tender or contracting-out process. Includes formal requests for quotations, orders, handover reports, and correspondence relating to the acquisition. Includes records arranging delivery of equipment. For acquisitions requiring tenders or contracts, see CONTRACTING OUT. |
Authority | PROS 07/01 4.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.01 - ACQUISITION AND DISPOSAL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Acquisition and disposal |
Description | Records documenting the acquisition and/or disposal of equipment and stores where there is no tender or contracting-out process. Includes formal requests for quotations, orders, handover reports, and correspondence relating to the acquisition. Includes records arranging delivery of equipment. For acquisitions requiring tenders or contracts, see CONTRACTING OUT. |
Authority | PROS 07/01 4.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Asset allocation |
Description | Records relating to the allocation of equipment or stores to employees within the University. Includes records documenting requests for equipment or stores. |
Authority | PROS 07/01 4.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.02 - ALLOCATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Asset allocation |
Description | Records relating to the allocation of equipment or stores to employees within the University. Includes records documenting requests for equipment or stores. |
Authority | PROS 07/01 4.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Delivery |
Description | Records documenting arrangements for the delivery of equipment and stores to an agency. |
Authority | PROS 07/01 4.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Broader | 04.03 - DELIVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Delivery |
Description | Records documenting arrangements for the delivery of equipment and stores to an agency. |
Authority | PROS 07/01 4.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Fleet management records |
Description | All records relating to the management of Deakin's vehicle fleet. Includes records documenting: - Vehicle acquisition, lease, and disposal. -Accidents and infringements. - Vehicle usage and maintenance. - Insurance policies and claims. |
Authority | PROS 07/01 6.2.1 & PROS 07/01 6.4.1 & PROS 07/01 6.7.1 & PROS 07/01 6.1.1 & PROS 07/01 6.5.1 & PRO |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.04 - FLEET MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Fleet management records |
Description | All records relating to the management of Deakin's vehicle fleet.Includes records documenting: - Vehicle acquisition, lease, and disposal.-Accidents and infringements.- Vehicle usage and maintenance.- Insurance policies and claims. |
Authority | PROS 07/01 6.2.1 & PROS 07/01 6.4.1 & PROS 07/01 6.7.1 & PROS 07/01 6.1.1 & PROS 07/01 6.5.1 & PRO |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | INSTRUCTIONS AND MANUALS |
Description | Instructions for the use of equipment and stores. Includes equipment manuals and operating instructions |
Authority | PROS 07/01 4.9.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 04.05 - INSTRUCTIONS AND MANUALS |
Narrower |
Disposal Class ID | |
Disposal Class Title | INSTRUCTIONS AND MANUALS |
Description | Instructions for the use of equipment and stores. Includes equipment manuals and operating instructions |
Authority | PROS 07/01 4.9.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Maintenance of equipment |
Description | Records documenting the maintenance of equipment and stores, including chemicals, hardware items, instruments, implements, kitchen-cleaning items, medical supplies, stationery, tools, machines, computers, photocopiers, plant, furniture, furnishings, fixtures and fittings. Includes service and maintenance records. |
Authority | PROS 07/01 4.5.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.06 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Maintenance of equipment |
Description | Records documenting the maintenance of equipment and stores, including chemicals, hardware items, instruments, implements, kitchen-cleaning items, medical supplies, stationery, tools, machines, computers, photocopiers, plant, furniture, furnishings, fixtures and fittings. Includes service and maintenance records. |
Authority | PROS 07/01 4.5.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Security adminitration |
Description | Records documenting the provision of security to guard property and equipment. Includes records of electronic security surveillance systems, security reports, rosters of patrol operations, restricted access areas. |
Authority | PROS 07/01 14.15.1 & PROS 07/01 4.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.07 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Security adminitration |
Description | Records documenting the provision of security to guard property and equipment. Includes records of electronic security surveillance systems, security reports, rosters of patrol operations, restricted access areas. |
Authority | PROS 07/01 14.15.1 & PROS 07/01 4.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Stocktake and inventory |
Description | Records documenting the processes involved in preparing and auditing against, lists of University assets or items. Includes computer equipment, machinery, tools and furniture. |
Authority | PROS 07/01 4.7.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.08 - STOCKTAKE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Stocktake and inventory |
Description | Records documenting the processes involved in preparing and auditing against, lists of University assets or items. Includes computer equipment, machinery, tools and furniture. |
Authority | PROS 07/01 4.7.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Storage of non-hazardous materials |
Description | Records documenting the storage of equipment and stores (excluding hazardous materials) within the University. Includes records documenting location management and stock control. |
Authority | PROS 07/01 4.8.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.09 - STORAGE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Storage of non-hazardous materials |
Description | Records documenting the storage of equipment and stores (excluding hazardous materials) within the University. Includes records documenting location management and stock control. |
Authority | PROS 07/01 4.8.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Storage of hazardous materials |
Description | Records documenting the storage of hazardous equipment and stores within the University. Includes records documenting location management and stock control identifying substance properties and details of their condition. For the environmental monitoring of hazardous substances, use HEALTH & SAFETY COMPLIANCE. |
Authority | PROS 07/01 4.8.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 04.09 - STORAGE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Storage of hazardous materials |
Description | Records documenting the storage of hazardous equipment and stores within the University. Includes records documenting location management and stock control identifying substance properties and details of their condition. For the environmental monitoring of hazardous substances, use HEALTH & SAFETY COMPLIANCE. |
Authority | PROS 07/01 4.8.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Accounting records |
Description | Principal accounting records and associated supporting records relating to managing the University's revenue and expenditure. Includes invoices, receipts, statements of expenditure, travel diaries, credit notices, journals, ledgers and other records of prime entry. Includes accounts payable and accounts receivable. |
Authority | PROS 07/01 5.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | date created |
Broader | 05.01 - ACCOUNTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Accounting records |
Description | Principal accounting records and associated supporting records relating to managing the University's revenue and expenditure. Includes invoices, receipts, statements of expenditure, travel diaries, credit notices, journals, ledgers and other records of prime entry. Includes accounts payable and accounts receivable. |
Authority | PROS 07/01 5.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | date created |
Disposal Class Title | Banking activities records |
Description | Records documenting the management of the University's banking activities. Includes: - Records documenting the establishment of university bank accounts. - Records that document the closure of the bank account. - Deposit records, bank statements, bank reconciliation statements, investment and dividend statements, and records documenting use of credit cards. |
Authority | PROS 07/01 5.1.2 & PROS 07/01 5.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.01 - ACCOUNTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Banking activities records |
Description | Records documenting the management of the University's banking activities.Includes:- Records documenting the establishment of university bank accounts. - Records that document the closure of the bank account. - Deposit records, bank statements, bank reconciliation statements, investment and dividend statements, and records documenting use of credit cards. |
Authority | PROS 07/01 5.1.2 & PROS 07/01 5.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Records containing cardholder data and cardholder authentication data |
Description | Records containing cardholder data captured as part of an electronic financial transaction including information printed, processed, transmitted or stored in any form on a payment card. |
Authority | PROS 07/01 5.1.9 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.01 - ACCOUNTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records containing cardholder data and cardholder authentication data |
Description | Records containing cardholder data captured as part of an electronic financial transaction including information printed, processed, transmitted or stored in any form on a payment card. |
Authority | PROS 07/01 5.1.9 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Significant advice |
Description | Records relating to the provision or receipt of detailed and significant financial advice to executive or senior management regarding financial investments, incurred obligations and financial reporting requirements. Includes detailed and high level advice on the application of specific accounting standards and policies, financial or annual reporting legislation and accounting treatments. |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Broader | 05.02 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Significant advice |
Description | Records relating to the provision or receipt of detailed and significant financial advice to executive or senior management regarding financial investments, incurred obligations and financial reporting requirements. Includes detailed and high level advice on the application of specific accounting standards and policies, financial or annual reporting legislation and accounting treatments. |
Authority | |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Routine advice |
Description | Records relating to advice regarding general financial management and accounting practices including financial advice concerning routine operational matters, e.g. wage cases, property matters. |
Retain Permanently | No |
Years | 0 |
Months | 0 |
Broader | 05.02 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Routine advice |
Description | Records relating to advice regarding general financial management and accounting practices including financial advice concerning routine operational matters, e.g. wage cases, property matters. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Asset registers |
Description | Summary record listing the university's assets, such as an asset register |
Authority | PROS 07/01 5.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.03 - ASSETS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Asset registers |
Description | Summary record listing the university's assets, such as an asset register |
Authority | PROS 07/01 5.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Asset valuation |
Description | Records documenting asset valuation and asset management processes, including requests for inclusion on the asset register. |
Authority | PROS 07/01 5.2.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.03 - ASSETS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Asset valuation |
Description | Records documenting asset valuation and asset management processes, including requests for inclusion on the asset register. |
Authority | PROS 07/01 5.2.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Audit reports |
Description | Final reports of internal or external financial audits, which result in significant changes to university practices. |
Authority | PROS 07/01 5.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 05.04 - AUDIT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Audit reports |
Description | Final reports of internal or external financial audits, which result in significant changes to university practices. |
Authority | PROS 07/01 5.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Audit planning |
Description | Records documenting the planning and conduct of internal and external financial audits. |
Authority | PROS 07/01 5.3.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 05.04 - AUDIT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Audit planning |
Description | Records documenting the planning and conduct of internal and external financial audits. |
Authority | PROS 07/01 5.3.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Delegations |
Description | Delegations of power to university staff to authorise financial activities and transactions (e.g. delegation to approve expenditure or appointment of an officer to countersign cheques). |
Authority | PROS 07/01 5.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 05.05 - AUTHORISATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Delegations |
Description | Delegations of power to university staff to authorise financial activities and transactions (e.g. delegation to approve expenditure or appointment of an officer to countersign cheques). |
Authority | PROS 07/01 5.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | University-wide estimates |
Description | Budget estimates, spending progress and revenue for the University. Includes background information, budget allocation decisions, allocation of funds, estimates of expenditure, certification of accounts, calculations, superseded revisions, costing of annual expenditure, additional estimates. Includes supporting documentation and any monitoring activities that track spending against the budget. |
Authority | PROS 07/01 5.5.1 & PROS 07/01 5.5.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.06 - BUDGETING |
Narrower |
Disposal Class ID | |
Disposal Class Title | University-wide estimates |
Description | Budget estimates, spending progress and revenue for the University. Includes background information, budget allocation decisions, allocation of funds, estimates of expenditure, certification of accounts, calculations, superseded revisions, costing of annual expenditure, additional estimates. Includes supporting documentation and any monitoring activities that track spending against the budget. |
Authority | PROS 07/01 5.5.1 & PROS 07/01 5.5.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Departmental or work-unit estimates |
Description | Budget estimates, spending progress and revenue for a department or work unit. Includes tables reflecting budget allocations, salary commitments, other commitment projections, budget submissions. Includes variations to budgets, interim budget reports. Includes supporting documentation and any monitoring activities that track spending against the budget. |
Authority | PROS 07/01 5.5.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.06 - BUDGETING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Departmental or work-unit estimates |
Description | Budget estimates, spending progress and revenue for a department or work unit. Includes tables reflecting budget allocations, salary commitments, other commitment projections, budget submissions. Includes variations to budgets, interim budget reports. Includes supporting documentation and any monitoring activities that track spending against the budget. |
Authority | PROS 07/01 5.5.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Debt recovery |
Description | Records documenting the management of debt recovery. |
Authority | PROS 07/01 5.1.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.07 - DEBT RECOVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Debt recovery |
Description | Records documenting the management of debt recovery. |
Authority | PROS 07/01 5.1.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Annual financial statements and background documentation |
Description | Annual financial statements and associated background documentation. Includes balance sheets, operating statements, cash flow statements and accompanying notes/working papers. |
Authority | PROS 07/01 5.6.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.08 - FINANCIAL REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Annual financial statements and background documentation |
Description | Annual financial statements and associated background documentation. Includes balance sheets, operating statements, cash flow statements and accompanying notes/working papers. |
Authority | PROS 07/01 5.6.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Interim financial statements |
Description | Interim financial statements including balance sheets and operating statements. Includes mid-year and quarterly financial reporting statements. Includes working papers. |
Authority | PROS 07/01 5.6.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.08 - FINANCIAL REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Interim financial statements |
Description | Interim financial statements including balance sheets and operating statements. Includes mid-year and quarterly financial reporting statements. Includes working papers. |
Authority | PROS 07/01 5.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Identification of fraud |
Description | Records documenting the identification of instances of fraud that were resolved internally. Includes fraud resulting in liaison with external bodies. |
Authority | PROS 07/01 5.7.1 & PROS 07/01 5.7.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.09 - FRAUD |
Narrower |
Disposal Class ID | |
Disposal Class Title | Identification of fraud |
Description | Records documenting the identification of instances of fraud that were resolved internally. Includes fraud resulting in liaison with external bodies. |
Authority | PROS 07/01 5.7.1 & PROS 07/01 5.7.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Claims and policies |
Description | Records of insurance policies including property insurance and public liability insurance, and records documenting insurance claims. For files related to management of individual Workcover cases, see HUMAN RESOURCES. |
Authority | PROS 07/01 14.8.3 & PROS 07/01 14.8.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.11 - INSURANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Claims and policies |
Description | Records of insurance policies including property insurance and public liability insurance, and records documenting insurance claims. For files related to management of individual Workcover cases, see HUMAN RESOURCES. |
Authority | PROS 07/01 14.8.3 & PROS 07/01 14.8.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Loans management |
Description | Records relating to the borrowing of money by the University. Includes loan agreements, repayment records, interest rate agreements and other associated records. |
Authority | PROS 07/01 5.13.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 05.12 - LOANS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Loans management |
Description | Records relating to the borrowing of money by the University. Includes loan agreements, repayment records, interest rate agreements and other associated records. |
Authority | PROS 07/01 5.13.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Pecuriary interests |
Description | Records documenting an individuals company, trust and property holdings as well as any other pecuniary interests. Includes pecuniary returns made upon appointment as well as any regular updates. |
Authority | PROS 07/01 5.9.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 05.13 - PECUNIARY INTERESTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Pecuriary interests |
Description | Records documenting an individuals company, trust and property holdings as well as any other pecuniary interests. Includes pecuniary returns made upon appointment as well as any regular updates. |
Authority | PROS 07/01 5.9.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Salaries processing/payroll |
Description | Records documenting the processing of payment of salaries to personnel. For records such as group certificates, tax declaration forms and overtime, use HUMAN RESOURCES Remuneration. |
Authority | PROS 07/01 5.11.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.14 - SALARIES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Salaries processing/payroll |
Description | Records documenting the processing of payment of salaries to personnel. For records such as group certificates, tax declaration forms and overtime, use HUMAN RESOURCES Remuneration. |
Authority | PROS 07/01 5.11.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Tax administration |
Description | Records documenting the taxation matters of the University, e.g. administration of Goods & Services Tax (GST). Includes records relating to organisational income taxation records, including records relating to the payment of payroll taxes. |
Authority | PROS 07/01 5.12.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 05.15 - TAXATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Tax administration |
Description | Records documenting the taxation matters of the University, e.g. administration of Goods & Services Tax (GST). Includes records relating to organisational income taxation records, including records relating to the payment of payroll taxes. |
Authority | PROS 07/01 5.12.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Audits and audit management |
Description | Final reports of audit or other compliance monitoring of university activities. Includes both internal and external audits. Includes records documenting the planning and conduct of audits or other complaiance monitoring into university activities. |
Authority | PROS 16/07 4.1.1 & PROS 16/07 4.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.01 - AUDITS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Audits and audit management |
Description | Final reports of audit or other compliance monitoring of university activities. Includes both internal and external audits. Includes records documenting the planning and conduct of audits or other complaiance monitoring into university activities. |
Authority | PROS 16/07 4.1.1 & PROS 16/07 4.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Benchmarking |
Description | Records documenting the evaluation of the University by measuring processes, programs and services against like institutions or professional or industry standards. Includes benchmarking, surveys, analysis and reporting on evaluation activities. Also includes records used for facilitation of evaluation activities and working papers as well as records used to develop benchmarks and compare current benchmarks with professional or industry standards and to those used by other institutions. Does not include surveys used to test student satisfaction with the courses, subjects or units see TEACHING COURSE DELIVERY. |
Authority | PROS 16/07 4.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.02 - BENCHMARKING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Benchmarking |
Description | Records documenting the evaluation of the University by measuring processes, programs and services against like institutions or professional or industry standards. Includes benchmarking, surveys, analysis and reporting on evaluation activities. Also includes records used for facilitation of evaluation activities and working papers as well as records used to develop benchmarks and compare current benchmarks with professional or industry standards and to those used by other institutions. Does not include surveys used to test student satisfaction with the courses, subjects or units see TEACHING COURSE DELIVERY. |
Authority | PROS 16/07 4.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Internal committees minutes, agendas, and papers - strategic |
Description | Minutes, agendas, and papers of internal committees established to determine policy and for planning purposes, including meetings of senior management within the university. Includes Deakin University Council. |
Authority | PROS 07/01 1.7.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Internal committees minutes, agendas, and papers - strategic |
Description | Minutes, agendas, and papers of internal committees established to determine policy and for planning purposes, including meetings of senior management within the university. Includes Deakin University Council. |
Authority | PROS 07/01 1.7.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Internal committees minutes, agendas, and papers - operational |
Description | Minutes, agendas, and papers of committees established for operational purposes that do not determine policy direction or strategic planning of the university. For the records of committees established to consider ethics issues use RESEARCH RESEARCH ADMINISTRATION. |
Authority | PROS 07/01 1.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Internal committees minutes, agendas, and papers - operational |
Description | Minutes, agendas, and papers of committees established for operational purposes that do not determine policy direction or strategic planning of the university. For the records of committees established to consider ethics issues use RESEARCH RESEARCH ADMINISTRATION. |
Authority | PROS 07/01 1.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administrative arrangements |
Description | Records of a general administrative nature relating to the management of boards and committees, including the preparation and circulation of minutes to members, use of premises where the meetings take place and travel arrangements for members to attend meetings. Includes attendance arrangements, facility arrangements, and expressions of thanks. For financial records relating to the facilitation of meetings, use FINANCIAL MANAGEMENT - ACCOUNTING. |
Authority | PROS 07/01 1.5.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements |
Description | Records of a general administrative nature relating to the management of boards and committees, including the preparation and circulation of minutes to members, use of premises where the meetings take place and travel arrangements for members to attend meetings. Includes attendance arrangements, facility arrangements, and expressions of thanks. For financial records relating to the facilitation of meetings, use FINANCIAL MANAGEMENT - ACCOUNTING. |
Authority | PROS 07/01 1.5.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Elections, nominations, and establishment |
Description | Records documenting the establishment and ongoing membership management of University committees and boards. |
Authority | PROS 07/01 1.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Elections, nominations, and establishment |
Description | Records documenting the establishment and ongoing membership management of University committees and boards. |
Authority | PROS 07/01 1.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | External committees - convened by the university |
Description | Records relating to external or inter-university committees, convened by the university, or where the University provides the Secretariat. Includes the appointment of members and meeting papers. |
Authority | PROS 07/01 1.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | External committees - convened by the university |
Description | Records relating to external or inter-university committees, convened by the university, or where the University provides the Secretariat. Includes the appointment of members and meeting papers. |
Authority | PROS 07/01 1.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | External committees - not convened by the university |
Description | Records relating to external committees or inter-university committees not convened by Deakin University, or where Deakin University does not provide the Secretariat. |
Authority | PROS 07/01 1.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.03 - COMMITTEES & BOARDS |
Narrower |
Disposal Class ID | |
Disposal Class Title | External committees - not convened by the university |
Description | Records relating to external committees or inter-university committees not convened by Deakin University, or where Deakin University does not provide the Secretariat. |
Authority | PROS 07/01 1.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Establishment and restructuring planning (major) |
Description | Records detailing significant reviews and restructures of functional sections of the university. Includes records documenting the establishment and development of a new university structure. |
Authority | PROS 07/01 18.4.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.04 - ESTABLISHMENT & RESTRUCTURING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Establishment and restructuring planning (major) |
Description | Records detailing significant reviews and restructures of functional sections of the university. Includes records documenting the establishment and development of a new university structure. |
Authority | PROS 07/01 18.4.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Establishment and restructuring planning (minor) |
Description | Records detailing only minor reviews and restructures affecting only particular sections of the university and having little effect on the overall functioning of the university. |
Authority | PROS 07/01 18.4.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.04 - ESTABLISHMENT & RESTRUCTURING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Establishment and restructuring planning (minor) |
Description | Records detailing only minor reviews and restructures affecting only particular sections of the university and having little effect on the overall functioning of the university. |
Authority | PROS 07/01 18.4.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Establishment and restructuring facilitation |
Description | Records documenting the administrative arrangements that result from university restructures. Includes transfer of equipment, corporate files etc. |
Authority | PROS 07/01 18.4.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.04 - ESTABLISHMENT & RESTRUCTURING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Establishment and restructuring facilitation |
Description | Records documenting the administrative arrangements that result from university restructures. Includes transfer of equipment, corporate files etc. |
Authority | PROS 07/01 18.4.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Inquiries related to university functions |
Description | Records documenting the university's contribution and involvement in inquiries directly related to university functions. Includes university statements and submissions, responses to final reports, and transcripts of evidence given by university officers. Includes records documenting the implementation by the university of recommendations made as part of an inquiry. |
Authority | PROS 07/01 7.5.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.05 - INQUIRIES (FORMAL) |
Narrower |
Disposal Class ID | |
Disposal Class Title | Inquiries related to university functions |
Description | Records documenting the university's contribution and involvement in inquiries directly related to university functions. Includes university statements and submissions, responses to final reports, and transcripts of evidence given by university officers.Includes records documenting the implementation by the university of recommendations made as part of an inquiry. |
Authority | PROS 07/01 7.5.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Licensing |
Description | Registration of University compliance with licensing or other bodies to enable the University to manage and hold specific facilities, services and materials. Includes records of initial licensing, permits or registration as well as renewal or re-registration. Includes licences and permits relating to the Universitys compliance with regulations surrounding research activities including laboratories and animal housing, collections, the provision of alcohol, beauty services, food services and other university services designed to support teaching and learning activities. For building permits use PROPERTY MANAGEMENT. |
Authority | PROS 16/07 4.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 06.06 - LICENCING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Licensing |
Description | Registration of University compliance with licensing or other bodies to enable the University to manage and hold specific facilities, services and materials. Includes records of initial licensing, permits or registration as well as renewal or re-registration. Includes licences and permits relating to the Universitys compliance with regulations surrounding research activities including laboratories and animal housing, collections, the provision of alcohol, beauty services, food services and other university services designed to support teaching and learning activities. For building permits use PROPERTY MANAGEMENT. |
Authority | PROS 16/07 4.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Strategic or corporate plans (Master copies) |
Description | Final version of agency-wide strategic or corporate plans. For agency-wide staff development plans, use HUMAN RESOURCES - STAFF DEVELOPMENT. |
Authority | PROS 07/01 18.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.07 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Strategic or corporate plans (Master copies) |
Description | Final version of agency-wide strategic or corporate plans. For agency-wide staff development plans, use HUMAN RESOURCES - STAFF DEVELOPMENT. |
Authority | PROS 07/01 18.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Business unit level work plans |
Description | Final version of business unit level work plans. For business unit staff development plans, use HUMAN RESOURCES - STAFF DEVELOPMENT. |
Authority | PROS 07/01 18.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.07 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Business unit level work plans |
Description | Final version of business unit level work plans. For business unit staff development plans, use HUMAN RESOURCES - STAFF DEVELOPMENT. |
Authority | PROS 07/01 18.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Development of strategic, corporate, and business unit level work plans |
Description | Records documenting the development of all strategic, corporate or business unit level work plans. |
Authority | PROS 07/01 18.2.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.07 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Development of strategic, corporate, and business unit level work plans |
Description | Records documenting the development of all strategic, corporate or business unit level work plans. |
Authority | PROS 07/01 18.2.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | University-wide policy |
Description | Records documenting a policy, including its formulation, or functional activities, strategic planning and management matters affecting the whole university. |
Authority | PROS 07/01 13.1.1 & PROS 07/01 13.1.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.08 - POLICY & PROCEDURES |
Narrower |
Disposal Class ID | |
Disposal Class Title | University-wide policy |
Description | Records documenting a policy, including its formulation, or functional activities, strategic planning and management matters affecting the whole university. |
Authority | PROS 07/01 13.1.1 & PROS 07/01 13.1.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Minor administrative policy |
Description | Records relating to the formulation of policies that refer to administrative functions of minor significance. |
Authority | PROS 07/01 13.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 06.08 - POLICY & PROCEDURES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Minor administrative policy |
Description | Records relating to the formulation of policies that refer to administrative functions of minor significance. |
Authority | PROS 07/01 13.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Procedures and processes |
Description | Standard methods of operating laid down by the University according to formulated policy. Variants: Emergency Procedures, unit level procedures, Guidelines, Work Instructions. Records of university procedures including manuals, handbooks, directives, etc. |
Authority | PROS 07/01 13.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 06.08 - POLICY & PROCEDURES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Procedures and processes |
Description | Standard methods of operating laid down by the University according to formulated policy. Variants: Emergency Procedures, unit level procedures, Guidelines, Work Instructions. Records of university procedures including manuals, handbooks, directives, etc. |
Authority | PROS 07/01 13.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Summary project records |
Description | Summary documentation of projects. Includes project registers. |
Authority | PROS 07/01 18.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.09 - PROJECT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary project records |
Description | Summary documentation of projects. Includes project registers. |
Authority | PROS 07/01 18.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Development of project management methodologies and systems |
Description | Records documenting the development of a project management methodology and systems for reporting and monitoring of projects. |
Authority | PROS 07/01 18.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.09 - PROJECT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Development of project management methodologies and systems |
Description | Records documenting the development of a project management methodology and systems for reporting and monitoring of projects. |
Authority | PROS 07/01 18.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Project initiation, management, reporting, and closure (strategic) |
Description | Records documenting the planning, initiation, management, reporting, and closure of routine projects run by the University that cost over $150,000 or require approval by the Deakin Portfolio Office (DPO). |
Authority | PROS 07/01 18.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.09 - PROJECT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Project initiation, management, reporting, and closure (strategic) |
Description | Records documenting the planning, initiation, management, reporting, and closure of routine projects run by the University that cost over $150,000 or require approval by the Deakin Portfolio Office (DPO). |
Authority | PROS 07/01 18.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Project initiation, management, reporting, and closure (operational) |
Description | Records documenting the planning, initiation, management, reporting, and closure of routine projects run by the University that cost under $150,000. |
Authority | PROS 07/01 18.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.09 - PROJECT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Project initiation, management, reporting, and closure (operational) |
Description | Records documenting the planning, initiation, management, reporting, and closure of routine projects run by the University that cost under $150,000. |
Authority | PROS 07/01 18.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Submissions for registration. |
Description | Final submissions to an Education Authority / Regulator to either become or continue to be a Registered Education Provider / RTO. Includes, but is not limited to, registrations with the Tertiary Education Standards Quality Agency (TESQA), Australian Skills Quality Authority (ASQA), Victorian Registration and Qualifications Authority (VRQA) and the Commonwealth Register of Institutions and courses for Overseas Students (CRICOS) and records documenting any terms or conditions imposed by the regulator. Includes records documenting the development of the submission. |
Authority | PROS 16/07 4.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 30 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.10 - REGISTRATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Submissions for registration. |
Description | Final submissions to an Education Authority / Regulator to either become or continue to be a Registered Education Provider / RTO. Includes, but is not limited to, registrations with the Tertiary Education Standards Quality Agency (TESQA), Australian Skills Quality Authority (ASQA), Victorian Registration and Qualifications Authority (VRQA) and the Commonwealth Register of Institutions and courses for Overseas Students (CRICOS) and records documenting any terms or conditions imposed by the regulator. Includes records documenting the development of the submission. |
Authority | PROS 16/07 4.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 30 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administrative reporting |
Description | Reports produced about the day-to-day internal administrative functions of the University. The activities associated with the reporting on the Universitys administrative functions. |
Authority | PROS 07/01 16.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.11 - REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative reporting |
Description | Reports produced about the day-to-day internal administrative functions of the University. The activities associated with the reporting on the Universitys administrative functions. |
Authority | PROS 07/01 16.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Annual reports |
Description | Annual reports. The activities that produce an agencys annual report to Parliament. |
Authority | PROS 07/01 16.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.11 - REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Annual reports |
Description | Annual reports. The activities that produce an agencys annual report to Parliament. |
Authority | PROS 07/01 16.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Consolidated reporting |
Description | Reports of the Universitys functions that detail performance against objectives, including legislated objectives. Consolidated reports on functional activities, which are not reproduced elsewhere. See also HEALTH AND SAFETY PLANNING. |
Authority | PROS 07/01 16.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.11 - REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consolidated reporting |
Description | Reports of the Universitys functions that detail performance against objectives, including legislated objectives. Consolidated reports on functional activities, which are not reproduced elsewhere. See also HEALTH AND SAFETY PLANNING. |
Authority | PROS 07/01 16.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Functional reporting |
Description | Reports on functional activities which are reproduced elsewhere, e.g. in the annual report. See also FINANCIAL MANAGEMENT AUDIT, GOVERNANCE AUDITING. |
Authority | PROS 07/01 16.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.11 - REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Functional reporting |
Description | Reports on functional activities which are reproduced elsewhere, e.g. in the annual report. See also FINANCIAL MANAGEMENT AUDIT, GOVERNANCE AUDITING. |
Authority | PROS 07/01 16.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Input to reports |
Description | Background information and reference materials supplied for reports and summaries. |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.11 - REPORTING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Input to reports |
Description | Background information and reference materials supplied for reports and summaries. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Risk management |
Description | Records documenting risk management including each stage of the process, risk assessments, treatment schedules and action plans. Includes risk assessments applicable to university functions including Health and Safety assessments and mitigation efforts. |
Authority | PROS 07/01 18.5.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 06.12 - RISK MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Risk management |
Description | Records documenting risk management including each stage of the process, risk assessments, treatment schedules and action plans. Includes risk assessments applicable to university functions including Health and Safety assessments and mitigation efforts. |
Authority | PROS 07/01 18.5.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Occupational Health & Safety (OH&S) advice |
Description | Records relating to the receipt and provision of advice on the OH&S function. |
Authority | PROS 07/01 11.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.01 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health & Safety (OH&S) advice |
Description | Records relating to the receipt and provision of advice on the OH&S function. |
Authority | PROS 07/01 11.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Appeals against decisions |
Description | Records documenting an appeal made by the university against an investigator's (e.g. WorkCover Victoria) decision on a health and safety matter. |
Authority | PROS 07/01 11.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.02 - APPEALS (DECISIONS) |
Narrower |
Disposal Class ID | |
Disposal Class Title | Appeals against decisions |
Description | Records documenting an appeal made by the university against an investigator's (e.g. WorkCover Victoria) decision on a health and safety matter. |
Authority | PROS 07/01 11.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Audit planning and final report |
Description | Records documenting the planning and conduct of external and internal audits relating to the OH&S function. Includes copy of final report and records documenting changes to procedures as a result of an audit. |
Authority | PROS 07/01 11.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.03 - AUDIT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Audit planning and final report |
Description | Records documenting the planning and conduct of external and internal audits relating to the OH&S function. Includes copy of final report and records documenting changes to procedures as a result of an audit. |
Authority | PROS 07/01 11.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Compensation - death |
Description | Records documenting claims for compensation submitted when an employee or a member of the public has died and liability is with the University. |
Authority | PROS 07/01 11.5.1 (member of the public) & PROS 07/01 11.5.3 (employee) |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.04 - COMPENSATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Compensation - death |
Description | Records documenting claims for compensation submitted when an employee or a member of the public has died and liability is with the University. |
Authority | PROS 07/01 11.5.1 (member of the public) & PROS 07/01 11.5.3 (employee) |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Compensation - injury to public |
Description | Records documenting claims for compensation submitted when a member of the public has been injured and liability is with the University. |
Authority | PROS 07/01 11.5.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.04 - COMPENSATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Compensation - injury to public |
Description | Records documenting claims for compensation submitted when a member of the public has been injured and liability is with the University. |
Authority | PROS 07/01 11.5.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Compenstation - injury to staff |
Description | Records documenting claims for compensation submitted for personal injury of an employee. |
Authority | PROS 07/01 11.5.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.04 - COMPENSATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Compenstation - injury to staff |
Description | Records documenting claims for compensation submitted for personal injury of an employee. |
Authority | PROS 07/01 11.5.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Occupational Health & Safety (OH&S) compliance |
Description | Records documenting compliance with provisions of the Occupational Health and Safety Acts and Regulations. Includes records relating to fire protection systems,evacuation drills and building emergency response plans. Includes Records documenting the application for and management of licenses and permits issued under OH&S legislation. Includes non-compliance notices |
Authority | PROS 07/01 11.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.05 - COMPLIANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health & Safety (OH&S) compliance |
Description | Records documenting compliance with provisions of the Occupational Health and Safety Acts and Regulations. Includes records relating to fire protection systems,evacuation drills and building emergency response plans. Includes Records documenting the application for and management of licenses and permits issued under OH&S legislation. Includes non-compliance notices |
Authority | PROS 07/01 11.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Occupational Health and Safety (OH&S) licenses and permits |
Description | Records documenting the application for and management of licenses and permits issued under OH&S legislation. |
Authority | PROS 07/01 11.6.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.05 - COMPLIANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health and Safety (OH&S) licenses and permits |
Description | Records documenting the application for and management of licenses and permits issued under OH&S legislation. |
Authority | PROS 07/01 11.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Non-compliance notices |
Description | Non-compliance notices issued under OH&S legislation. |
Authority | PROS 07/01 11.6.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.05 - COMPLIANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Non-compliance notices |
Description | Non-compliance notices issued under OH&S legislation. |
Authority | PROS 07/01 11.6.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Contact tracing information |
Description | Records documenting attendees at University premises to enable contact tracing if required for public health reasons. Includes a register or record of the names of all persons (including staff) attending an agency premise, their contact information, and the date and time they visited the premises. |
Authority | Direction issued by Department of Health and Human Services |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 07.05 - COMPLIANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Contact tracing information |
Description | Records documenting attendees at University premises to enable contact tracing if required for public health reasons. Includes a register or record of the names of all persons (including staff) attending an agency premise, their contact information, and the date and time they visited the premises. |
Authority | Direction issued by Department of Health and Human Services |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Hazardous substrances register |
Description | Hazardous substance register (including asbestos register) identifying substance properties and details of their condition. |
Authority | PROS 07/01 14.11.7 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.07 - HAZARDOUS SUBSTANCES MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Hazardous substrances register |
Description | Hazardous substance register (including asbestos register) identifying substance properties and details of their condition. |
Authority | PROS 07/01 14.11.7 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Monitoring of hazardous substances |
Description | Records documenting environmental monitoring of hazardous substances listed in relevant OH&S legislation. Includes Safety Data Sheets (SDS)/Material Safety Data Sheets (MSDS) prepared by the manufacturers of chemicals which describe the properties and uses of the substance. Includes dangerous goods, hazardous substances, drugs, poisons and controlled substances and also medicines, agricultural and veterinary chemicals. |
Authority | PROS 07/01 11.6.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.07 - HAZARDOUS SUBSTANCES MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Monitoring of hazardous substances |
Description | Records documenting environmental monitoring of hazardous substances listed in relevant OH&S legislation. Includes Safety Data Sheets (SDS)/Material Safety Data Sheets (MSDS) prepared by the manufacturers of chemicals which describe the properties and uses of the substance.Includes dangerous goods, hazardous substances, drugs, poisons and controlled substances and also medicines, agricultural and veterinary chemicals. |
Authority | PROS 07/01 11.6.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Health and safety awareness programs |
Description | Records documenting the promotion of safe work practices in the workplace. Includes the development and distribution of notices, instructions, posters and other promotional material. Records documenting activities associated with improving the overall health and wellbeing of a workforce. Includes massage programs, yoga classes, etc. |
Authority | PROS 07/01 11.7.1 & PROS 07/01 11.7.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.08 - HEALTH PROMOTION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Health and safety awareness programs |
Description | Records documenting the promotion of safe work practices in the workplace. Includes the development and distribution of notices, instructions, posters and other promotional material. Records documenting activities associated with improving the overall health and wellbeing of a workforce. Includes massage programs, yoga classes, etc. |
Authority | PROS 07/01 11.7.1 & PROS 07/01 11.7.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Incidents resulting in death |
Description | Accident/incident reports and supporting documentation for incidents where death of an employee or contractor has occurred as the result of an injury in the workplace or while travelling for employment purposes; or where the death of a visitor has occurred as the result of an incident on university premises. Includes accident registers. |
Authority | PROS 07/01 11.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.09 - INCIDENT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Incidents resulting in death |
Description | Accident/incident reports and supporting documentation for incidents where death of an employee or contractor has occurred as the result of an injury in the workplace or while travelling for employment purposes; or where the death of a visitor has occurred as the result of an incident on university premises. Includes accident registers. |
Authority | PROS 07/01 11.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Incidents resulting in serious injury |
Description | Accident/incident reports and supporting documentation for dangerous occurrences and incidents where serious personal injury (as defined by Accident Compensation and OH&S legislation) and incapacity of an employee or contractor has occurred as a result of an incident within the university, or while travelling for university purposes, or has occurred to a visitor as the result of an incident on the agencys premises. Includes accident registers. |
Authority | PROS 07/01 11.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.09 - INCIDENT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Incidents resulting in serious injury |
Description | Accident/incident reports and supporting documentation for dangerous occurrences and incidents where serious personal injury (as defined by Accident Compensation and OH&S legislation) and incapacity of an employee or contractor has occurred as a result of an incident within the university, or while travelling for university purposes, or has occurred to a visitor as the result of an incident on the agencys premises. Includes accident registers. |
Authority | PROS 07/01 11.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Less serious incidents |
Description | Accident/incident reports and supporting documentation for incidents, which did not result in a serious injury (as defined by Accident Compensation and OH&S legislation) to an employee or contractor as the result of an incident within the workplace or while travelling for the purposes of employment, or to a visitor on the Universitys premises. |
Authority | PROS 07/01 11.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.09 - INCIDENT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Less serious incidents |
Description | Accident/incident reports and supporting documentation for incidents, which did not result in a serious injury (as defined by Accident Compensation and OH&S legislation) to an employee or contractor as the result of an incident within the workplace or while travelling for the purposes of employment, or to a visitor on the Universitys premises. |
Authority | PROS 07/01 11.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Incidents not resulting in claims |
Description | Records relating to incidents involving employees or contractors (or Victorian Government workers) not resulting in Workers Compensation claims |
Authority | PROS 07/01 11.1.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.09 - INCIDENT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Incidents not resulting in claims |
Description | Records relating to incidents involving employees or contractors (or Victorian Government workers) not resulting in Workers Compensation claims |
Authority | PROS 07/01 11.1.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | First-aid registers |
Description | First-aid registers of injuries and treatment. |
Authority | PROS 07/01 11.1.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.09 - INCIDENT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | First-aid registers |
Description | First-aid registers of injuries and treatment. |
Authority | PROS 07/01 11.1.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | OH&S inspections following major accidents |
Description | Records documenting an OH&S inspection resulting from a major accident in the workplace (e.g. dangerous occurrences or accidents causing fatalities or serious injuries). |
Authority | PROS 07/01 11.8.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.10 - INSPECTIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | OH&S inspections following major accidents |
Description | Records documenting an OH&S inspection resulting from a major accident in the workplace (e.g. dangerous occurrences or accidents causing fatalities or serious injuries). |
Authority | PROS 07/01 11.8.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Routine OH&S inspections |
Description | Records documenting routine OH&S inspections of work sites and other areas. Includes inspections of hazardous substances. Includes records documenting routine OH&S inspections carried out by WorkCover Victoria as a result of a planned program or a safety dispute in the workplace. |
Authority | PROS 07/01 11.8.2 & PROS 07/01 11.8.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.10 - INSPECTIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Routine OH&S inspections |
Description | Records documenting routine OH&S inspections of work sites and other areas. Includes inspections of hazardous substances. Includes records documenting routine OH&S inspections carried out by WorkCover Victoria as a result of a planned program or a safety dispute in the workplace. |
Authority | PROS 07/01 11.8.2 & PROS 07/01 11.8.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Occupational Health & Safety (OH&S) plans |
Description | Final versions of university-wide OH&S plans. Includes records that document substantial input or decisions made regarding the plans and those that document the implementation of the plans. Includes records documenting the review and monitoring of the plan. Includes emergency planning. |
Authority | PROS 07/01 11.9.1 & PROS 07/01 11.9.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | date superseded |
Broader | 07.11 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health & Safety (OH&S) plans |
Description | Final versions of university-wide OH&S plans. Includes records that document substantial input or decisions made regarding the plans and those that document the implementation of the plans. Includes records documenting the review and monitoring of the plan. Includes emergency planning. |
Authority | PROS 07/01 11.9.1 & PROS 07/01 11.9.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | date superseded |
Disposal Class Title | Appointment of Occupational Health & Safety (OH&S) officers |
Description | Records documenting the appointment of first aid officers, fire wardens and safety officers etc. |
Authority | PROS 07/01 11.11.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 07.12 - REPRESENTATIVES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Appointment of Occupational Health & Safety (OH&S) officers |
Description | Records documenting the appointment of first aid officers, fire wardens and safety officers etc. |
Authority | PROS 07/01 11.11.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Occupational Health & Safety (OH&S) risk management - monitoring required |
Description | Records documenting the risk management of all OH&S hazards, including hazardous substances detailed in OH&S regulations, where risk assessments indicate a risk to the employees and where health surveillance and/or monitoring of employees is necessary. |
Authority | PROS 07/01 11.12.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.13 - RISK MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health & Safety (OH&S) risk management - monitoring required |
Description | Records documenting the risk management of all OH&S hazards, including hazardous substances detailed in OH&S regulations, where risk assessments indicate a risk to the employees and where health surveillance and/or monitoring of employees is necessary. |
Authority | PROS 07/01 11.12.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Occupational Health & Safety (OH&S) risk management - no monitoring required |
Description | Records documenting the risk management of OH&S hazards where risk assessments indicate no risk to the employees and where no health surveillance and/or monitoring is required. |
Authority | PROS 07/01 11.12.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 30 |
Months | 0 |
Disposal Trigger | last action completed |
Broader | 07.13 - RISK MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Occupational Health & Safety (OH&S) risk management - no monitoring required |
Description | Records documenting the risk management of OH&S hazards where risk assessments indicate no risk to the employees and where no health surveillance and/or monitoring is required. |
Authority | PROS 07/01 11.12.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 30 |
Months | 0 |
Condition | |
Disposal Trigger | last action completed |
Disposal Class Title | Management of consultants, contractors, and honorary positions |
Description | Records associated with the engagement and use of consultants or contractors and honorary or adjunct appointments. Includes personal details and agreed undertakings relating to conditions of engagement and details of work performed. Includes Independent Contractor Agreements (ICA), Honorary Fellows, Visiting Professors, Professors Emeritus and University visitors.Includes Working with Children Checks (WWCC). |
Authority | PROS 07/01 3.1.1 & PROS 07/01 3.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 08.01 - CONSULTANTS & CONTRACTORS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Management of consultants, contractors, and honorary positions |
Description | Records associated with the engagement and use of consultants or contractors and honorary or adjunct appointments. Includes personal details and agreed undertakings relating to conditions of engagement and details of work performed. Includes Independent Contractor Agreements (ICA), Honorary Fellows, Visiting Professors, Professors Emeritus and University visitors.Includes Working with Children Checks (WWCC). |
Authority | PROS 07/01 3.1.1 & PROS 07/01 3.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Counselling records |
Description | Records documenting the provision of counselling or professional coaching to staff. Includes employee assistance programs, mentoring, and trauma counselling. |
Authority | PROS 07/01 12.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 99 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.02 - COUNSELLING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Counselling records |
Description | Records documenting the provision of counselling or professional coaching to staff. Includes employee assistance programs, mentoring, and trauma counselling. |
Authority | PROS 07/01 12.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 99 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Enterprise agreements |
Description | Records documenting the process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of working arrangements that improve the performance of the agency. Includes the activities associated with enterprise bargaining and with establishing and implementing a workplace agreement. For workplace agreements relating to individuals, use HUMAN RESOURCES WORKPLACE AGREEMENTS. Records relating to workplace agreements applying to the University which are of a precedent-setting nature or which affect a majority of University employees. |
Authority | PROS 07/01 8.6.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.03 - ENTERPRISE AGREEMENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Enterprise agreements |
Description | Records documenting the process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of working arrangements that improve the performance of the agency. Includes the activities associated with enterprise bargaining and with establishing and implementing a workplace agreement. For workplace agreements relating to individuals, use HUMAN RESOURCES WORKPLACE AGREEMENTS. Records relating to workplace agreements applying to the University which are of a precedent-setting nature or which affect a majority of University employees. |
Authority | PROS 07/01 8.6.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Benchmarking |
Description | Records documenting the evaluation of existing and potential programs and services supporting the human resources function. See also GOVERNANCE BENCHMARKING. |
Authority | PROS 07/01 12.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.04 - EVALUATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Benchmarking |
Description | Records documenting the evaluation of existing and potential programs and services supporting the human resources function. See also GOVERNANCE BENCHMARKING. |
Authority | PROS 07/01 12.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary of grievances |
Description | Summary documentation of grievances detailing the type of grievance and how resolved. |
Authority | PROS 07/01 12.7.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.05 - GRIEVANCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary of grievances |
Description | Summary documentation of grievances detailing the type of grievance and how resolved. |
Authority | PROS 07/01 12.7.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Grievances management |
Description | Records documenting grievances including those settled via mediation. Includes both formal and informal grievances. |
Authority | PROS 07/01 12.7.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.05 - GRIEVANCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Grievances management |
Description | Records documenting grievances including those settled via mediation.Includes both formal and informal grievances. |
Authority | PROS 07/01 12.7.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Advice (significant matters) |
Description | Records relating to detailed advice concerning significant industrial relations matters concerning the University, including precedent cases. |
Authority | PROS 07/01 8.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (significant matters) |
Description | Records relating to detailed advice concerning significant industrial relations matters concerning the University, including precedent cases. |
Authority | PROS 07/01 8.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Advice (routine matters) |
Description | Records relating to advice concerning routine industrial relations matters. |
Authority | PROS 07/01 8.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (routine matters) |
Description | Records relating to advice concerning routine industrial relations matters. |
Authority | PROS 07/01 8.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Appeals to arbitration |
Description | Records documenting appeals made to the central arbitration or determining body (e.g. Australia Industrial Relations Commission (AIRC)) against a decision or an order where the University is a major participant in negotiations. |
Authority | PROS 07/01 8.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Appeals to arbitration |
Description | Records documenting appeals made to the central arbitration or determining body (e.g. Australia Industrial Relations Commission (AIRC)) against a decision or an order where the University is a major participant in negotiations. |
Authority | PROS 07/01 8.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Disputes (precedent setting) |
Description | Records relating to workplace disputes of a landmark or precedentsetting nature or which affect the entire university. |
Authority | PROS 07/01 8.4.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Disputes (precedent setting) |
Description | Records relating to workplace disputes of a landmark or precedentsetting nature or which affect the entire university. |
Authority | PROS 07/01 8.4.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Disputes (less significant) |
Description | Records relating to workplace disputes that are not of a landmark or precedent-setting nature and which do not affect the entire University. |
Authority | PROS 07/01 8.4.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Disputes (less significant) |
Description | Records relating to workplace disputes that are not of a landmark or precedent-setting nature and which do not affect the entire University. |
Authority | PROS 07/01 8.4.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Industrial action - significant |
Description | Records documenting the management of industrial action of a significant nature, e.g. involving large numbers of University staff, where the action has a major effect on the provision of services to the university community or it has state wide implications. |
Authority | PROS 07/01 8.5.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Industrial action - significant |
Description | Records documenting the management of industrial action of a significant nature, e.g. involving large numbers of University staff, where the action has a major effect on the provision of services to the university community or it has state wide implications. |
Authority | PROS 07/01 8.5.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Industrial action - minor |
Description | Records documenting the management of industrial action of a minor nature e.g. involving few staff, with no major effect on the provision of services to the university community or confined to a localised area of the University. |
Authority | PROS 07/01 8.5.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Industrial action - minor |
Description | Records documenting the management of industrial action of a minor nature e.g. involving few staff, with no major effect on the provision of services to the university community or confined to a localised area of the University. |
Authority | PROS 07/01 8.5.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Bargaining not resulting in agreement |
Description | Records relating to situations where enterprise bargaining has not resulted in a workplace agreement. |
Authority | PROS 07/01 8.6.2 & PROS 07/01 12.18.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Bargaining not resulting in agreement |
Description | Records relating to situations where enterprise bargaining has not resulted in a workplace agreement. |
Authority | PROS 07/01 8.6.2 & PROS 07/01 12.18.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Workplace agreements |
Description | Records documenting enterprise agreements/contracts made with individual employees or at a workgroup level. Includes the agreement and records of negotiations. The process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of working arrangements that improve the performance of the agency. |
Authority | PROS 07/01 12.18.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Workplace agreements |
Description | Records documenting enterprise agreements/contracts made with individual employees or at a workgroup level. Includes the agreement and records of negotiations. The process where employees negotiate increased pay or other benefits with their employers in exchange for the implementation of workingarrangements that improve the performance of the agency. |
Authority | PROS 07/01 12.18.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Workload allocation models |
Description | Records documenting the allocation of academic workloads to staff. |
Authority | PROS 07/01 12.13.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.06 - INDUSTRIAL RELATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Workload allocation models |
Description | Records documenting the allocation of academic workloads to staff. |
Authority | PROS 07/01 12.13.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Rehabilitation |
Description | Records documenting the rehabilitation of workers to full employment, which are not related to a compensation case. Includes return to work plans. For records relating to workers compensation cases, use HEALTH & SAFETY COMPENSATION. |
Authority | PROS 07/01 11.10.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.07 - INJURY MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Rehabilitation |
Description | Records documenting the rehabilitation of workers to full employment, which are not related to a compensation case. Includes return to work plans. For records relating to workers compensation cases, use HEALTH & SAFETY COMPENSATION. |
Authority | PROS 07/01 11.10.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Consolidated leave history |
Description | Consolidated leave history records and records documenting the authorisation of long service leave, parental leave, military leave and leave without pay exceeding 5 days in any one calendar year (i.e. leave used to calculate entitlements for superannuation or long service leave). |
Authority | PROS 07/01 12.9.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.08 - LEAVE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consolidated leave history |
Description | Consolidated leave history records and records documenting the authorisation of long service leave, parental leave, military leave and leave without pay exceeding 5 days in any one calendar year (i.e. leave used to calculate entitlements for superannuation or long service leave). |
Authority | PROS 07/01 12.9.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Records supporting the taking of leave |
Description | Records supporting the taking of leave (e.g. sick leave certificates, applications and approval of leave, etc.). Includes attendance records. |
Authority | PROS 07/01 12.9.2 & PROS 07/01 12.9.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.08 - LEAVE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records supporting the taking of leave |
Description | Records supporting the taking of leave (e.g. sick leave certificates, applications and approval of leave, etc.).Includes attendance records. |
Authority | PROS 07/01 12.9.2 & PROS 07/01 12.9.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Misconduct |
Description | Records documenting investigations by either the University or an external body where misconduct by a university representative is proven and which results in dismissal. Includes both records of the investigations and their outcomes. Until definitely unproven, all records relating to misconduct fall under this class. Includes instances of misconduct not resulting in dismissal. |
Authority | PROS 07/01 12.10.1 & PROS 07/01 12.10.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.09 - MISCONDUCT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Misconduct |
Description | Records documenting investigations by either the University or an external body where misconduct by a university representative is proven and which results in dismissal. Includes both records of the investigations and their outcomes. Until definitely unproven, all records relating to misconduct fall under this class.Includes instances of misconduct not resulting in dismissal. |
Authority | PROS 07/01 12.10.1 & PROS 07/01 12.10.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Misconduct unproven |
Description | Records documenting allegations of misconduct where no misconduct is proven (e.g. where allegations are proved to be frivolous or vexatious). |
Authority | PROS 07/01 12.10.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.09 - MISCONDUCT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Misconduct unproven |
Description | Records documenting allegations of misconduct where no misconduct is proven (e.g. where allegations are proved to be frivolous or vexatious). |
Authority | PROS 07/01 12.10.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Performance management schemes |
Description | Records documenting the development and management of University performance management schemes. |
Authority | PROS 07/01 12.12.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.10 - PERFORMANCE MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Performance management schemes |
Description | Records documenting the development and management of University performance management schemes. |
Authority | PROS 07/01 12.12.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Performance agreements |
Description | Performance agreements with individual employees. Includes final version of agreement, notes from meetings with employees and assessment and review reports. |
Authority | PROS 07/01 12.12.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 08.10 - PERFORMANCE MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Performance agreements |
Description | Performance agreements with individual employees. Includes final version of agreement, notes from meetings with employees and assessment and review reports. |
Authority | PROS 07/01 12.12.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Position descriptions |
Description | Records documenting the creation, variation, abolition, transfer or reclassification of positions and assigned duties. Includes appeals against promotion/classification decisions. |
Authority | PROS 07/01 12.13.1 & PROS 07/01 12.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.11 - POSITION CLASSIFICATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Position descriptions |
Description | Records documenting the creation, variation, abolition, transfer or reclassification of positions and assigned duties. Includes appeals against promotion/classification decisions. |
Authority | PROS 07/01 12.13.1 & PROS 07/01 12.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Position descriptions - applications to vary not proceeded with |
Description | Applications to establish and/or vary positions and assigned duties not proceeded with. Includes appeals against promotion/classification decisions. |
Authority | PROS 07/01 12.13.2 & PROS 07/01 12.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.11 - POSITION CLASSIFICATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Position descriptions - applications to vary not proceeded with |
Description | Applications to establish and/or vary positions and assigned duties not proceeded with. Includes appeals against promotion/classification decisions. |
Authority | PROS 07/01 12.13.2 & PROS 07/01 12.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Recruitment process and outcomes |
Description | Records documenting the recruitment process including recruitment campaigns (e.g. graduate employment schemes). Includes records documenting candidate identification and selection. Includes make-up of interview panels and the interview and referee questions. |
Authority | PROS 07/01 12.14.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.12 - RECRUITMENT & APPOINTMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Recruitment process and outcomes |
Description | Records documenting the recruitment process including recruitment campaigns (e.g. graduate employment schemes). Includes records documenting candidate identification and selection. Includes make-up of interview panels and the interview and referee questions. |
Authority | PROS 07/01 12.14.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Security checks |
Description | Records documenting security checks (vetting) carried out as part of pre-engagement, pre-employment and pre-appointment checks, or periodic reviews. Includes police checks and the Working with Children Check (WWCC). |
Authority | PROS 07/01 12.16.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 6 |
Disposal Trigger | Last action completed |
Broader | 08.12 - RECRUITMENT & APPOINTMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Security checks |
Description | Records documenting security checks (vetting) carried out as part of pre-engagement, pre-employment and pre-appointment checks, or periodic reviews. Includes police checks and the Working with Children Check (WWCC). |
Authority | PROS 07/01 12.16.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 6 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Salaries |
Description | Records documenting employee salaries. Includes taxation declaration records, group certificates, payroll deduction authorities, records relating to recovery of overpayments and employee pay history records. |
Authority | PROS 07/01 12.15.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.13 - REMUNERATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Salaries |
Description | Records documenting employee salaries. Includes taxation declaration records, group certificates, payroll deduction authorities, records relating to recovery of overpayments and employee pay history records. |
Authority | PROS 07/01 12.15.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Allowances |
Description | Records documenting the payment of allowances to employees. Includes overtime, first aid, clothing and travelling allowances. |
Authority | PROS 07/01 12.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.13 - REMUNERATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Allowances |
Description | Records documenting the payment of allowances to employees. Includes overtime, first aid, clothing and travelling allowances. |
Authority | PROS 07/01 12.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Staff training course materials |
Description | Training material for courses run internally by the University (e.g. induction courses, graduate training and training of volunteers). Includes programs, lecture notes, hand-outs and films and videos. Includes records documenting the development of training courses. |
Authority | PROS 07/01 17.7.1 & PROS 07/01 17.7.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 08.14 - STAFF DEVELOPMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Staff training course materials |
Description | Training material for courses run internally by the University (e.g. induction courses, graduate training and training of volunteers). Includes programs, lecture notes, hand-outs and films and videos. Includes records documenting the development of training courses. |
Authority | PROS 07/01 17.7.1 & PROS 07/01 17.7.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Administrative arrangements for training courses (internal) |
Description | Records detailing administrative arrangements supporting the conduct of training courses run internally by the university. Includes processing instructions, venue bookings, hire of equipment, catering. |
Authority | PROS 07/01 17.7.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.14 - STAFF DEVELOPMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements for training courses (internal) |
Description | Records detailing administrative arrangements supporting the conduct of training courses run internally by the university. Includes processing instructions, venue bookings, hire of equipment, catering. |
Authority | PROS 07/01 17.7.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Staff development plans |
Description | Records documenting the development and implementation of both university-wide and business unit level staff development plans. Includes training plans. Includes individual staff development plans/Deakin Achieve plans. |
Authority | PROS 07/01 17.5.1 & PROS 07/01 17.5.2 & PROS 07/01 17.5.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.14 - STAFF DEVELOPMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Staff development plans |
Description | Records documenting the development and implementation of both university-wide and business unit level staff development plans. Includes training plans. Includes individual staff development plans/Deakin Achieve plans. |
Authority | PROS 07/01 17.5.1 & PROS 07/01 17.5.2 & PROS 07/01 17.5.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary employment details |
Description | Summary record documenting the employment details of all employees of the university. Details include name of employee, date of birth, dates of appointment and resignation, work history details; position titles and dates held; location of employment; rates of salary and allowances; summary superannuation record; summary leave record; summary discipline record. |
Authority | PROS 07/01 12.5.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.15 - STAFF FILE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary employment details |
Description | Summary record documenting the employment details of all employees of the university. Details include name of employee, date of birth, dates of appointment and resignation, work history details; position titles and dates held; location of employment; rates of salary and allowances; summary superannuation record; summary leave record; summary discipline record. |
Authority | PROS 07/01 12.5.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Consolidated employment history |
Description | Records documenting the consolidated employment history of all ongoing and non-going employees from initial appointment to subsequent promotions; higher duties undertaken; and details of separation from the university. |
Authority | PROS 07/01 12.5.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.15 - STAFF FILE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consolidated employment history |
Description | Records documenting the consolidated employment history of all ongoing and non-going employees from initial appointment to subsequent promotions; higher duties undertaken; and details of separation from the university. |
Authority | PROS 07/01 12.5.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 50 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Consolidated employment history - staff exposed to hazard |
Description | Records documenting the consolidated employment history of all ongoing and non-ongoing staff who have had exposure to hazardous substances, including asbestos, or who were located at places identified as containing hazardous substances. The consolidated history includes initial appointment to subsequent promotions and details of higher duties undertaken. Includes executives. NOTE: If no summary record exists, these records are to be retained. For records relating to disciplinary action, use HUMAN RESOURCES MISCONDUCT. For records relating to leave, use HUMAN RESOURCES LEAVE. |
Authority | PROS 07/01 12.5.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.15 - STAFF FILE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Consolidated employment history - staff exposed to hazard |
Description | Records documenting the consolidated employment history of all ongoing and non-ongoing staff who have had exposure to hazardous substances, including asbestos, or who were located at places identified as containing hazardous substances. The consolidated history includes initial appointment to subsequent promotions and details of higher duties undertaken. Includes executives. NOTE: If no summary record exists, these records are to be retained. For records relating to disciplinary action, use HUMAN RESOURCES MISCONDUCT. For records relating to leave, use HUMAN RESOURCES LEAVE. |
Authority | PROS 07/01 12.5.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Employment history - staff exposed to hazard |
Description | Records which are not part of a consolidated employment history and document personnel (including employees, volunteers etc.) who have had exposure to hazardous substances, including asbestos, or who were located at places identified as containing hazardous substances. |
Authority | PROS 07/01 12.5.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.15 - STAFF FILE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Employment history - staff exposed to hazard |
Description | Records which are not part of a consolidated employment history and document personnel (including employees, volunteers etc.) who have had exposure to hazardous substances, including asbestos, or who were located at places identified as containing hazardous substances. |
Authority | PROS 07/01 12.5.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Expunging of personal information |
Description | Records relating to cases where a request has been made under Section 39 of the FOI Act 1982 for the expunging of personal information from an individual's consolidated employment record. Note: separate application must be made to PROV for expunging of personal information not related to the consolidated employment record, or records classified as Permanent. |
Authority | PROS 07/01 12.5.7 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 08.15 - STAFF FILE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Expunging of personal information |
Description | Records relating to cases where a request has been made under Section 39 of the FOI Act 1982 for the expunging of personal information from an individual's consolidated employment record. Note: separate application must be made to PROV for expunging of personal information not related to the consolidated employment record, or records classified as Permanent. |
Authority | PROS 07/01 12.5.7 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Travel arrangements |
Description | Records documenting arrangements for an employee to undertake a journey or trip for work related reasons. Includes arrangements for obtaining official passports and visas. |
Authority | PROS 07/01 12.17.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.16 - TRAVEL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Travel arrangements |
Description | Records documenting arrangements for an employee to undertake a journey or trip for work related reasons. Includes arrangements for obtaining official passports and visas. |
Authority | PROS 07/01 12.17.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Volunteers and work experience placement engagement |
Description | Records documenting the engagement of volunteers and students undertaking work experience placements. Includes personal details and agreed undertakings relating to conditions of engagement and details of work performed. |
Authority | PROS 07/01 12.5.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 08.17 - WORK PLACEMENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Volunteers and work experience placement engagement |
Description | Records documenting the engagement of volunteers and students undertaking work experience placements. Includes personal details and agreed undertakings relating to conditions of engagement and details of work performed. |
Authority | PROS 07/01 12.5.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Requests for access to or correction of personal information |
Description | Records associated with requests made in relation to access to or correction of personal information held by the University. |
Authority | PROS 07/01 9.9.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Requests for access to or correction of personal information |
Description | Records associated with requests made in relation to access to or correction of personal information held by the University. |
Authority | PROS 07/01 9.9.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Disputed access to information |
Description | Records documenting disputed access to information in the University's business and information systems that does not involve the application of legislation such as FOI, privacy or records legislation or legislation specific to the University. |
Authority | melb uni has this as a "university business requirement" |
Retain Permanently | Yes |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Disputed access to information |
Description | Records documenting disputed access to information in the University's business and information systems that does not involve the application of legislation such as FOI, privacy or records legislation or legislation specific to the University. |
Authority | melb uni has this as a "university business requirement" |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Unsdisputed access to information |
Description | Records documenting access to information in University business and information systems that does not involve the application of legislation specific to the University. |
Authority | melb uni has this as a "university business requirement" |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.01 - ACCESS MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Unsdisputed access to information |
Description | Records documenting access to information in University business and information systems that does not involve the application of legislation specific to the University. |
Authority | melb uni has this as a "university business requirement" |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Recordkeeping compliance audits |
Description | Records associated with audits carried out to check compliance with recordkeeping policies, procedures and systems; and to investigate any breaches. For records relating to financial audits see FINANCIAL MANAGEMENT Audit. |
Authority | PROS 07/01 9.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.02 - AUDITING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Recordkeeping compliance audits |
Description | Records associated with audits carried out to check compliance with recordkeeping policies, procedures and systems; and to investigate any breaches. For records relating to financial audits see FINANCIAL MANAGEMENT Audit. |
Authority | PROS 07/01 9.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Recordkeeping systems - master control records |
Description | Master control records for university recordkeeping systems: includes registers, indexes, configuration manuals and records management systems. See also TECHNOLOGY AND APPLICATIONS CONTROL. |
Authority | PROS 07/01 9.4.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.03 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Recordkeeping systems - master control records |
Description | Master control records for university recordkeeping systems: includes registers, indexes, configuration manuals and records management systems. See also TECHNOLOGY AND APPLICATIONS CONTROL. |
Authority | PROS 07/01 9.4.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Records management tools |
Description | Master copy of file classification systems or the Universitys business classification schemes. Includes records management procedures such as document titling protocols. |
Authority | PROS 07/01 9.4.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.03 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records management tools |
Description | Master copy of file classification systems or the Universitys business classification schemes. Includes records management procedures such as document titling protocols. |
Authority | PROS 07/01 9.4.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Records disposal and transfer |
Description | Information, documents and records relating to activities involved in the destruction or transfer of records to IRS, and the program of activities to facilitate the orderly transfer of semi-active and inactive records from current office space into storage. Includes interactions with the Public Record Office Victoria (PROV).Consignment Lists Notification of Destruction to PROV Forms |
Authority | PROS 07/01 9.6.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.03 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records disposal and transfer |
Description | Information, documents and records relating to activities involved in the destruction or transfer of records to IRS, and the program of activities to facilitate the orderly transfer of semi-active and inactive records from current office space into storage. Includes interactions with the Public Record Office Victoria (PROV).Consignment ListsNotification ofDestruction to PROVForms |
Authority | PROS 07/01 9.6.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Records storage |
Description | Information, documents and records associated with the on-site and off-site storage of the Universitys records. |
Authority | PROS 07/01 9.11.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.03 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records storage |
Description | Information, documents and records associated with the on-site and off-site storage of the Universitys records. |
Authority | PROS 07/01 9.11.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Freedom of Information (FOI) requests resulting in procedural change |
Description | Records documenting FOI requests that set a precedent in how to handle FOI requests. Also includes FOI requests, which lead to a change in how the University operates (e.g. changes to university policy or processes). |
Authority | PROS 07/01 9.7.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.04 - FREEDOM OF INFORMATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Freedom of Information (FOI) requests resulting in procedural change |
Description | Records documenting FOI requests that set a precedent in how to handle FOI requests. Also includes FOI requests, which lead to a change in how the University operates (e.g. changes to university policy or processes). |
Authority | PROS 07/01 9.7.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Freedom of Information (FOI) requests |
Description | Records documenting FOI requests that require a detailed response from the university. Includes records for requests that are retrieved, withdrawn, or not proceeded with. |
Authority | PROS 07/01 9.7.2 & PROS 07/01 9.7.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.04 - FREEDOM OF INFORMATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Freedom of Information (FOI) requests |
Description | Records documenting FOI requests that require a detailed response from the university. Includes records for requests that are retrieved, withdrawn, or not proceeded with. |
Authority | PROS 07/01 9.7.2 & PROS 07/01 9.7.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Intellectual property management |
Description | Records documenting the establishment and management of intellectual property either held or administered by the University. Includes records documenting the unsuccessful establishment of intellectual property. |
Authority | PROS 07/01 10.3.1 & PROS 07/01 10.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 09.05 - INTELLECTUAL PROPERTY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Intellectual property management |
Description | Records documenting the establishment and management of intellectual property either held or administered by the University. Includes records documenting the unsuccessful establishment of intellectual property. |
Authority | PROS 07/01 10.3.1 & PROS 07/01 10.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Copyright requests |
Description | Requests from the public and other agencies for permission to reproduce either published or unpublished material in which the university retains copyright. Includes applications made by the University to reproduce published material held under copyright by another agency, organisation or individual. |
Authority | PROS 07/01 15.3.1 & PROS 07/01 15.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.05 - INTELLECTUAL PROPERTY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Copyright requests |
Description | Requests from the public and other agencies for permission to reproduce either published or unpublished material in which the university retains copyright. Includes applications made by the University to reproduce published material held under copyright by another agency, organisation or individual. |
Authority | PROS 07/01 15.3.1 & PROS 07/01 15.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Privacy breaches, complaints, and requests for access |
Description | The records associated with complaints made concerning breaches of the Information Privacy Act 2000. Includes records resolved both by the University and those referred to the Office of the Victorian Privacy Commissioner. |
Authority | PROS 07/01 9.9.1 & PROS 07/01 9.9.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.06 - PRIVACY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Privacy breaches, complaints, and requests for access |
Description | The records associated with complaints made concerning breaches of the Information Privacy Act 2000. Includes records resolved both by the University and those referred to the Office of the Victorian Privacy Commissioner. |
Authority | PROS 07/01 9.9.1 & PROS 07/01 9.9.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | University publications |
Description | One copy each of the University's primary publications (including web publications but excluding websites) which have not been lodged with the State Library of Victoria in compliance with the Libraries Act 1988. |
Authority | PROS 07/01 15.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.07 - PUBLICATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | University publications |
Description | One copy each of the University's primary publications (including web publications but excluding websites) which have not been lodged with the State Library of Victoria in compliance with the Libraries Act 1988. |
Authority | PROS 07/01 15.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Commissioned photographs |
Description | Master set of commissioned photographs and moving images on University activities. |
Authority | PROS 07/01 15.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.07 - PUBLICATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Commissioned photographs |
Description | Master set of commissioned photographs and moving images on University activities. |
Authority | PROS 07/01 15.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Production preparation |
Description | Records documenting the production process including design, layout, printing, binding, corporate style guide, etc. |
Authority | PROS 07/01 15.7.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.07 - PUBLICATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Production preparation |
Description | Records documenting the production process including design, layout, printing, binding, corporate style guide, etc. |
Authority | PROS 07/01 15.7.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Changes to website content |
Description | Records documenting changes to content on a University website. Includes records of the approval process. |
Authority | PROS 07/01 15.7.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.07 - PUBLICATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Changes to website content |
Description | Records documenting changes to content on a University website. Includes records of the approval process. |
Authority | PROS 07/01 15.7.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Records management system security planning and classification data |
Description | Records relating to the physical security arrangements for records management systems. Records associated with establishing and assigning security levels and caveats within records management systems. |
Authority | PROS 07/01 9.10.1 & PROS 07/01 9.10.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 09.08 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records management system security planning and classification data |
Description | Records relating to the physical security arrangements for records management systems. Records associated with establishing and assigning security levels and caveats within records management systems. |
Authority | PROS 07/01 9.10.1 & PROS 07/01 9.10.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Advice (major) |
Description | Records documenting requests for and legal advice received from an internal or external legal service provider relating to: matters of major public interest or controversy, new or amended University legislation, or University-wide industrial issues. |
Authority | PROS 07/01 10.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.01 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (major) |
Description | Records documenting requests for and legal advice received from an internal or external legal service provider relating to: matters of major public interest or controversy, new or amended University legislation, or University-wide industrial issues. |
Authority | PROS 07/01 10.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Advice (minor) |
Description | Records documenting requests for and legal advice received from an internal or external legal provider that relate to matters of minor public interest or controversy and do not relate to new or amended university legislation. |
Authority | PROS 07/01 10.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.01 - ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (minor) |
Description | Records documenting requests for and legal advice received from an internal or external legal provider that relate to matters of minor public interest or controversy and do not relate to new or amended university legislation. |
Authority | PROS 07/01 10.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary record of contracts and agreements |
Description | Summary records for all contracts and agreements managed by the university. Includes contract registers and systems. |
Authority | PROS 07/01 3.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.02 - AGREEMENTS / CONTRACTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary record of contracts and agreements |
Description | Summary records for all contracts and agreements managed by the university. Includes contract registers and systems. |
Authority | PROS 07/01 3.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Significant contracts and agreements |
Description | Records of contracts and agreements for significant University commitments, such as large-scale infrastructure projects and partnerships. Includes agreements related to the commercialisation of intellectual property or are of major significance to the University. Includes records documenting the development, formulation and execution of agreements. Absent other metrics, contracts over $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 07/01 3.3.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 10.02 - AGREEMENTS / CONTRACTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Significant contracts and agreements |
Description | Records of contracts and agreements for significant University commitments, such as large-scale infrastructure projects and partnerships. Includes agreements related to the commercialisation of intellectual property or are of major significance to the University. Includes records documenting the development, formulation and execution of agreements. Absent other metrics, contracts over $150K (as per the Financial Management Act) can be considered significant. |
Authority | PROS 07/01 3.3.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Routine contracts and agreements |
Description | Records of contracts for smaller-scale activities which are under seal (specialty contracts). Includes records associated with the negotiation process, excluding tender records. Includes contracts under seal and not under seal. Absent other metrics, contracts under $150K (as per the Financial Management Act) can be considered routine. |
Authority | PROS 07/01 3.3.3 & PROS 07/01 3.3.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 10.02 - AGREEMENTS / CONTRACTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Routine contracts and agreements |
Description | Records of contracts for smaller-scale activities which are under seal (specialty contracts). Includes records associated with the negotiation process, excluding tender records. Includes contracts under seal and not under seal. Absent other metrics, contracts under $150K (as per the Financial Management Act) can be considered routine. |
Authority | PROS 07/01 3.3.3 & PROS 07/01 3.3.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Compensation records |
Description | Records of claims for damage to property made by University employees or members of the public. See also PROPERTY MANAGEMENT Accidents, Damage and Illegal Entry |
Authority | PROS 07/01 10.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.03 - COMPENSATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Compensation records |
Description | Records of claims for damage to property made by University employees or members of the public. See also PROPERTY MANAGEMENT Accidents, Damage and Illegal Entry |
Authority | PROS 07/01 10.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Litigation leading to change in policy |
Description | Records documenting litigation matters involving the University where legal precedents are set or lead to a change in University policies, or lead to the establishment or abolition of departments or centres. |
Authority | PROS 07/01 10.4.1 & PROS 07/01 10.4.3 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.04 - LITIGATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Litigation leading to change in policy |
Description | Records documenting litigation matters involving the University where legal precedents are set or lead to a change in University policies, or lead to the establishment or abolition of departments or centres. |
Authority | PROS 07/01 10.4.1 & PROS 07/01 10.4.3 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Litigation not leading to change in policy |
Description | Records documenting litigation matters that do not set legal precedent, nor lead to a change in any university-wide policies. Includes records documenting the legal discovery process. |
Authority | PROS 07/01 10.4.2 & PROS 07/01 10.4.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.04 - LITIGATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Litigation not leading to change in policy |
Description | Records documenting litigation matters that do not set legal precedent, nor lead to a change in any university-wide policies. Includes records documenting the legal discovery process. |
Authority | PROS 07/01 10.4.2 & PROS 07/01 10.4.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | University statutes and regulations |
Description | Records relating to the development of legislation and regulations concerning the operations and functions of the University. Includes drafting instructions, draft legislation, regulation and amendments, submissions to the Minister, reports, comments received from other agencies. |
Authority | PROS 07/01 7.7.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.05 - UNIVERSITY LEGISLATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | University statutes and regulations |
Description | Records relating to the development of legislation and regulations concerning the operations and functions of the University. Includes drafting instructions, draft legislation, regulation and amendments, submissions to the Minister, reports, comments received from other agencies. |
Authority | PROS 07/01 7.7.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Whisteblower & protected disclosure |
Description | Investigations into disclosures made under the Whistle blowers Protection Act 2001 (Vic) and/or the Protected Disclosure Act 2012 (Vic) |
Authority | PROS 07/01 10.6.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 10.06 - WHISTLEBLOWERS PROTECTION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Whisteblower & protected disclosure |
Description | Investigations into disclosures made under the Whistle blowers Protection Act 2001 (Vic) and/or the Protected Disclosure Act 2012 (Vic) |
Authority | PROS 07/01 10.6.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Acquisition and disposal records |
Description | Records relating to the acquisition and/or disposal of property. Includes legal documents relating to a purchase / sale; particulars of sale documents; board of survey; licenses & rental revision; tender documents; conditions of contracts; certificates of approval. For records relating to the leasing of property, use PROPERTY MANAGEMENT LEASE & HIRE MANAGEMENT. |
Authority | PROS 07/01 14.2.1 & PROS 07/01 14.5.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.01 - ACQUISITION & DISPOSAL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Acquisition and disposal records |
Description | Records relating to the acquisition and/or disposal of property. Includes legal documents relating to a purchase / sale; particulars of sale documents; board of survey; licenses & rental revision; tender documents; conditions of contracts; certificates of approval. For records relating to the leasing of property, use PROPERTY MANAGEMENT LEASE & HIRE MANAGEMENT. |
Authority | PROS 07/01 14.2.1 & PROS 07/01 14.5.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Acquisition not proceeded with |
Description | Records documenting the negotiations for properties where the acquisition was not proceeded with. |
Authority | PROS 07/01 14.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.01 - ACQUISITION & DISPOSAL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Acquisition not proceeded with |
Description | Records documenting the negotiations for properties where the acquisition was not proceeded with. |
Authority | PROS 07/01 14.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Conservation of properties |
Description | Records documenting the activities involved in the preservation, protection, restoration and enhancement of properties. |
Authority | PROS 07/01 14.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 11.02 - CONSERVATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Conservation of properties |
Description | Records documenting the activities involved in the preservation, protection, restoration and enhancement of properties. |
Authority | PROS 07/01 14.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Conservation of culturally significant properties |
Description | Records documenting the activities involved in the preservation, protection, restoration, enhancement, fitting out and renovation of properties owned, leased or managed by the university that are identified as having local significance within a municipal heritage study. Excludes records of properties identified on the World Heritage Register, the Register of the National Estate, or the Victorian Heritage Register. |
Authority | PROS 07/01 14.3.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.02 - CONSERVATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Conservation of culturally significant properties |
Description | Records documenting the activities involved in the preservation, protection, restoration, enhancement, fitting out and renovation of properties owned, leased or managed by the university that are identified as having local significance within a municipal heritage study. Excludes records of properties identified on the World Heritage Register, the Register of the National Estate, or the Victorian Heritage Register. |
Authority | PROS 07/01 14.3.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Construction and renovation (university properties) |
Description | Records documenting construction and renovation activities carried out on university owned properties. Includes 'as built' construction plans. See also PROPERTY MANAGEMENT ACQUISITION & DISPOSAL. |
Authority | PROS 07/01 14.4.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.03 - CONSTRUCTION & RENOVATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Construction and renovation (university properties) |
Description | Records documenting construction and renovation activities carried out on university owned properties. Includes 'as built' construction plans. See also PROPERTY MANAGEMENT ACQUISITION & DISPOSAL. |
Authority | PROS 07/01 14.4.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Construction and renovation (not proceeded with) |
Description | Records documenting construction and renovation activities for properties that are not proceeded with. |
Authority | PROS 07/01 14.4.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.03 - CONSTRUCTION & RENOVATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Construction and renovation (not proceeded with) |
Description | Records documenting construction and renovation activities for properties that are not proceeded with. |
Authority | PROS 07/01 14.4.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | OUTS-Fit-outs (asbestos present) |
Description | Records documenting fit-outs of properties where no asbestos was present. |
Authority | PROS 07/01 14.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 11.04 - FIT-OUTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | OUTS-Fit-outs (asbestos present) |
Description | Records documenting fit-outs of properties where no asbestos was present. |
Authority | PROS 07/01 14.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 100 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | OUTS-Fit-outs (no asbestos present) |
Description | Records documenting fit-outs of properties where asbestos was present. |
Authority | PROS 07/01 14.6.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.04 - FIT-OUTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | OUTS-Fit-outs (no asbestos present) |
Description | Records documenting fit-outs of properties where asbestos was present. |
Authority | PROS 07/01 14.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Hazardous substances management |
Description | Information, documents and records relating to the removal and disposal of hazardous materials (including asbestos) from the fabric of the building. This includes identification and restoration of contaminated land. Includes: - Hazardous waste removal permits; - Asbestos removal permits; - Hazardous substance registers; |
Authority | PROS 07/01 14.11.4 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.05 - HAZARDOUS SUBSTANCES MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Hazardous substances management |
Description | Information, documents and records relating to the removal and disposal of hazardous materials (including asbestos) from the fabric of the building. This includes identification and restoration of contaminated land.Includes:- Hazardous waste removal permits;- Asbestos removal permits;- Hazardous substance registers; |
Authority | PROS 07/01 14.11.4 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Equipment installation in properties |
Description | Records documenting installation of equipment (e.g. heating, plumbing, air-conditioning, security equipment and cabling) in properties. Includes arranging installations and location details. |
Authority | PROS 07/01 14.7.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.06 - INSTALLATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Equipment installation in properties |
Description | Records documenting installation of equipment (e.g. heating, plumbing, air-conditioning, security equipment and cabling) in properties. Includes arranging installations and location details. |
Authority | PROS 07/01 14.7.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Equipment installation in properties for public use |
Description | Records documenting the installation of equipment intended for exclusive or extensive use by the public. |
Authority | PROS 07/01 14.7.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 25 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 11.06 - INSTALLATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Equipment installation in properties for public use |
Description | Records documenting the installation of equipment intended for exclusive or extensive use by the public. |
Authority | PROS 07/01 14.7.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 25 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Policies, claims, and renewals |
Description | Records of insurance policies including property insurance and public liability insurance. |
Authority | PROS 07/01 14.8.1 & PROS 07/01 14.8.2 & PROS 07/01 14.8.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 11.07 - INSURANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Policies, claims, and renewals |
Description | Records of insurance policies including property insurance and public liability insurance. |
Authority | PROS 07/01 14.8.1 & PROS 07/01 14.8.2 & PROS 07/01 14.8.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Leasing, leasing-out, and facility hire |
Description | Records documenting the leasing by the agency of property belonging to another organisation, as well as records relating to the leasing-out of premises belonging to the university. Includes: - space and accommodation assessments; - negotiations; - cost-benefit analysis; - assessments; - signed leases; and any administrative arrangements supporting the lease process. |
Authority | PROS 07/01 14.9.1 & PROS 07/01 14.9.2 & PROS 07/01 14.10.1 & PROS 07/01 14.10.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 11.08 - LEASE AND HIRE MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Leasing, leasing-out, and facility hire |
Description | Records documenting the leasing by the agency of property belonging to another organisation, as well as records relating to the leasing-out of premises belonging to the university. Includes:- space and accommodation assessments; - negotiations; - cost-benefit analysis; - assessments; - signed leases; and any administrative arrangements supporting the lease process. |
Authority | PROS 07/01 14.9.1 & PROS 07/01 14.9.2 & PROS 07/01 14.10.1 & PROS 07/01 14.10.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Maintenance and repairs |
Description | Records documenting routine upkeep, repair and maintenance activities, e.g. cleaning, painting, grounds maintenance and electrical maintenance. Includes records documenting: - Maintenance of cooling tower systems; - Non-toxic waste management; - Structural maintenance; - Pest control |
Authority | PROS 07/01 14.11.1 & PROS 07/01 14.11.9 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.09 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Maintenance and repairs |
Description | Records documenting routine upkeep, repair and maintenance activities, e.g. cleaning, painting, grounds maintenance and electrical maintenance.Includes records documenting:- Maintenance of cooling tower systems;- Non-toxic waste management;- Structural maintenance;- Pest control |
Authority | PROS 07/01 14.11.1 & PROS 07/01 14.11.9 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Major repairs proceeding disaster |
Description | Records documenting major repairs made to properties after a disaster, e.g. fire, floods etc. |
Authority | PROS 07/01 14.11.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 11.09 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Major repairs proceeding disaster |
Description | Records documenting major repairs made to properties after a disaster, e.g. fire, floods etc. |
Authority | PROS 07/01 14.11.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Disaster prevention planning |
Description | Records documenting the devising of disaster plans for disasters such as fire and floods to property both leased and owned |
Authority | PROS 07/01 14.14.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 11.10 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Disaster prevention planning |
Description | Records documenting the devising of disaster plans for disasters such as fire and floods to property both leased and owned |
Authority | PROS 07/01 14.14.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Property and worksite management planning |
Description | Records documenting the devising of plans (other than disaster plans) relating to property management. Includes plans devised for the management of worksites during renovation and other maintenance activities. |
Authority | PROS 07/01 14.14.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.10 - PLANNING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Property and worksite management planning |
Description | Records documenting the devising of plans (other than disaster plans) relating to property management. Includes plans devised for the management of worksites during renovation and other maintenance activities. |
Authority | PROS 07/01 14.14.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Roads and carparks management |
Description | Includes records documenting: - Infringements - Maintenance - Management |
Authority | PROS 07/01 12.1.1 & PROS 07/01 12.1.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.11 - ROADS AND CARPARKS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Roads and carparks management |
Description | Includes records documenting:- Infringements- Maintenance- Management |
Authority | PROS 07/01 12.1.1 & PROS 07/01 12.1.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Parking permits |
Description | Information, documents and records relating to the receipt and processing of applications for Council/University issued parking permits |
Authority | PROS 09/05 08.06.01 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.11 - ROADS AND CARPARKS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Parking permits |
Description | Information, documents and records relating to the receipt and processing of applications for Council/University issued parking permits |
Authority | PROS 09/05 08.06.01 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Security adminitration |
Description | Records documenting the provision of security to guard property and equipment. Includes records of electronic security surveillance systems, security reports, rosters of patrol operations, restricted access areas. Includes records of accidents and damage occurring to property, including incidents of illegal entry which may result in damage and/or theft. |
Authority | PROS 07/01 14.15.1 & PROS 07/01 4.6.1 & PROS 07/01 14.1.1 & PROS 07/01 14.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.12 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Security adminitration |
Description | Records documenting the provision of security to guard property and equipment. Includes records of electronic security surveillance systems, security reports, rosters of patrol operations, restricted access areas.Includes records of accidents and damage occurring to property, including incidents of illegal entry which may result in damage and/or theft. |
Authority | PROS 07/01 14.15.1 & PROS 07/01 4.6.1 & PROS 07/01 14.1.1 & PROS 07/01 14.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Surveillance camera footage and images. |
Description | Surveillance camera footage and images. |
Authority | PROS 07/01 14.15.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.12 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Surveillance camera footage and images. |
Description | Surveillance camera footage and images. |
Authority | PROS 07/01 14.15.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Moving records |
Description | Records relating to the moving of business activities from one property to another. Includes inventories, costings and removalist records. |
Authority | PROS 07/01 14.12.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 11.13 - SPACE ALLOCATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Moving records |
Description | Records relating to the moving of business activities from one property to another. Includes inventories, costings and removalist records. |
Authority | PROS 07/01 14.12.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Successful grant applications |
Description | Records documenting successful applications for grant funding for research, external fellowships and research scholarships. Includes selection outcome advice to applicants, criteria and grant conditions, funding arrangements, research reports, transferred and relinquished grants. |
Authority | PROS 07/01 2.11.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.01 - GRANTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Successful grant applications |
Description | Records documenting successful applications for grant funding for research, external fellowships and research scholarships. Includes selection outcome advice to applicants, criteria and grant conditions, funding arrangements, research reports, transferred and relinquished grants. |
Authority | PROS 07/01 2.11.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Unsuccessful grant applications |
Description | Records documenting unsuccessful applications for grant funding for research. |
Authority | PROS 07/01 2.11.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.01 - GRANTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Unsuccessful grant applications |
Description | Records documenting unsuccessful applications for grant funding for research. |
Authority | PROS 07/01 2.11.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Licensing |
Description | Information, documents and records relating to the Universitys compliance with regulations surrounding research activities including laboratories and animal housing and collections/specimens. Includes Licenses, permits, registration renewals. For all other licensing requirements, see GOVERNANCE - LICENSING. |
Authority | PROS 16/07 & 04.03.01 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 12.02 - LICENCING |
Narrower |
Disposal Class ID | |
Disposal Class Title | Licensing |
Description | Information, documents and records relating to the Universitys compliance with regulations surrounding research activities including laboratories and animal housing and collections/specimens. Includes Licenses, permits, registration renewals.For all other licensing requirements, see GOVERNANCE - LICENSING. |
Authority | PROS 16/07 & 04.03.01 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Summary project records |
Description | Summary records of research undertaken by the university. Includes title and type of research, names of the Chief Investigator and other researchers, funding details, and citations of outputs and publications related to the research. |
Authority | PROS 16/07 3.1.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.03 - RESEARCH ADMINISTRATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary project records |
Description | Summary records of research undertaken by the university. Includes title and type of research, names of the Chief Investigator and other researchers, funding details, and citations of outputs and publications related to the research. |
Authority | PROS 16/07 3.1.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Individual project management/administration |
Description | Records relating to the management and administration of specific individual research projects. Includes the development of research methodologies and protocols, resourcing, development and reporting on ethics applications, results of experiments, progress reporting to internal or external bodies and arrangements for informal collaborative research links with outside organisations. |
Authority | PROS 16/07 3.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.03 - RESEARCH ADMINISTRATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Individual project management/administration |
Description | Records relating to the management and administration of specific individual research projects. Includes the development of research methodologies and protocols, resourcing, development and reporting on ethics applications, results of experiments, progress reporting to internal or external bodies and arrangements for informal collaborative research links with outside organisations. |
Authority | PROS 16/07 3.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Records of Higher Degree by Research (HDR) supervisors |
Description | Summary record of supervisors of Higher Degree by Research candidates. Includes information about the supervisor, their areas of supervision, students, topics and qualifications they have supervised. For records relating to honorariums paid to supervisors use FINANCIAL MANAGEMENT. |
Authority | PROS 16/07 3.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 12.03 - RESEARCH ADMINISTRATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Records of Higher Degree by Research (HDR) supervisors |
Description | Summary record of supervisors of Higher Degree by Research candidates. Includes information about the supervisor, their areas of supervision, students, topics and qualifications they have supervised. For records relating to honorariums paid to supervisors use FINANCIAL MANAGEMENT. |
Authority | PROS 16/07 3.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Ethics proposals, approvals, and amendments |
Description | Records of ethics proposals, approvals and amendments relating to research projects. Includes records of formal bodies established to consider ethics issues as required under the Australian Code for Responsible Conduct of Research and associated National Statements, Guidelines and Codes. |
Authority | PROS 16/07 3.1.4 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.03 - RESEARCH ADMINISTRATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Ethics proposals, approvals, and amendments |
Description | Records of ethics proposals, approvals and amendments relating to research projects. Includes records of formal bodies established to consider ethics issues as required under the Australian Code for Responsible Conduct of Research and associated National Statements, Guidelines and Codes. |
Authority | PROS 16/07 3.1.4 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary record of research data |
Description | Summary record of data created as part of research activities within the University. Includes information about the nature and type of data, principal researchers or investigators, how long the data is to be retained, location and format of data and any conditions around access or reuse of the data. |
Authority | PROS 16/07 3.3.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.04 - RESEARCH DATA MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary record of research data |
Description | Summary record of data created as part of research activities within the University. Includes information about the nature and type of data, principal researchers or investigators, how long the data is to be retained, location and format of data and any conditions around access or reuse of the data. |
Authority | PROS 16/07 3.3.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Datasets of regulatory or community-wide significance |
Description | Data and datasets created as part of research activities which are of regulatory or community significance. Includes data that is: part of genetic research, including gene therapy; controversial or of high public interest; costly or impossible to reproduce; relates to the use of an innovative technique for the first time; of significant community or heritage value to the state or nation; or required by funding or other agreements to be retained permanently. |
Authority | PROS 16/07 3.3.2 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.04 - RESEARCH DATA MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Datasets of regulatory or community-wide significance |
Description | Data and datasets created as part of research activities which are of regulatory or community significance. Includes data that is: part of genetic research, including gene therapy; controversial or of high public interest; costly or impossible to reproduce; relates to the use of an innovative technique for the first time; of significant community or heritage value to the state or nation; or required by funding or other agreements to be retained permanently. |
Authority | PROS 16/07 3.3.2 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Datasets created from clinical trials |
Description | Data and datasets created from clinical trials as part of research activities within the University. |
Authority | PROS 16/07 3.3.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.04 - RESEARCH DATA MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Datasets created from clinical trials |
Description | Data and datasets created from clinical trials as part of research activities within the University. |
Authority | PROS 16/07 3.3.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Datasets related to research involving minors |
Description | Data and datasets created as part of research activities within the University, which involve minors. |
Authority | PROS 16/07 3.3.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 33 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.04 - RESEARCH DATA MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Datasets related to research involving minors |
Description | Data and datasets created as part of research activities within the University, which involve minors. |
Authority | PROS 16/07 3.3.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 33 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Datasets not involving clinical trials or minors |
Description | Data and datasets for which there are no additional regulatory requirements, and did not involve clinical trials, gene therapy or children. |
Authority | PROS 16/07 3.3.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.04 - RESEARCH DATA MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Datasets not involving clinical trials or minors |
Description | Data and datasets for which there are no additional regulatory requirements, and did not involve clinical trials, gene therapy or children. |
Authority | PROS 16/07 3.3.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Research outputs of major significance |
Description | Research outputs that disseminate the findings of research where the research outcomes: Report on projects having potential major or long term impact on the environment, heritage, society, the economy or human health; have major national or international significance; are controversial, of high public interest or the subject of widespread debate in the public arena; report on using innovative or experimental research techniques for the first time; or are required by legislation or project agreements to be retained permanently. |
Authority | PROS 16/07 3.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.05 - RESEARCH PROJECT OUTPUT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Research outputs of major significance |
Description | Research outputs that disseminate the findings of research where the research outcomes: Report on projects having potential major or long term impact on the environment, heritage, society, the economy or human health; have major national or international significance; are controversial, of high public interest or the subject of widespread debate in the public arena; report on using innovative or experimental research techniques for the first time; or are required by legislation or project agreements to be retained permanently. |
Authority | PROS 16/07 3.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Research outputs of less significance |
Description | Research outputs that disseminate the findings of university projects where the outcomes do not conform to the requirements of disposal class 18.3.1. |
Authority | PROS 16/07 3.2.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 12.05 - RESEARCH PROJECT OUTPUT MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Research outputs of less significance |
Description | Research outputs that disseminate the findings of university projects where the outcomes do not conform to the requirements of disposal class 18.3.1. |
Authority | PROS 16/07 3.2.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Specimen management |
Description | Records relating to the management of specimens obtained from humans for teaching or research purposes. Includes records documenting the use of human cadavers and body parts and all bio specimens including tissue, blood, genes and organs. Also includes records of the consent obtained from the participants. Includes records relating to managing Genetically Modified Organisms (GMO) or other material requiring biosafety provisions, which do not go through the Laboratory and Biosafety Committee or equivalent, while being used in specific research projects. Includes applications and assessments of Notifiable Low Risk Dealings (NLRDs), ongoing management of biosafety material and records of inspections of certified GMO facilities. Includes records documenting the management and care of animals in the university's custody, as required under the Australian Code for the Care and Use of Animals for Scientific Purposes, the Prevention of Cruelty to Animals Act and Regulations and associated codes of practice. Includes information about the acquisition of animals, scientific procedures or research projects using animals, number and species of animals held, number and species of animals removed from the premises or destroyed, and records of any breeding conducted. |
Authority | PROS 16/07 3.4.2 & PROS 16/07 3.4.3 & PROS 16/07 3.4.4 & PROS 16/07 3.4.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 12.06 - RESEARCH SPECIMENT AND ANIMAL MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Specimen management |
Description | Records relating to the management of specimens obtained from humans for teaching or research purposes. Includes records documenting the use of human cadavers and body parts and all bio specimens including tissue, blood, genes and organs. Also includes records of the consent obtained from the participants.Includes records relating to managing Genetically Modified Organisms (GMO) or other material requiring biosafety provisions, which do not go through the Laboratory and Biosafety Committee or equivalent, while being used in specific research projects. Includes applications and assessments of Notifiable Low Risk Dealings (NLRDs), ongoing management of biosafety material and records of inspections of certified GMO facilities.Includes records documenting the management and care of animals in the university's custody, as required under the Australian Code for the Care and Use of Animals for Scientific Purposes, the Prevention of Cruelty to Animals Act and Regulations and associated codes of practice. Includes information about the acquisition of animals, scientific procedures or research projects using animals, number and species of animals held, number and species of animals removed from the premises or destroyed, and records of any breeding conducted. |
Authority | PROS 16/07 3.4.2 & PROS 16/07 3.4.3 & PROS 16/07 3.4.4 & PROS 16/07 3.4.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Academic progress reviews |
Description | Formal and informal review records of a students academic progress that are not included in committee records. Includes both instances where the student is permitted to continue in their course without penalties or sanctions (including temporary suspension) applied, as well as instances where students are ultimately expelled. |
Authority | PROS 16/07 1.4.2 & PROS 16/07 1.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.01 - ACADEMIC PROGRESS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Academic progress reviews |
Description | Formal and informal review records of a students academic progress that are not included in committee records. Includes both instances where the student is permitted to continue in their course without penalties or sanctions (including temporary suspension) applied, as well as instances where students are ultimately expelled. |
Authority | PROS 16/07 1.4.2 & PROS 16/07 1.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Applications documentation |
Description | Admissions, applications and selection to a course or program of study regardless of outcome. Includes application forms, prior results, portfolios, immigration clearances, police clearances, and records created during the selection process. |
Authority | PROS 16/07 1.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.02 - ADMISSIONS AND ENROLMENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Applications documentation |
Description | Admissions, applications and selection to a course or program of study regardless of outcome. Includes application forms, prior results, portfolios, immigration clearances, police clearances, and records created during the selection process. |
Authority | PROS 16/07 1.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Enrolments documentation |
Description | Records documenting the enrolment or re-enrolment of individual students. Includes records relating to international and domestic students administrative progress through the university, covering matters such as leave of absence, deferment, withdrawals, enrolment variations and issues with eligibility for enrolment such as visa breaches. Includes applications for credit/advanced standing/recognition of prior learning (RPL). See also STUDENT ADMINISTRATION COMPLETIONS & GRADUATIONS. |
Authority | PROS 16/07 1.1.2 & PROS 16/07 1.1.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.02 - ADMISSIONS AND ENROLMENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Enrolments documentation |
Description | Records documenting the enrolment or re-enrolment of individual students. Includes records relating to international and domestic students administrative progress through the university, covering matters such as leave of absence, deferment, withdrawals, enrolment variations and issues with eligibility for enrolment such as visa breaches. Includes applications for credit/advanced standing/recognition of prior learning (RPL).See also STUDENT ADMINISTRATION COMPLETIONS & GRADUATIONS. |
Authority | PROS 16/07 1.1.2 & PROS 16/07 1.1.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Health information |
Description | Disclosure of health information to the University, other than information provided to the health service. Includes health information provided prior to attending work placements, excursions or study tours. For records relating to health services see CAMPUS AND SUPPORT SERVICES - Counselling and Health Services. |
Authority | PROS 16/07 1.1.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.02 - ADMISSIONS AND ENROLMENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Health information |
Description | Disclosure of health information to the University, other than information provided to the health service. Includes health information provided prior to attending work placements, excursions or study tours. For records relating to health services see CAMPUS AND SUPPORT SERVICES - Counselling and Health Services. |
Authority | PROS 16/07 1.1.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary student record |
Description | Summary record confirming details of all students who are awarded a qualification in AQF Levels 1-10 (includes courses from Certificates to Doctoral degrees). Includes student records for non-award courses. |
Authority | PROS 16/07 1.6.1 (AQF Levels 5 10) & PROS 16/07 1.6.2 (AQF Levels 1 4) |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.03 - COMPLETIONS AND GRADUATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary student record |
Description | Summary record confirming details of all students who are awarded a qualification in AQF Levels 1-10 (includes courses from Certificates to Doctoral degrees). Includes student records for non-award courses. |
Authority | PROS 16/07 1.6.1 (AQF Levels 5 10) & PROS 16/07 1.6.2 (AQF Levels 1 4) |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Approvals to graduate |
Description | Records of determination of a students eligibility to graduate, notification of approval to the student and graduation arrangements. |
Authority | PROS 16/07 1.6.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.03 - COMPLETIONS AND GRADUATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Approvals to graduate |
Description | Records of determination of a students eligibility to graduate, notification of approval to the student and graduation arrangements. |
Authority | PROS 16/07 1.6.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Testamurs and testamur management |
Description | Records associated with the reissue of testamurs and requests for replacements and copies of academic transcripts, verification of qualifications, AHEG Statements and statements/letters re academic completion. Uncollected or unclaimed testamurs and certificates of completion. |
Authority | PROS 16/07 1.6.5 & PROS 16/07 1.6.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.03 - COMPLETIONS AND GRADUATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Testamurs and testamur management |
Description | Records associated with the reissue of testamurs and requests for replacements and copies of academic transcripts, verification of qualifications, AHEG Statements and statements/letters re academic completion.Uncollected or unclaimed testamurs and certificates of completion. |
Authority | PROS 16/07 1.6.5 & PROS 16/07 1.6.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Qualification templates |
Description | Final versions of templates used to produce testamurs, transcripts, AHEGS and other statements of completion over time. |
Authority | PROS 16/07 1.6.7 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.03 - COMPLETIONS AND GRADUATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Qualification templates |
Description | Final versions of templates used to produce testamurs, transcripts, AHEGS and other statements of completion over time. |
Authority | PROS 16/07 1.6.7 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Management of study tours |
Description | Management of study tours conducted at the University. Includes student selection for tours, administrative arrangements, insurance arrangements and any changes to the tour. Includes successful application, selection and management of students participating in an exchange or study abroad program. Includes administrative arrangements for managing the students while on exchange, including any pre-checks required, arranging or confirming flights and accommodation, insurance arrangements, approved study plans and any changes to the exchange. See also TEACHING COURSE DELIVERY. |
Authority | PROS 16/07 1.3.3 & PROS 16/07 1.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.04 - EXCHANGE PROGRAMS AND STUDY TOURS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Management of study tours |
Description | Management of study tours conducted at the University. Includes student selection for tours, administrative arrangements, insurance arrangements and any changes to the tour. Includes successful application, selection and management of students participating in an exchange or study abroad program. Includes administrative arrangements for managing the students while on exchange, including any pre-checks required, arranging or confirming flights and accommodation, insurance arrangements, approved study plans and any changes to the exchange. See also TEACHING COURSE DELIVERY. |
Authority | PROS 16/07 1.3.3 & PROS 16/07 1.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Grievances and misconduct |
Description | Records documenting grievances and misconduct allegations made against students. Includes both instances where students are expelled, as well as where lesser penalties are imposed but no expulsion takes place. Includes records of the investigation undertaken and outcome documentation. |
Authority | PROS 16/07 1.5.1 & PROS 16/07 1.5.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.05 - GRIEVANCES, COMPLAINTS, AND MISCONDUCT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Grievances and misconduct |
Description | Records documenting grievances and misconduct allegations made against students. Includes both instances where students are expelled, as well as where lesser penalties are imposed but no expulsion takes place. Includes records of the investigation undertaken and outcome documentation. |
Authority | PROS 16/07 1.5.1 & PROS 16/07 1.5.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Grievances and misconduct allegations not proven |
Description | Grievances and any misconduct allegations where the allegations are not proven. Includes allegations that are proven to be frivolous or vexatious, or unfounded. Note: re Academic Integrity Warnings Register - warnings to be destroyed only after 7 years if no action taken (Academic Board 3/2013) |
Authority | PROS 16/07 1.5.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.05 - GRIEVANCES, COMPLAINTS, AND MISCONDUCT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Grievances and misconduct allegations not proven |
Description | Grievances and any misconduct allegations where the allegations are not proven. Includes allegations that are proven to be frivolous or vexatious, or unfounded. Note: re Academic Integrity Warnings Register - warnings to be destroyed only after 7 years if no action taken (Academic Board 3/2013) |
Authority | PROS 16/07 1.5.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Management of internal prizes and scholarships |
Description | Development, establishment and awarding of internal prizes and scholarships. Includes establishment of eligibility criteria for the prize/scholarship and any conditions attached, and summary record of recipients of prizes and scholarships. |
Authority | PROS 16/07 1.2.1 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.06 - SCHOLARSHIPS & PRIZES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Management of internal prizes and scholarships |
Description | Development, establishment and awarding of internal prizes and scholarships. Includes establishment of eligibility criteria for the prize/scholarship and any conditions attached, and summary record of recipients of prizes and scholarships. |
Authority | PROS 16/07 1.2.1 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Successful applications for prizes and scholarships |
Description | Successful applications for prizes/scholarships; and the delivery of the prize/scholarship to successful recipient(s). |
Authority | PROS 16/07 1.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.06 - SCHOLARSHIPS & PRIZES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Successful applications for prizes and scholarships |
Description | Successful applications for prizes/scholarships; and the delivery of the prize/scholarship to successful recipient(s). |
Authority | PROS 16/07 1.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Unsuccessful applications for prizes and scholarships |
Description | Unsuccessful applications and nominations for prizes/scholarships. |
Authority | PROS 16/07 1.2.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 13.06 - SCHOLARSHIPS & PRIZES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Unsuccessful applications for prizes and scholarships |
Description | Unsuccessful applications and nominations for prizes/scholarships. |
Authority | PROS 16/07 1.2.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Resident records |
Description | Records documenting the registration of residents in accommodation managed by the university. Includes registration of both ongoing and short-term residents, such as for conferences and residential camps. |
Authority | PROS 16/07 5.1.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 12 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.01 - ACCOMMODATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Resident records |
Description | Records documenting the registration of residents in accommodation managed by the university. Includes registration of both ongoing and short-term residents, such as for conferences and residential camps. |
Authority | PROS 16/07 5.1.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 12 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Accommodation applications |
Description | Applications for accommodation managed by the university, including records of successful and unsuccessful applicants, including any required checks, and associated records such as waiting lists. |
Authority | PROS 16/07 5.1.4 see VAR.1 below |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.01 - ACCOMMODATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Accommodation applications |
Description | Applications for accommodation managed by the university, including records of successful and unsuccessful applicants, including any required checks, and associated records such as waiting lists. |
Authority | PROS 16/07 5.1.4 see VAR.1 below |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Operational records |
Description | Records documenting management of the daily operations of accommodation managed by the university, including the management of guests or visitors and the allocation of rooms, facilities or services to individuals. |
Authority | PROS 16/07 5.1.3 see VAR.1 below |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.01 - ACCOMMODATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Operational records |
Description | Records documenting management of the daily operations of accommodation managed by the university, including the management of guests or visitors and the allocation of rooms, facilities or services to individuals. |
Authority | PROS 16/07 5.1.3 see VAR.1 below |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Homestay agreements |
Description | Records documenting the establishment and maintenance of individual homestay agreements, when the institution acts as the homestay agent |
Authority | PROS 16/07 5.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 14.01 - ACCOMMODATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Homestay agreements |
Description | Records documenting the establishment and maintenance of individual homestay agreements, when the institution acts as the homestay agent |
Authority | PROS 16/07 5.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 15 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Services management |
Description | Records relating to the ongoing management of childcare services by the university |
Authority | PROS 09/05 4.6.8 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.02 - CHILDCARE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Services management |
Description | Records relating to the ongoing management of childcare services by the university |
Authority | PROS 09/05 4.6.8 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Summary placement records |
Description | Summary records of the placement of children in childcare and early education services within Campus-based facilities. |
Authority | PROS 09/05 4.6.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 25 |
Months | 0 |
Disposal Trigger | Date created |
Broader | 14.02 - CHILDCARE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary placement records |
Description | Summary records of the placement of children in childcare and early education services within Campus-based facilities. |
Authority | PROS 09/05 4.6.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 25 |
Months | 0 |
Condition | |
Disposal Trigger | Date created |
Disposal Class Title | Enrolment and development |
Description | Records of individual enrolment and development of children within childcare and early education services. Includes registration of child, reporting on child progress, and attendance and assessment records. |
Authority | PROS 09/05 4.6.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.02 - CHILDCARE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Enrolment and development |
Description | Records of individual enrolment and development of children within childcare and early education services. Includes registration of child, reporting on child progress, and attendance and assessment records. |
Authority | PROS 09/05 4.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Curriculum development |
Description | Records relating to curriculum development for children attending childcare and early education services. |
Authority | PROS 09/05 4.6.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.02 - CHILDCARE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Curriculum development |
Description | Records relating to curriculum development for children attending childcare and early education services. |
Authority | PROS 09/05 4.6.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administration of medications |
Description | Records relating to the administrating of medication to children enrolled in childcare and early education services |
Authority | ACECQA |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.02 - CHILDCARE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administration of medications |
Description | Records relating to the administrating of medication to children enrolled in childcare and early education services |
Authority | ACECQA |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 3 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Orientation and transition |
Description | Records documenting transition and orientation activities and programs designed to provide new and existing students with the opportunity to become familiar with the institution, meet other students and prepare for study. Includes parental permission records for attendees under the age of 18. |
Authority | PROS 16/07 5.3.1 & PROS 16/07 5.3.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.03 - FUNCTIONS & EVENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Orientation and transition |
Description | Records documenting transition and orientation activities and programs designed to provide new and existing students with the opportunity to become familiar with the institution, meet other students and prepare for study. Includes parental permission records for attendees under the age of 18. |
Authority | PROS 16/07 5.3.1 & PROS 16/07 5.3.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Administrative arrangements |
Description | Records relating to the administrative arrangements for events including invitations, acceptances, guest lists, catering, venue. |
Authority | PROS 07/01 2.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.03 - FUNCTIONS & EVENTS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Administrative arrangements |
Description | Records relating to the administrative arrangements for events including invitations, acceptances, guest lists, catering, venue. |
Authority | PROS 07/01 2.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | University health services |
Description | Records documenting treatment and care of patients attending university health services. |
Authority | PROS 11/06 2.3.3 |
Retain Permanently | No |
Years | 99 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.04 - HEALTH SERVICES |
Narrower |
Disposal Class ID | |
Disposal Class Title | University health services |
Description | Records documenting treatment and care of patients attending university health services. |
Authority | PROS 11/06 2.3.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | |
Years | 99 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Facility and membership administration |
Description | Records documenting sports and recreation facility membership, registration and management. Includes pre-membership health checks, new member applications and membership renewals. Includes records documenting specific fitness/training programs developed for individual members of the facility. |
Authority | PROS 16/07 5.4.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 17 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.05 - SPORT & RECREATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Facility and membership administration |
Description | Records documenting sports and recreation facility membership, registration and management. Includes pre-membership health checks, new member applications and membership renewals. Includes records documenting specific fitness/training programs developed for individual members of the facility. |
Authority | PROS 16/07 5.4.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 17 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Program administration |
Description | Records documenting group activities and programs provided to users of sports and recreation facilities and the scheduling of events and classes at facilities. Includes development, administration, delivery and evaluation of programs, class timetables and bookings for use of the facility. |
Authority | PROS 16/07 5.4.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.05 - SPORT & RECREATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Program administration |
Description | Records documenting group activities and programs provided to users of sports and recreation facilities and the scheduling of events and classes at facilities. Includes development, administration, delivery and evaluation of programs, class timetables and bookings for use of the facility. |
Authority | PROS 16/07 5.4.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Event participation |
Description | Records documenting participation by the university in international, national and state-wide sporting and recreation events and competitions not organised by the university. Includes team registration, provision of gear and uniforms, any travel support or funding provided and competition results. |
Authority | PROS 16/07 5.4.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.05 - SPORT & RECREATION |
Narrower |
Disposal Class ID | |
Disposal Class Title | Event participation |
Description | Records documenting participation by the university in international, national and state-wide sporting and recreation events and competitions not organised by the university. Includes team registration, provision of gear and uniforms, any travel support or funding provided and competition results. |
Authority | PROS 16/07 5.4.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Clubs and societies management |
Description | Records documenting the registration and formal affiliation of clubs and societies with the University, when affiliated directly with the university. Includes summary of clubs and societies affiliated over time, and aims/objectives of the club or society. Includes records documenting Deakin's relationship management efforts with these organisations. Does not include records of clubs and societies who are affiliated with the student association rather than the institution direct. NOTE that while these records are not required as State Archives, they will be accepted into the University Archives collection. |
Authority | PROS 16/07 5.6.1 & PROS 16/07 5.6.2 |
Retain Permanently | No |
Disposal Action | Transfer to local archive |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 14.06 - STUDENT & STAFF ASSOCIATIONS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Clubs and societies management |
Description | Records documenting the registration and formal affiliation of clubs and societies with the University, when affiliated directly with the university. Includes summary of clubs and societies affiliated over time, and aims/objectives of the club or society. Includes records documenting Deakin's relationship management efforts with these organisations.Does not include records of clubs and societies who are affiliated with the student association rather than the institution direct. NOTE that while these records are not required as State Archives, they will be accepted into the University Archives collection. |
Authority | PROS 16/07 5.6.1 & PROS 16/07 5.6.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Transfer to local archive |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Student support records |
Description | Records documenting the provision of support to current students to ensure they can complete their studies. Includes: - Individual academic support - Financial support - Disability/special needs support. For records of financial assistance provided by government assistance schemes such as HECS and FEE-HELP use STUDENT ADMINISTRATION. For financial records documenting the support provided use FINANCIAL MANAGEMENT. Variants: Short Courses, Workshops |
Authority | PROS 16/07 5.5.1 5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.07 - STUDENT ACCESS & EQUITY SUPPORT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Student support records |
Description | Records documenting the provision of support to current students to ensure they can complete their studies. Includes:- Individual academic support- Financial support- Disability/special needs support.For records of financial assistance provided by government assistance schemes such as HECS and FEE-HELP use STUDENT ADMINISTRATION. For financial records documenting the support provided use FINANCIAL MANAGEMENT. Variants: Short Courses, Workshops |
Authority | PROS 16/07 5.5.1 5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 10 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Advice (generic) |
Description | Records documenting the development and provision of general advice (academic and non-academic) provided in a group or generic setting. Includes group workshops, seminars and events designed to increase student knowledge about services offered and options available. Includes advice provided by student service centres. See also LEGAL SERVICES - ADVICE. |
Authority | PROS 16/07 5.2.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 14.08 - STUDENT ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (generic) |
Description | Records documenting the development and provision of general advice (academic and non-academic) provided in a group or generic setting. Includes group workshops, seminars and events designed to increase student knowledge about services offered and options available. Includes advice provided by student service centres. See also LEGAL SERVICES - ADVICE. |
Authority | PROS 16/07 5.2.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Advice (tailored/specific) |
Description | Records documenting the provision of tailored advice to individual students regarding both academic and non-academic options available. Variants: Resume Checking, Course Advice, Career Planning Advice, Advocacy, and Financial Advice, Mentoring Programs (staff and student, Chaplaincy Services) |
Authority | PROS 16/07 5.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 14.08 - STUDENT ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Advice (tailored/specific) |
Description | Records documenting the provision of tailored advice to individual students regarding both academic and non-academic options available. Variants: Resume Checking, Course Advice, Career Planning Advice, Advocacy, and Financial Advice, Mentoring Programs (staff and student, Chaplaincy Services) |
Authority | PROS 16/07 5.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 5 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Intermediary facilitation |
Description | Records documenting intermediary services provided by the institution, where the institution acts as a link between the student and external opportunities, but has no further role. Includes employment databases, registers and job listings, and external housing opportunities. |
Authority | PROS 16/07 5.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 14.08 - STUDENT ADVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Intermediary facilitation |
Description | Records documenting intermediary services provided by the institution, where the institution acts as a link between the student and external opportunities, but has no further role. Includes employment databases, registers and job listings, and external housing opportunities. |
Authority | PROS 16/07 5.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Summary record of results |
Description | Summary record of finalised results obtained by students for courses in AQF levels 1-10, as well as non-award courses. Includes results for specific subjects, units or modules, as well as final course results. |
Authority | PROS 16/07 2.3.1 & PROS 16/07 2.3.2 & PROS 16/07 2.3.3 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Summary record of results |
Description | Summary record of finalised results obtained by students for courses in AQF levels 1-10, as well as non-award courses. Includes results for specific subjects, units or modules, as well as final course results. |
Authority | PROS 16/07 2.3.1 & PROS 16/07 2.3.2 & PROS 16/07 2.3.3 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Master copy of assessment material |
Description | Master copy of approved assessment and examination material. Includes examinations, assignments, workbooks, tests, class presentation tasks, practical assessments etc. |
Authority | PROS 16/07 2.3.4 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Master copy of assessment material |
Description | Master copy of approved assessment and examination material. Includes examinations, assignments, workbooks, tests, class presentation tasks, practical assessments etc. |
Authority | PROS 16/07 2.3.4 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Development of assessment material |
Description | Drafting and development of all assessment material, including development of exam and assignment questions, and the development of other assessment tools. Includes master copies of approved assessment and examination material. Includes examinations, assignments, workbooks, tests, class presentation tasks, practical assessments etc. |
Authority | PROS 16/07 2.3.4 & PROS 16/07 2.3.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Development of assessment material |
Description | Drafting and development of all assessment material, including development of exam and assignment questions, and the development of other assessment tools. Includes master copies of approved assessment and examination material. Includes examinations, assignments, workbooks, tests, class presentation tasks, practical assessments etc. |
Authority | PROS 16/07 2.3.4 & PROS 16/07 2.3.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Moderation of assessment tasks |
Description | Moderation of student assessment tasks, and any evaluation undertaken of the suitability of the assessment task. Includes examiners reports, marking sheets, moderation reports, and marking guidance provided to staff. Includes moderation or examination of theses submitted for Honours, Masters and Doctorate theses. |
Authority | PROS 16/07 2.3.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Moderation of assessment tasks |
Description | Moderation of student assessment tasks, and any evaluation undertaken of the suitability of the assessment task. Includes examiners reports, marking sheets, moderation reports, and marking guidance provided to staff. Includes moderation or examination of theses submitted for Honours, Masters and Doctorate theses. |
Authority | PROS 16/07 2.3.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Completed assessment material |
Description | Completed examination and assessment material submitted by students. Includes completed assignments, exams, portfolios, works of art, software, photographs and videos. Does not include Honours, Masters, or Doctoral Theses. |
Authority | PROS 16/07 2.3.7 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 6 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Completed assessment material |
Description | Completed examination and assessment material submitted by students. Includes completed assignments, exams, portfolios, works of art, software, photographs and videos. Does not include Honours, Masters, or Doctoral Theses. |
Authority | PROS 16/07 2.3.7 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 6 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Amendments to results |
Description | Amendments to students results resulting from moderation, remarking or appeal by the student, including authorisation to amend the result, where the summary of results is updated with the new mark. |
Authority | PROS 16/07 2.3.8 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Amendments to results |
Description | Amendments to students results resulting from moderation, remarking or appeal by the student, including authorisation to amend the result, where the summary of results is updated with the new mark. |
Authority | PROS 16/07 2.3.8 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Theses |
Description | Theses and other outputs submitted for assessment for Doctorate qualifications. Other outputs include dissertations, exegeses, creative works or other major works arising from a candidates research. Includes works submitted for the award of Higher Doctorates, Masters, and Honours degrees. Note: Failed doctoral theses are retained for 25 years (ref. RGSC 9/2004). |
Authority | PROS 16/07 2.3.9 & PROS 16/07 2.3.10 |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Theses |
Description | Theses and other outputs submitted for assessment for Doctorate qualifications. Other outputs include dissertations, exegeses, creative works or other major works arising from a candidates research. Includes works submitted for the award of Higher Doctorates, Masters, and Honours degrees. Note: Failed doctoral theses are retained for 25 years (ref. RGSC 9/2004). |
Authority | PROS 16/07 2.3.9 & PROS 16/07 2.3.10 |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Special consideration documentation |
Description | Assessment of applications for special consideration. Includes applications, supporting documentation and outcomes. |
Authority | PROS 16/07 2.3.11 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Special consideration documentation |
Description | Assessment of applications for special consideration. Includes applications, supporting documentation and outcomes. |
Authority | PROS 16/07 2.3.11 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Student invigilation videos |
Description | Videos of students undertaking online assessment to ensure something... |
Authority | University business requirement |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 6 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.01 - ASSESSMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Student invigilation videos |
Description | Videos of students undertaking online assessment to ensure something... |
Authority | University business requirement |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 6 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Course and curriculum delivery |
Description | Information, documents and records relating to the delivery of course content to students. This includes curriculum, teaching and student resources designed to assist teachers and students during the learning process. Also includes the evaluation and review of courses, subjects and units. |
Authority | PROS 16/07 2.2.1 & PROS 16/07 2.2.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.02 - COURSE DELIVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Course and curriculum delivery |
Description | Information, documents and records relating to the delivery of course content to students. This includes curriculum, teaching and student resources designed to assist teachers and students during the learning process. Also includes the evaluation and review of courses, subjects and units. |
Authority | PROS 16/07 2.2.1 & PROS 16/07 2.2.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Work integrated learning (WIL) and off-campus activities |
Description | Records that support the management of work integrated learning or other off-campus activities conducted as part of a subject or unit for which students receive credit toward their final result. Includes administrative arrangements and liaison with placement or practicum providers. |
Authority | PROS 16/07 2.2.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.02 - COURSE DELIVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Work integrated learning (WIL) and off-campus activities |
Description | Records that support the management of work integrated learning or other off-campus activities conducted as part of a subject or unit for which students receive credit toward their final result. Includes administrative arrangements and liaison with placement or practicum providers. |
Authority | PROS 16/07 2.2.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Teaching and learning resources |
Description | Curriculum, teaching and student resources designed to assist during the learning process. Includes delivery notes and schedules, class outlines and presentation materials, induction material, study guides, readings, subject outlines, study guides, readings, self assessment exercises, audio-visual teaching aides, reading lists, assignment lists, textbook lists and lecture notes. |
Authority | PROS 16/07 2.2.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 15.02 - COURSE DELIVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Teaching and learning resources |
Description | Curriculum, teaching and student resources designed to assist during the learning process. Includes delivery notes and schedules, class outlines and presentation materials, induction material, study guides, readings, subject outlines, study guides, readings, self assessment exercises, audio-visual teaching aides, reading lists, assignment lists, textbook lists and lecture notes. |
Authority | PROS 16/07 2.2.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Student course evaluation |
Description | The evaluation and review of courses, subjects and units by students. Includes student evaluation of unit, and student evaluation of teaching surveys. |
Authority | PROS 16/07 2.3.6 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.02 - COURSE DELIVERY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Student course evaluation |
Description | The evaluation and review of courses, subjects and units by students. Includes student evaluation of unit, and student evaluation of teaching surveys. |
Authority | PROS 16/07 2.3.6 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Master record of courses |
Description | Master record of accredited, approved, award and non-award courses, programs, training packages, modules and their units. Includes approved curriculum content, syllabus, teaching objectives, learning outcomes, assessment methods and course, subject or unit descriptions and delivery methods, capability outcomes and any specific criteria for successfully completing the course/subject/unit. Also includes governance information such as course proposal, rationale for course, business case, approval date, responsible officer, and any external professional accreditations or registrations, which apply to the course or program. Includes tracking changes to approved courses over time. |
Authority | PROS 16/07 2.1.1 (Courses in AQF levels 5 10.) & PROS 16/07 2.1.2 (Courses in AQF levels 1 4.) & PRO |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.03 - COURSE DEVELOPMENT & REVIEW |
Narrower |
Disposal Class ID | |
Disposal Class Title | Master record of courses |
Description | Master record of accredited, approved, award and non-award courses, programs, training packages, modules and their units. Includes approved curriculum content, syllabus, teaching objectives, learning outcomes, assessment methods and course, subject or unit descriptions and delivery methods, capability outcomes and any specific criteria for successfully completing the course/subject/unit. Also includes governance information such as course proposal, rationale for course, business case, approval date, responsible officer, and any external professional accreditations or registrations, which apply to the course or program. Includes tracking changes to approved courses over time. |
Authority | PROS 16/07 2.1.1 (Courses in AQF levels 5 10.) & PROS 16/07 2.1.2 (Courses in AQF levels 1 4.) & PRO |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Professional accreditation submissions |
Description | Records of submissions to external organisations for registration, accreditation, evaluation and approval of courses, subjects and units by relevant professional regulatory and/or licensing bodies. Also includes amendments to existing courses, subjects and units approved by the external body, and confirmation of continuing accreditation over time. |
Authority | PROS 16/07 2.1.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | contract expiration or other termination |
Broader | 15.03 - COURSE DEVELOPMENT & REVIEW |
Narrower |
Disposal Class ID | |
Disposal Class Title | Professional accreditation submissions |
Description | Records of submissions to external organisations for registration, accreditation, evaluation and approval of courses, subjects and units by relevant professional regulatory and/or licensing bodies. Also includes amendments to existing courses, subjects and units approved by the external body, and confirmation of continuing accreditation over time. |
Authority | PROS 16/07 2.1.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | contract expiration or other termination |
Disposal Class Title | Courses proposals and content not approved |
Description | Course proposals and curriculum content which are not approved or did not proceed to approval stage. |
Authority | PROS 16/07 2.1.5 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 15.03 - COURSE DEVELOPMENT & REVIEW |
Narrower |
Disposal Class ID | |
Disposal Class Title | Courses proposals and content not approved |
Description | Course proposals and curriculum content which are not approved or did not proceed to approval stage. |
Authority | PROS 16/07 2.1.5 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Business analysis documentation |
Description | Information, documents and records detailing analysis of business processes. Includes systems and business processes analysis. Includes business requirements documentation, design documentation, etc. |
Authority | PROS 07/01 19.10.01 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.01 - BUSINESS ANALYSIS |
Narrower |
Disposal Class ID | |
Disposal Class Title | Business analysis documentation |
Description | Information, documents and records detailing analysis of business processes. Includes systems and business processes analysis. Includes business requirements documentation, design documentation, etc. |
Authority | PROS 07/01 19.10.01 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Master control records |
Description | Master control records for University information systems. Includes registers, indexes, data classification schemas and configuration manuals, database configuration and schemas. |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.02 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Master control records |
Description | Master control records for University information systems. Includes registers, indexes, data classification schemas and configuration manuals, database configuration and schemas. |
Authority | |
Examples of Records | |
Retain Permanently | Yes |
Disposal Action | Transfer to local archive |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Library control records |
Description | Control records documenting library collections, e.g. library catalogue. |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 16.02 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Library control records |
Description | Control records documenting library collections, e.g. library catalogue. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | System audits |
Description | Records associated with officially checking systems to ensure they have been kept and maintained in accordance with agreed or legislated standards and that any records contained in them correctly record the business of the University. |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.02 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | System audits |
Description | Records associated with officially checking systems to ensure they have been kept and maintained in accordance with agreed or legislated standards and that any records contained in them correctly record the business of the University. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Email and telephone lists |
Description | Records documenting the allocation and maintenance of email address lists (internal and external) and telephone lists. |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.02 - CONTROL |
Narrower |
Disposal Class ID | |
Disposal Class Title | Email and telephone lists |
Description | Records documenting the allocation and maintenance of email address lists (internal and external) and telephone lists. |
Authority | |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Customer services management |
Description | Information, documents and records related to the provision of general advice about information and technology activities. Includes: - Helpdesk services - IT Systems Support -Notifications to Staff of system upgrades -Records management advice -Records Services |
Authority | PROS 07/01 19.6.1 & PROS 07/01 9.5.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.03 - CUSTOMER SERVICE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Customer services management |
Description | Information, documents and records related to the provision of general advice about information and technology activities. Includes:- Helpdesk services- IT Systems Support-Notifications to Staff of system upgrades-Records management advice-Records Services |
Authority | PROS 07/01 19.6.1 & PROS 07/01 9.5.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Updates and maintenance |
Description | Records relating to the maintenance and upkeep of applications, software and information systems, e.g. updates, patches. Includes software maintenance records, scheduled software updates etc. |
Authority | PROS 07/01 19.15.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Broader | 16.04 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Updates and maintenance |
Description | Records relating to the maintenance and upkeep of applications, software and information systems, e.g. updates, patches. Includes software maintenance records, scheduled software updates etc. |
Authority | PROS 07/01 19.15.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Inspections |
Description | Records documenting the routine inspection of technology and telecommunications systems and facilities, i.e. to ensure that unauthorised software or equipment is not being used. |
Authority | PROS 07/01 19.15.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Broader | 16.04 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | Inspections |
Description | Records documenting the routine inspection of technology and telecommunications systems and facilities, i.e. to ensure that unauthorised software or equipment is not being used. |
Authority | PROS 07/01 19.15.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | System recovery and backup |
Description | Backup copies of records and information used for the purpose of system recovery. |
Authority | PROS 07/01 19.15.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Broader | 16.04 - MAINTENANCE |
Narrower |
Disposal Class ID | |
Disposal Class Title | System recovery and backup |
Description | Backup copies of records and information used for the purpose of system recovery. |
Authority | PROS 07/01 19.15.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Information security |
Description | Records relating to the security of information systems. For example records associated with establishing and assigning security levels and caveats within records management systems. |
Authority | PROS 07/01 19.16.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 16.05 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Information security |
Description | Records relating to the security of information systems. For example records associated with establishing and assigning security levels and caveats within records management systems. |
Authority | PROS 07/01 19.16.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Remote access |
Description | Records documenting the setting up of remote access to University networks from remote or off-campus locations |
Authority | PROS 07/01 19.16.2 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.05 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Remote access |
Description | Records documenting the setting up of remote access to University networks from remote or off-campus locations |
Authority | PROS 07/01 19.16.2 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Security filters |
Description | Records associated with the use of filters in systems to control spam, malicious content and viruses. |
Authority | PROS 07/01 19.16.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date superseded |
Broader | 16.05 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Security filters |
Description | Records associated with the use of filters in systems to control spam, malicious content and viruses. |
Authority | PROS 07/01 19.16.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date superseded |
Disposal Class Title | Digital signatures |
Description | Records associated with the setting and management of digital signatures. |
Authority | PROS 07/01 19.16.4 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Broader | 16.05 - SECURITY |
Narrower |
Disposal Class ID | |
Disposal Class Title | Digital signatures |
Description | Records associated with the setting and management of digital signatures. |
Authority | PROS 07/01 19.16.4 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 0 |
Months | 0 |
Condition | |
Disposal Trigger |
Disposal Class Title | Software licenses |
Description | Information, documents and records associated with giving permission or establishing a formal relationship to use software or a system through licencing arrangements. |
Authority | PROS 07/01 19.14.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date closed |
Broader | 16.06 - SOFTWARE LICENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Software licenses |
Description | Information, documents and records associated with giving permission or establishing a formal relationship to use software or a system through licencing arrangements. |
Authority | PROS 07/01 19.14.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date closed |
Disposal Class Title | Acquisition |
Description | Records documenting the acquisition of licenses for software and systems from vendors. Includes negotiations relating to the terms and conditions of the license. |
Authority | PROS 07/01 19.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date finalised |
Broader | 16.06 - SOFTWARE LICENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Acquisition |
Description | Records documenting the acquisition of licenses for software and systems from vendors. Includes negotiations relating to the terms and conditions of the license. |
Authority | PROS 07/01 19.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date finalised |
Disposal Class Title | Monitoring & infringements |
Description | Records documenting the monitoring and renegotiations of license agreements. Includes responses to any licensing infringements |
Authority | PROS 07/01 19.1.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Date finalised |
Broader | 16.06 - SOFTWARE LICENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Monitoring & infringements |
Description | Records documenting the monitoring and renegotiations of license agreements. Includes responses to any licensing infringements |
Authority | PROS 07/01 19.1.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Date finalised |
Disposal Class Title | Software allocation |
Description | Records documenting the allocation of system usernames to individuals or University units. Includes network logins, email accounts, System Access Forms |
Authority | PROS 07/01 19.2.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.06 - SOFTWARE LICENCES |
Narrower |
Disposal Class ID | |
Disposal Class Title | Software allocation |
Description | Records documenting the allocation of system usernames to individuals or University units. Includes network logins, email accounts, System Access Forms |
Authority | PROS 07/01 19.2.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 2 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Development: Production |
Description | Records documenting the development, implementation and modification of specific applications which go into production. Includes feasibility studies, pilot studies, final versions of all system documentation, user and technical manuals, business rules, user requirements, system specifications, final sign-off. |
Authority | PROS 07/01 19.3.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 20 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Development: Production |
Description | Records documenting the development, implementation and modification of specific applications which go into production. Includes feasibility studies, pilot studies, final versions of all system documentation, user and technical manuals, business rules, user requirements, system specifications, final sign-off. |
Authority | PROS 07/01 19.3.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 20 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Development: Test |
Description | Records documenting the development, implementation and modification of specific applications which do not go into production. Includes testing activities, evaluation, strategies and reports. |
Authority | PROS 07/01 19.3.3 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Development: Test |
Description | Records documenting the development, implementation and modification of specific applications which do not go into production. Includes testing activities, evaluation, strategies and reports. |
Authority | PROS 07/01 19.3.3 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Evaluation & feasibility |
Description | Records documenting the evaluation of potential or existing technology and telecommunications services and systems. Includes investigations into the feasibility of contracting out technology and telecommunications activities |
Authority | PROS 07/01 19.10.01 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Evaluation & feasibility |
Description | Records documenting the evaluation of potential or existing technology and telecommunications services and systems. Includes investigations into the feasibility of contracting out technology and telecommunications activities |
Authority | PROS 07/01 19.10.01 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 7 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |
Disposal Class Title | Data migration |
Description | Records relating to the migration of data between electronic systems and from one electronic medium to another. Includes strategies for the migration and quality assurance checks to confirm accuracy of the migration process. |
Authority | PROS 07/01 19.7.1 |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Disposal Trigger | Last action completed |
Broader | 16.07 - SYSTEMS DEVELOPMENT & MANAGEMENT |
Narrower |
Disposal Class ID | |
Disposal Class Title | Data migration |
Description | Records relating to the migration of data between electronic systems and from one electronic medium to another. Includes strategies for the migration and quality assurance checks to confirm accuracy of the migration process. |
Authority | PROS 07/01 19.7.1 |
Examples of Records | |
Retain Permanently | No |
Disposal Action | Destroy |
Years | 1 |
Months | 0 |
Condition | |
Disposal Trigger | Last action completed |